Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

15 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	Sale	1,888	USD 16.4200	USD 16.4200
ADR	Purchase	1,888	USD 16.4200	USD 16.4200
USD 0.54945 ordinary	Purchase	1,489,749	GBP 27.4550	GBP 25.9700
USD 0.54945 ordinary	Sale	1,107,831	GBP 32.9775	GBP 26.0000

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	61	GBP 26.7126
USD 0.54945 ordinary	TRS	Reducing Short Position	1,210	GBP 26.2052
USD 0.54945 ordinary	TRS	Reducing Short Position	352	GBP 26.2626
USD 0.54945 ordinary	TRS	Reducing Short Position	62	GBP 26.2979
USD 0.54945 ordinary	TRS	Reducing Short Position	2,495	GBP 26.3083
USD 0.54945 ordinary	TRS	Reducing Short Position	116	GBP 26.3174
USD 0.54945 ordinary	TRS	Reducing Short Position	237	GBP 26.3244
USD 0.54945 ordinary	TRS	Reducing Short Position	23,360	GBP 26.7622
USD 0.54945 ordinary	TRS	Increasing Short Position	15,500	GBP 26.1558
USD 0.54945 ordinary	TRS	Reducing Long Position	213	GBP 27.4460
USD 0.54945 ordinary	TRS	Reducing Long Position	86,251	GBP 27.4500
USD 0.54945 ordinary	TRS	Increasing Short Position	142	GBP 26.4450
USD 0.54945 ordinary	TRS	Increasing Short Position	33	GBP 26.4525
USD 0.54945 ordinary	TRS	Increasing Short Position	125	GBP 26.4550
USD 0.54945 ordinary	TRS	Increasing Short Position	130	GBP 26.4600
USD 0.54945 ordinary	TRS	Increasing Short Position	25	GBP 26.1205
USD 0.54945 ordinary	TRS	Reducing Long Position	26	GBP 26.1153
USD 0.54945 ordinary	TRS	Increasing Short Position	48,415	GBP 26.1950
USD 0.54945 ordinary	TRS	Increasing Short Position	2,500	GBP 26.1033
USD 0.54945 ordinary	TRS	Increasing Short Position	538	GBP 26.1927
USD 0.54945 ordinary	TRS	Increasing Short Position	39,525	GBP 26.1954
USD 0.54945 ordinary	TRS	Increasing Short Position	212	GBP 26.3177
USD 0.54945 ordinary	TRS	Increasing Short Position	101,197	GBP 26.3930
USD 0.54945 ordinary	TRS	Increasing Short Position	1,518	GBP 26.4012
USD 0.54945 ordinary	TRS	Increasing Short Position	84,989	GBP 26.4210
USD 0.54945 ordinary	TRS	Increasing Short Position	15,536	GBP 26.4351
USD 0.54945 ordinary	TRS	Increasing Short Position	2,941	GBP 26.4918
USD 0.54945 ordinary	TRS	Increasing Short Position	4,164	GBP 26.5815

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 May 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END