Form 8.5 (EPT/RI)

GoldmanSachs International

21 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	994,675 95	27.0800 GBP 616.1300 ZAR	26.2825 GBP 616.1300 ZAR
USD 0.54945 ordinary	Sales	1,014,375 95	27.1350 GBP 616.1300 ZAR	26.2853 GBP 616.1300 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	31,474	26.3321 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	25,487	26.4707 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,205	26.4749 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,182	26.6105 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	17,393	26.6213 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,096	26.6531 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	39,415	26.7017 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	72,677	26.7130 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	77	26.7389 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	87	26.7389 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,475	26.7390 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	184	26.7390 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	43,054	26.7393 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	461	26.7473 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	303	26.7488 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	271	26.7488 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	645	26.7488 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,164	26.7488 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	13,500	26.7514 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	19,708	26.7613 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	108,126	26.7619 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,884	26.7638 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	102,400	26.7899 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	517	26.8255 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	756	26.9348 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,512	26.9376 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,008	26.9376 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	39,415	26.9879 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,883	26.9931 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	29,561	26.9965 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,159	27.0407 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	38	27.0471 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	92	27.0471 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	43	27.0471 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	738	27.0471 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,971	27.0726 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	856	26.7391 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	435	26.8983 GBP
USD 0.54945 ordinary	SWAP	Increasing a short position	194,082	34.1226 USD
USD 0.54945 ordinary	SWAP	Increasing a short position	26,888	615.4229 ZAR
USD 0.54945 ordinary	SWAP	Reducing a short position	153	621.7522 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	21 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END