Form 8.5 (EPT/RI)

GoldmanSachs International
21 May 2024
 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ANGLO AMERICAN PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

ANGLO AMERICAN PLC

(d) Date dealing undertaken:

20 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for BHP GROUP LIMITED

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchases

994,675
95

27.0800 GBP
616.1300 ZAR

26.2825 GBP
616.1300 ZAR

USD 0.54945 ordinary

Sales

1,014,375
95

27.1350 GBP
616.1300 ZAR

26.2853 GBP
616.1300 ZAR

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

Reducing a short position

31,474

26.3321 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

25,487

26.4707 GBP

USD 0.54945 ordinary

CFD

Increasing a short position

1,205

26.4749 GBP

USD 0.54945 ordinary

CFD

Reducing a long position

1,182

26.6105 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

17,393

26.6213 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

6,096

26.6531 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

39,415

26.7017 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

72,677

26.7130 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

77

26.7389 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

87

26.7389 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

1,475

26.7390 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

184

26.7390 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

43,054

26.7393 GBP

USD 0.54945 ordinary

CFD

Reducing a long position

461

26.7473 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

303

26.7488 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

271

26.7488 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

645

26.7488 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

5,164

26.7488 GBP

USD 0.54945 ordinary

CFD

Increasing a short position

13,500

26.7514 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

19,708

26.7613 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

108,126

26.7619 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

2,884

26.7638 GBP

USD 0.54945 ordinary

CFD

Increasing a short position

102,400

26.7899 GBP

USD 0.54945 ordinary

CFD

Reducing a long position

517

26.8255 GBP

USD 0.54945 ordinary

CFD

Increasing a long position

756

26.9348 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

1,512

26.9376 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

1,008

26.9376 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

39,415

26.9879 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

7,883

26.9931 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

29,561

26.9965 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

5,159

27.0407 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

38

27.0471 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

92

27.0471 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

43

27.0471 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

738

27.0471 GBP

USD 0.54945 ordinary

CFD

Reducing a short position

3,971

27.0726 GBP

USD 0.54945 ordinary

SWAP

Reducing a long position

856

26.7391 GBP

USD 0.54945 ordinary

SWAP

Increasing a long position

435

26.8983 GBP

USD 0.54945 ordinary

SWAP

Increasing a short position

194,082

34.1226 USD

USD 0.54945 ordinary

SWAP

Increasing a short position

26,888

615.4229 ZAR

USD 0.54945 ordinary

SWAP

Reducing a short position

153

621.7522 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

21 May 2024

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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