Form 8.5 (EPT/RI)

Citigroup Global Markets Limited
24 May 2024
 

 


FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

BHP Group Limited

(d) Date dealing undertaken:

23 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 If it is a cash offer or possible cash offer, state "N/A"

BHP Group Limited

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Sale

70,582

ZAR 630.7733

ZAR 629.7826

USD 0.54945 ordinary

Purchase

70,582

ZAR 630.2500

ZAR 630.2500

USD 0.54945 ordinary

Sale

671,249

GBP 27.2750

GBP 26.4550

USD 0.54945 ordinary

Purchase

1,796,830

GBP 27.2800

GBP 26.4550

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

 e.g. CFD

Nature of dealing

 e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

TRS

Increasing Short Position

14

GBP 27.0650

USD 0.54945 ordinary

TRS

Increasing Short Position

455

GBP 27.0700

USD 0.54945 ordinary

TRS

Increasing Short Position

22

GBP 27.0750

USD 0.54945 ordinary

TRS

Increasing Short Position

161

GBP 27.0800

USD 0.54945 ordinary

TRS

Increasing Short Position

585

GBP 26.9554

USD 0.54945 ordinary

TRS

Increasing Short Position

38,150

GBP 26.9734

USD 0.54945 ordinary

TRS

Increasing Short Position

547,326

GBP 27.0101

USD 0.54945 ordinary

TRS

Increasing Short Position

1,130

GBP 26.4550

USD 0.54945 ordinary

TRS

Reducing Short Position

47

GBP 26.4550

USD 0.54945 ordinary

TRS

Increasing Short Position

24,618

GBP 26.8710

USD 0.54945 ordinary

TRS

Increasing Short Position

363

GBP 26.8840

USD 0.54945 ordinary

TRS

Increasing Short Position

3

GBP 27.0700

USD 0.54945 ordinary

TRS

Reducing Short Position

48

GBP 26.6146

USD 0.54945 ordinary

TRS

Reducing Short Position

72,274

GBP 26.7346

USD 0.54945 ordinary

TRS

Reducing Short Position

297

GBP 26.7464

USD 0.54945 ordinary

TRS

Reducing Short Position

41,278

GBP 26.7858

USD 0.54945 ordinary

TRS

Reducing Short Position

12,576

GBP 26.7994

USD 0.54945 ordinary

TRS

Reducing Short Position

60,464

GBP 26.8435

USD 0.54945 ordinary

TRS

Reducing Short Position

1,266

GBP 26.8472

USD 0.54945 ordinary

TRS

Reducing Short Position

59,335

GBP 26.8919

USD 0.54945 ordinary

TRS

Reducing Short Position

536

GBP 26.8926

USD 0.54945 ordinary

TRS

Reducing Short Position

1,441

GBP 26.9356

USD 0.54945 ordinary

TRS

Reducing Short Position

2,354

GBP 26.9526

USD 0.54945 ordinary

TRS

Reducing Short Position

121

GBP 26.9648

USD 0.54945 ordinary

TRS

Reducing Short Position

3,207

GBP 27.0094

USD 0.54945 ordinary

TRS

Reducing Short Position

1,980

GBP 27.0466

USD 0.54945 ordinary

TRS

Increasing Long Position

324

GBP 26.7440

USD 0.54945 ordinary

TRS

Reducing Long Position

757,998

GBP 27.0500

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description

 e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

 e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii) Exercise

 

Class of relevant security

Product description

 e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

 e.g. subscription, conversion

Details

Price per unit (if applicable)





 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:                            

24 May 2024

Contact name:

Craig Watson

Telephone number:

02890 409 605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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END
 
 
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