Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

28 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Sale	499,165	GBP 26.5650	GBP 26.1483
USD 0.54945 ordinary	Purchase	1,623,713	GBP 26.5525	GBP 26.1500

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	19,873	GBP 26.1631
USD 0.54945 ordinary	TRS	Increasing Short Position	80	GBP 26.1658
USD 0.54945 ordinary	TRS	Increasing Short Position	67,359	GBP 26.1766
USD 0.54945 ordinary	TRS	Increasing Short Position	60,000	GBP 26.2593
USD 0.54945 ordinary	TRS	Increasing Short Position	312,584	GBP 26.2893
USD 0.54945 ordinary	TRS	Increasing Short Position	136,335	GBP 26.3677
USD 0.54945 ordinary	TRS	Increasing Short Position	169	GBP 26.1526
USD 0.54945 ordinary	TRS	Increasing Short Position	867	GBP 26.1526
USD 0.54945 ordinary	TRS	Increasing Short Position	12	GBP 26.2526
USD 0.54945 ordinary	TRS	Increasing Short Position	2	GBP 26.2600
USD 0.54945 ordinary	TRS	Increasing Short Position	2	GBP 26.2676
USD 0.54945 ordinary	TRS	Increasing Short Position	480	GBP 26.3169
USD 0.54945 ordinary	TRS	Increasing Short Position	3,000	GBP 26.3208
USD 0.54945 ordinary	TRS	Increasing Short Position	137	GBP 26.3226
USD 0.54945 ordinary	TRS	Reducing Short Position	10,436	GBP 26.1483
USD 0.54945 ordinary	TRS	Reducing Short Position	21,627	GBP 26.1496
USD 0.54945 ordinary	TRS	Reducing Short Position	5,960	GBP 26.1841
USD 0.54945 ordinary	TRS	Reducing Short Position	197,174	GBP 26.2278
USD 0.54945 ordinary	TRS	Reducing Short Position	5,646	GBP 26.2331
USD 0.54945 ordinary	TRS	Reducing Short Position	116,507	GBP 26.2724
USD 0.54945 ordinary	TRS	Reducing Short Position	60,094	GBP 26.3367
USD 0.54945 ordinary	TRS	Reducing Short Position	823	GBP 26.3805
USD 0.54945 ordinary	TRS	Reducing Short Position	16	GBP 26.3861
USD 0.54945 ordinary	TRS	Closing Long Position	948,115	GBP 26.4950
USD 0.54945 ordinary	TRS	Increasing Short Position	203	GBP 26.1500
USD 0.54945 ordinary	TRS	Closing Long Position	113	GBP 26.1500

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	28 May 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END