Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

29 May 2024

 

AVS: 569853

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Sale	233	ZAR 606.6760	ZAR 606.6760
USD 0.54945 ordinary	Purchase	233	ZAR 606.6760	ZAR 606.6760
USD 0.54945 ordinary	Sale	1,217,574	GBP 26.3300	GBP 22.1000
USD 0.54945 ordinary	Purchase	422,814	GBP 26.3300	GBP 25.5800

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	408	GBP 25.5972
USD 0.54945 ordinary	TRS	Increasing Short Position	35	GBP 25.5976
USD 0.54945 ordinary	TRS	Increasing Short Position	563	GBP 25.6061
USD 0.54945 ordinary	TRS	Increasing Short Position	12,911	GBP 25.6112
USD 0.54945 ordinary	TRS	Increasing Short Position	1,098	GBP 25.6173
USD 0.54945 ordinary	TRS	Increasing Short Position	62,335	GBP 25.6276
USD 0.54945 ordinary	TRS	Increasing Short Position	4,184	GBP 25.6504
USD 0.54945 ordinary	TRS	Increasing Short Position	449	GBP 25.7796
USD 0.54945 ordinary	TRS	Increasing Short Position	234,527	GBP 25.7894
USD 0.54945 ordinary	TRS	Increasing Short Position	11,082	GBP 25.8132
USD 0.54945 ordinary	TRS	Increasing Short Position	23,011	GBP 25.8623
USD 0.54945 ordinary	TRS	Increasing Short Position	15,998	GBP 25.8886
USD 0.54945 ordinary	TRS	Reducing Short Position	7,024	GBP 25.5822
USD 0.54945 ordinary	TRS	Reducing Short Position	193	GBP 25.9118
USD 0.54945 ordinary	TRS	Reducing Short Position	4,759	GBP 25.9147
USD 0.54945 ordinary	TRS	Reducing Short Position	2,035	GBP 25.9193
USD 0.54945 ordinary	TRS	Reducing Short Position	148	GBP 25.9797
USD 0.54945 ordinary	TRS	Reducing Short Position	1,774	GBP 25.9803
USD 0.54945 ordinary	TRS	Reducing Short Position	1,637	GBP 25.9950
USD 0.54945 ordinary	TRS	Reducing Short Position	167	GBP 26.0325
USD 0.54945 ordinary	TRS	Reducing Short Position	14,128	GBP 26.0346
USD 0.54945 ordinary	TRS	Reducing Short Position	1,125,000	GBP 26.0000
USD 0.54945 ordinary	TRS	Increasing Short Position	145	GBP 25.8600
USD 0.54945 ordinary	TRS	Increasing Short Position	160	GBP 25.8700
USD 0.54945 ordinary	TRS	Increasing Short Position	217	GBP 25.8750
USD 0.54945 ordinary	TRS	Reducing Short Position	1,890	GBP 22.1000
USD 0.54945 ordinary	TRS	Increasing Short Position	100	GBP 25.8400
USD 0.54945 ordinary	TRS	Increasing Short Position	268	GBP 25.8450
USD 0.54945 ordinary	TRS	Increasing Short Position	65	GBP 25.7400
USD 0.54945 ordinary	TRS	Increasing Short Position	113	GBP 25.7500
USD 0.54945 ordinary	TRS	Increasing Short Position	135	GBP 25.7600
USD 0.54945 ordinary	TRS	Increasing Short Position	191	GBP 25.5800

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 May 2024
Contact name:	Cathal McKenna
Telephone number:	02890 409 544

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END