Form 8.5 (EPT/RI) - Anglo American - Amendment

UBS AG (EPT)
02 May 2024
 

This announcement replaces the previous RNS announcement 8389M released at 11:33 on the 1st May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited connected to UBS

(d) Date dealing undertaken:

            30 April 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES. BHP Group Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

 

956415

28.90251        GBP

21.40849        GBP

USD 0.54945 ordinary

Sell

 

1006770

28.90251        GBP

21.40849        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

 

Long

265961

26.34        GBP

USD 0.54945 ordinary

CFD

 

Long

1422

26.648984        GBP

USD 0.54945 ordinary

CFD

 

Long

4755

27.451091        GBP

USD 0.54945 ordinary

CFD

 

Long

285

26.91240313        GBP

USD 0.54945 ordinary

CFD

 

Long

263

26.87093518        GBP

USD 0.54945 ordinary

CFD

 

Long

85

27.45422532        GBP

USD 0.54945 ordinary

CFD

 

Long

26

26.93784569        GBP

USD 0.54945 ordinary

CFD

 

Long

5

27.13118604        GBP

USD 0.54945 ordinary

CFD

 

Long

1231

26.3389464        GBP

USD 0.54945 ordinary

CFD

 

Long

73

27.46650475        GBP

USD 0.54945 ordinary

CFD

 

Long

25

26.86938774        GBP

USD 0.54945 ordinary

CFD

 

Long

3

26.9089236        GBP

USD 0.54945 ordinary

CFD

 

Long

233

26.8300973060515        GBP

USD 0.54945 ordinary

CFD

 

Long

22

26.85476252        GBP

USD 0.54945 ordinary

CFD

 

Long

68

26.90325036        GBP

USD 0.54945 ordinary

CFD

 

Long

1211

26.89065224        GBP

USD 0.54945 ordinary

CFD

 

Long

949

26.9120653326133        GBP

USD 0.54945 ordinary

CFD

 

Long

158

26.89814873        GBP

USD 0.54945 ordinary

CFD

 

Long

809

26.84058972        GBP

USD 0.54945 ordinary

CFD

 

Long

157

26.8983268        GBP

USD 0.54945 ordinary

CFD

 

Long

65

26.8496952        GBP

USD 0.54945 ordinary

CFD

 

Long

17

27.50255725        GBP

USD 0.54945 ordinary

CFD

 

Long

743

26.86530647        GBP

USD 0.54945 ordinary

CFD

 

Long

53

27.45442065        GBP

USD 0.54945 ordinary

CFD

 

Long

52

27.44296871        GBP

USD 0.54945 ordinary

CFD

 

Long

20

27.44460323        GBP

USD 0.54945 ordinary

CFD

 

Long

681

26.90438893        GBP

USD 0.54945 ordinary

CFD

 

Long

132

27.5027355        GBP

USD 0.54945 ordinary

CFD

 

Long

575

26.9119565182609        GBP

USD 0.54945 ordinary

CFD

 

Long

477

26.86217367        GBP

USD 0.54945 ordinary

CFD

 

Long

107

26.9159093        GBP

USD 0.54945 ordinary

CFD

 

Long

45

27.46645376        GBP

USD 0.54945 ordinary

CFD

 

Long

295

27.20267542        GBP

USD 0.54945 ordinary

CFD

 

Long

105

26.85083069        GBP

USD 0.54945 ordinary

CFD

 

Long

41

26.96217892        GBP

USD 0.54945 ordinary

CFD

 

Long

295

26.8621475        GBP

USD 0.54945 ordinary

CFD

 

Long

92

26.9107880415217        GBP

USD 0.54945 ordinary

CFD

 

Long

39

26.89034711        GBP

USD 0.54945 ordinary

CFD

 

Long

27

27.50260082        GBP

USD 0.54945 ordinary

CFD

 

Long

8024

26.461261        GBP

USD 0.54945 ordinary

CFD

 

Long

6307

26.5771        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.295        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.3        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.52        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.6        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.615        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.725        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.835        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.9        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.87        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.03        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.305        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.355        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.375        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.53        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.58        GBP

USD 0.54945 ordinary

CFD

 

Long

44

27.77        GBP

USD 0.54945 ordinary

CFD

 

Long

9046

26.6055116939178        GBP

USD 0.54945 ordinary

CFD

 

Long

2329

26.35760627        GBP

USD 0.54945 ordinary

CFD

 

Long

8072

26.679325        GBP

USD 0.54945 ordinary

CFD

 

Long

400

26.856625        GBP

USD 0.54945 ordinary

CFD

 

Long

274

27.1594160616788        GBP

USD 0.54945 ordinary

CFD

 

Long

1810

26.7574530392541        GBP

USD 0.54945 ordinary

CFD

 

Long

870

26.33778634        GBP

USD 0.54945 ordinary

CFD

 

Long

2173

26.338684        GBP

USD 0.54945 ordinary

CFD

 

Long

15004

26.39598459        GBP

USD 0.54945 ordinary

CFD

 

Long

14939

26.63483625        GBP

USD 0.54945 ordinary

CFD

 

Long

41

27.747225        GBP

USD 0.54945 ordinary

CFD

 

Long

3347

26.3395        GBP

USD 0.54945 ordinary

CFD

 

Long

1384

26.457254        GBP

USD 0.54945 ordinary

CFD

 

Long

892

26.402293        GBP

USD 0.54945 ordinary

CFD

 

Long

841

26.414211        GBP

USD 0.54945 ordinary

CFD

 

Long

583

26.409192        GBP

USD 0.54945 ordinary

CFD

 

Long

564

26.5569200456028        GBP

USD 0.54945 ordinary

CFD

 

Long

530

26.565524        GBP

USD 0.54945 ordinary

CFD

 

Long

403

26.537841        GBP

USD 0.54945 ordinary

CFD

 

Long

64

26.52024        GBP

USD 0.54945 ordinary

CFD

 

Long

2

26.290694        GBP

USD 0.54945 ordinary

CFD

 

Long

1

26.872313        GBP

USD 0.54945 ordinary

CFD

 

Long

6223

26.513789        GBP

USD 0.54945 ordinary

CFD

 

Long

2

26.385        GBP

USD 0.54945 ordinary

CFD

 

Long

88

26.35        GBP

USD 0.54945 ordinary

CFD

 

Long

66

26.595        GBP

USD 0.54945 ordinary

CFD

 

Short

47951

26.34        GBP

USD 0.54945 ordinary

CFD

 

Short

352

27.299375        GBP

USD 0.54945 ordinary

CFD

 

Short

4064

26.40201772        GBP

USD 0.54945 ordinary

CFD

 

Short

91166

26.27391362        GBP

USD 0.54945 ordinary

CFD

 

Short

4755

27.13732189        GBP

USD 0.54945 ordinary

CFD

 

Short

37560

33.27216134        USD

USD 0.54945 ordinary

CFD

 

Short

10000

26.359659        GBP

USD 0.54945 ordinary

CFD

 

Short

13700

26.822728        GBP

USD 0.54945 ordinary

CFD

 

Short

73

27.1308139        GBP

USD 0.54945 ordinary

CFD

 

Short

174

27.1435857        GBP

USD 0.54945 ordinary

CFD

 

Short

18

27.1066263        GBP

USD 0.54945 ordinary

CFD

 

Short

1357

27.12770629        GBP

USD 0.54945 ordinary

CFD

 

Short

1329

27.12485247        GBP

USD 0.54945 ordinary

CFD

 

Short

65

26.5910636        GBP

USD 0.54945 ordinary

CFD

 

Short

28

26.89071429        GBP

USD 0.54945 ordinary

CFD

 

Short

125

26.8884        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.28        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.33        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.455        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.57        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.595        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.605        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.625        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.75        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.895        GBP

USD 0.54945 ordinary

CFD

 

Short

44

27.14        GBP

USD 0.54945 ordinary

CFD

 

Short

2

26.37        GBP

USD 0.54945 ordinary

CFD

 

Short

16249

26.581417320416        GBP

USD 0.54945 ordinary

CFD

 

Short

2238

26.8539600099821        GBP

USD 0.54945 ordinary

CFD

 

Short

118

27.12552966        GBP

USD 0.54945 ordinary

CFD

 

Short

415

26.568482        GBP

USD 0.54945 ordinary

CFD

 

Short

18360

26.4045520164706        GBP

USD 0.54945 ordinary

CFD

 

Short

500

26.37238        GBP

USD 0.54945 ordinary

CFD

 

Short

9481

26.79344426        GBP

USD 0.54945 ordinary

CFD

 

Short

958

26.48020877        GBP

USD 0.54945 ordinary

CFD

 

Short

2550

26.9507977606        GBP

USD 0.54945 ordinary

CFD

 

Short

11623

26.341317        GBP

USD 0.54945 ordinary

CFD

 

Short

1101

27.401371        GBP

USD 0.54945 ordinary

CFD

 

Short

922

26.5092218        GBP

USD 0.54945 ordinary

CFD

 

Short

88

26.56286044        GBP

USD 0.54945 ordinary

CFD

 

Short

184064

26.40202       GBP

USD 0.54945 ordinary

CFD

 

Long

180000

26.58138       GBP

USD 0.54945 ordinary

CFD

 

Short

138564

21.40849       GBP

USD 0.54945 ordinary

CFD

 

Long

138564

21.40849       GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

02 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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