Form 8.5 (EPT/RI) - Anglo American amendment

UBS AG (EPT)

07 May 2024

 

This announcement replaces the previous RNS announcement 2507N released at 16:16 on the 3rd May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	689810	26.61630        GBP	25.8850        GBP
USD 0.54945 ordinary	Sell	2184963	26.62000        GBP	25.8550 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	20094	26.615        GBP
USD 0.54945 ordinary	CFD	Long	900	26.4257057118        GBP
USD 0.54945 ordinary	CFD	Long	10	26.5505        GBP
USD 0.54945 ordinary	CFD	Long	19034	26.6149267101009        GBP
USD 0.54945 ordinary	CFD	Long	56814	26.540898        GBP
USD 0.54945 ordinary	CFD	Long	3163	26.51229        GBP
USD 0.54945 ordinary	CFD	Long	9469	26.40283299        GBP
USD 0.54945 ordinary	CFD	Long	50714	26.38233557        GBP
USD 0.54945 ordinary	CFD	Long	2828	26.431701        GBP
USD 0.54945 ordinary	CFD	Long	2079430	26.445        GBP
USD 0.54945 ordinary	CFD	Long	55165	26.28806        GBP
USD 0.54945 ordinary	CFD	Long	88	26.37        GBP
USD 0.54945 ordinary	CFD	Long	44	25.855        GBP
USD 0.54945 ordinary	CFD	Long	44	25.875        GBP
USD 0.54945 ordinary	CFD	Long	44	25.895        GBP
USD 0.54945 ordinary	CFD	Long	44	25.93        GBP
USD 0.54945 ordinary	CFD	Long	44	25.95        GBP
USD 0.54945 ordinary	CFD	Long	44	25.96        GBP
USD 0.54945 ordinary	CFD	Long	44	26.015        GBP
USD 0.54945 ordinary	CFD	Long	44	26.145        GBP
USD 0.54945 ordinary	CFD	Long	44	26.18        GBP
USD 0.54945 ordinary	CFD	Long	44	26.365        GBP
USD 0.54945 ordinary	CFD	Long	44	26.515        GBP
USD 0.54945 ordinary	CFD	Long	20	26.115        GBP
USD 0.54945 ordinary	CFD	Long	212	26.37528302        GBP
USD 0.54945 ordinary	CFD	Long	9	26.39666667        GBP
USD 0.54945 ordinary	CFD	Long	11336	26.3617725620201        GBP
USD 0.54945 ordinary	CFD	Long	7536	26.60238843        GBP
USD 0.54945 ordinary	CFD	Long	1367	26.615004        GBP
USD 0.54945 ordinary	CFD	Long	3046	26.49132633        GBP
USD 0.54945 ordinary	CFD	Long	2132	26.53033537        GBP
USD 0.54945 ordinary	CFD	Long	20511	26.613669        GBP
USD 0.54945 ordinary	CFD	Long	78	26.221241        GBP
USD 0.54945 ordinary	CFD	Long	50	25.919791        GBP
USD 0.54945 ordinary	CFD	Long	2489	26.255645        GBP
USD 0.54945 ordinary	CFD	Long	19	26.322883        GBP
USD 0.54945 ordinary	CFD	Long	1	26.373862        GBP
USD 0.54945 ordinary	CFD	Long	654	26.252362        GBP
USD 0.54945 ordinary	CFD	Short	1350	26.1447145855        GBP
USD 0.54945 ordinary	CFD	Short	129	26.39589514        GBP
USD 0.54945 ordinary	CFD	Short	5517	26.2416485427388        GBP
USD 0.54945 ordinary	CFD	Short	24	25.99750    GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END