Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

21 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	274040	27.09500 GBP	26.16050        GBP
USD 0.54945 ordinary	Sell	226379	27.04713        GBP	21.75000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	44	26.385        GBP
USD 0.54945 ordinary	CFD	Long	1453	27.04713008        GBP
USD 0.54945 ordinary	CFD	Long	44	26.445        GBP
USD 0.54945 ordinary	CFD	Long	44	26.465        GBP
USD 0.54945 ordinary	CFD	Long	44	26.485        GBP
USD 0.54945 ordinary	CFD	Long	44	26.505        GBP
USD 0.54945 ordinary	CFD	Long	44	26.56        GBP
USD 0.54945 ordinary	CFD	Long	44	26.59        GBP
USD 0.54945 ordinary	CFD	Long	44	26.795        GBP
USD 0.54945 ordinary	CFD	Long	44	26.85        GBP
USD 0.54945 ordinary	CFD	Long	44	26.905        GBP
USD 0.54945 ordinary	CFD	Long	44	26.91        GBP
USD 0.54945 ordinary	CFD	Long	44	26.99        GBP
USD 0.54945 ordinary	CFD	Long	44	27.005        GBP
USD 0.54945 ordinary	CFD	Long	41	26.86        GBP
USD 0.54945 ordinary	CFD	Long	39	26.77        GBP
USD 0.54945 ordinary	CFD	Long	442	26.845        GBP
USD 0.54945 ordinary	CFD	Long	25	26.405        GBP
USD 0.54945 ordinary	CFD	Long	16	26.62        GBP
USD 0.54945 ordinary	CFD	Long	9060	26.805628035287        GBP
USD 0.54945 ordinary	CFD	Long	53930	26.7940755613299        GBP
USD 0.54945 ordinary	CFD	Long	19529	26.81136684        GBP
USD 0.54945 ordinary	CFD	Long	12766	26.777488        GBP
USD 0.54945 ordinary	CFD	Long	50	26.695        GBP
USD 0.54945 ordinary	CFD	Long	2030	26.530952        GBP
USD 0.54945 ordinary	CFD	Long	450	26.9737561268        GBP
USD 0.54945 ordinary	CFD	Long	298	26.7963929992953        GBP
USD 0.54945 ordinary	CFD	Long	88	26.48        GBP
USD 0.54945 ordinary	CFD	Long	88	26.785        GBP
USD 0.54945 ordinary	CFD	Long	88	26.895        GBP
USD 0.54945 ordinary	CFD	Long	1039	26.8488787264293        GBP
USD 0.54945 ordinary	CFD	Long	260	26.83454808        GBP
USD 0.54945 ordinary	CFD	Long	4761	26.7045951472443        GBP
USD 0.54945 ordinary	CFD	Long	803	26.6665068503736        GBP
USD 0.54945 ordinary	CFD	Long	1683	26.6712923353535        GBP
USD 0.54945 ordinary	CFD	Long	3273	26.7447        GBP
USD 0.54945 ordinary	CFD	Long	10168	26.7541        GBP
USD 0.54945 ordinary	CFD	Long	2906	26.74697178        GBP
USD 0.54945 ordinary	CFD	Long	44	26.4        GBP
USD 0.54945 ordinary	CFD	Short	44	26.81        GBP
USD 0.54945 ordinary	CFD	Short	44	26.82        GBP
USD 0.54945 ordinary	CFD	Short	44	26.825        GBP
USD 0.54945 ordinary	CFD	Short	44	26.87        GBP
USD 0.54945 ordinary	CFD	Short	44	26.955        GBP
USD 0.54945 ordinary	CFD	Short	44	27.0        GBP
USD 0.54945 ordinary	CFD	Short	44	27.04        GBP
USD 0.54945 ordinary	CFD	Short	44	27.095        GBP
USD 0.54945 ordinary	CFD	Short	35431	26.8        GBP
USD 0.54945 ordinary	CFD	Short	346	26.9647687861272        GBP
USD 0.54945 ordinary	CFD	Short	9873	26.7657263492474        GBP
USD 0.54945 ordinary	CFD	Short	1734	26.753968        GBP
USD 0.54945 ordinary	CFD	Short	1957	26.772118        GBP
USD 0.54945 ordinary	CFD	Short	800	26.555450365        GBP
USD 0.54945 ordinary	CFD	Short	14770	26.845790001        GBP
USD 0.54945 ordinary	CFD	Short	603	26.8164242069154        GBP
USD 0.54945 ordinary	CFD	Short	1048	26.846842        GBP
USD 0.54945 ordinary	CFD	Short	88	26.43        GBP
USD 0.54945 ordinary	CFD	Short	88	26.755        GBP
USD 0.54945 ordinary	CFD	Short	44	26.51        GBP
USD 0.54945 ordinary	CFD	Short	44	26.79        GBP
USD 0.54945 ordinary	CFD	Short	5536	26.7638927024819        GBP
USD 0.54945 ordinary	CFD	Short	103	26.73034        GBP
USD 0.54945 ordinary	CFD	Short	19	26.752237        GBP
USD 0.54945 ordinary	CFD	Short	1532	26.6465241492167        GBP
USD 0.54945 ordinary	CFD	Short	1789	26.6077543317943        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	21 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END