Form 8.5 (EPT/RI) - Anglo American plc Amendment

UBS AG (EPT)

10 May 2024

 

This announcement replaces the previous RNS announcement 8195N released at 11:46 on the 9^th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	2225382	26.79250        GBP	26.48000        GBP
USD 0.54945 ordinary	Sell	655407	27.22500        GBP	26.48000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	1023	26.570875        GBP
USD 0.54945 ordinary	CFD	Long	75432	26.54        GBP
USD 0.54945 ordinary	CFD	Long	1153	27.41084128        GBP
USD 0.54945 ordinary	CFD	Long	44	26.68        GBP
USD 0.54945 ordinary	CFD	Long	44	26.685        GBP
USD 0.54945 ordinary	CFD	Long	11	26.66        GBP
USD 0.54945 ordinary	CFD	Long	7	26.555        GBP
USD 0.54945 ordinary	CFD	Long	23	26.744348        GBP
USD 0.54945 ordinary	CFD	Long	1830	26.6272650248853        GBP
USD 0.54945 ordinary	CFD	Long	17033	26.5746950017519        GBP
USD 0.54945 ordinary	CFD	Long	8426	26.53834797        GBP
USD 0.54945 ordinary	CFD	Long	134	26.700448        GBP
USD 0.54945 ordinary	CFD	Long	800	26.672775        GBP
USD 0.54945 ordinary	CFD	Long	608	26.6552631549342        GBP
USD 0.54945 ordinary	CFD	Long	199	26.67567839        GBP
USD 0.54945 ordinary	CFD	Long	813	26.5389384        GBP
USD 0.54945 ordinary	CFD	Long	632	26.60712454        GBP
USD 0.54945 ordinary	CFD	Long	2179	26.565063        GBP
USD 0.54945 ordinary	CFD	Long	126	26.561327        GBP
USD 0.54945 ordinary	CFD	Long	1348	26.539496        GBP
USD 0.54945 ordinary	CFD	Long	650	26.57303302        GBP
USD 0.54945 ordinary	CFD	Long	379	26.575737        GBP
USD 0.54945 ordinary	CFD	Long	215	26.572826        GBP
USD 0.54945 ordinary	CFD	Long	127	26.571644        GBP
USD 0.54945 ordinary	CFD	Long	115	26.553238        GBP
USD 0.54945 ordinary	CFD	Long	647	26.590363        GBP
USD 0.54945 ordinary	CFD	Long	288	26.53        GBP
USD 0.54945 ordinary	CFD	Long	643	26.69        GBP
USD 0.54945 ordinary	CFD	Long	290	26.5375        GBP
USD 0.54945 ordinary	CFD	Long	261	26.545        GBP
USD 0.54945 ordinary	CFD	Long	417	26.56        GBP
USD 0.54945 ordinary	CFD	Long	42832	26.557506        GBP
USD 0.54945 ordinary	CFD	Long	688	26.565        GBP
USD 0.54945 ordinary	CFD	Long	408	26.52        GBP
USD 0.54945 ordinary	CFD	Long	2707578	26.73        GBP
USD 0.54945 ordinary	CFD	Long	55095	26.5340814        GBP
USD 0.54945 ordinary	CFD	Long	10000	27.1677        GBP
USD 0.54945 ordinary	CFD	Long	44	26.5        GBP
USD 0.54945 ordinary	CFD	Long	44	26.595        GBP
USD 0.54945 ordinary	CFD	Long	44	26.665        GBP
USD 0.54945 ordinary	CFD	Short	44758	26.54        GBP
USD 0.54945 ordinary	CFD	Short	10000	27.1663        GBP
USD 0.54945 ordinary	CFD	Short	36	26.575        GBP
USD 0.54945 ordinary	CFD	Short	403	26.598834        GBP
USD 0.54945 ordinary	CFD	Short	263	26.61638783        GBP
USD 0.54945 ordinary	CFD	Short	1093	26.6323925020311        GBP
USD 0.54945 ordinary	CFD	Short	675	26.563674073037        GBP
USD 0.54945 ordinary	CFD	Short	12979	26.5782626707504        GBP
USD 0.54945 ordinary	CFD	Short	568	26.55963909        GBP
USD 0.54945 ordinary	CFD	Short	3826	26.541793        GBP
USD 0.54945 ordinary	CFD	Short	3103	26.5477014664132        GBP
USD 0.54945 ordinary	CFD	Short	1214	26.54196458        GBP
USD 0.54945 ordinary	CFD	Short	1429	26.539641966494        GBP
USD 0.54945 ordinary	CFD	Short	3562	26.57076502        GBP
USD 0.54945 ordinary	CFD	Short	254	26.56128937        GBP
USD 0.54945 ordinary	CFD	Short	11245	26.5911727453268        GBP
USD 0.54945 ordinary	CFD	Short	14200	26.614081        GBP
USD 0.54945 ordinary	CFD	Short	25759	26.553209        GBP
USD 0.54945 ordinary	CFD	Short	11441	26.5874        GBP
USD 0.54945 ordinary	CFD	Short	811	26.5501600039951        GBP
USD 0.54945 ordinary	CFD	Short	28	26.5475        GBP
USD 0.54945 ordinary	CFD	Short	44	26.5        GBP
USD 0.54945 ordinary	CFD	Short	544	26.515        GBP
USD 0.54945 ordinary	CFD	Short	44	26.53        GBP
USD 0.54945 ordinary	CFD	Short	44	26.56        GBP
USD 0.54945 ordinary	CFD	Short	44	26.59        GBP
USD 0.54945 ordinary	CFD	Short	44	26.6        GBP
USD 0.54945 ordinary	CFD	Short	44	26.72        GBP
USD 0.54945 ordinary	CFD	Short	10	26.605        GBP
USD 0.54945 ordinary	CFD	Short	7493	26.524093        GBP
USD 0.54945 ordinary	CFD	Short	1124	26.52        GBP
USD 0.54945 ordinary	CFD	Short	4282576	26.73        GBP
USD 0.54945 ordinary	CFD	Short	400	26.7306308107        GBP
USD 0.54945 ordinary	CFD	Short	3174	26.50794896 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END