Form 8.5 (EPT/RI) - Anglo American plc Amendment

UBS AG (EPT)
10 May 2024
 

This announcement replaces the previous RNS announcement 8195N released at 11:46 on the 9th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

BHP Group Limited connected to UBS

(d) Date dealing undertaken:

            08 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES, BHP Group Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

 

2225382

26.79250        GBP

26.48000        GBP

USD 0.54945 ordinary

Sell

 

655407

27.22500        GBP

26.48000        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

 

Long

1023

26.570875        GBP

USD 0.54945 ordinary

CFD

 

Long

75432

26.54        GBP

USD 0.54945 ordinary

CFD

 

Long

1153

27.41084128        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.68        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.685        GBP

USD 0.54945 ordinary

CFD

 

Long

11

26.66        GBP

USD 0.54945 ordinary

CFD

 

Long

7

26.555        GBP

USD 0.54945 ordinary

CFD

 

Long

23

26.744348        GBP

USD 0.54945 ordinary

CFD

 

Long

1830

26.6272650248853        GBP

USD 0.54945 ordinary

CFD

 

Long

17033

26.5746950017519        GBP

USD 0.54945 ordinary

CFD

 

Long

8426

26.53834797        GBP

USD 0.54945 ordinary

CFD

 

Long

134

26.700448        GBP

USD 0.54945 ordinary

CFD

 

Long

800

26.672775        GBP

USD 0.54945 ordinary

CFD

 

Long

608

26.6552631549342        GBP

USD 0.54945 ordinary

CFD

 

Long

199

26.67567839        GBP

USD 0.54945 ordinary

CFD

 

Long

813

26.5389384        GBP

USD 0.54945 ordinary

CFD

 

Long

632

26.60712454        GBP

USD 0.54945 ordinary

CFD

 

Long

2179

26.565063        GBP

USD 0.54945 ordinary

CFD

 

Long

126

26.561327        GBP

USD 0.54945 ordinary

CFD

 

Long

1348

26.539496        GBP

USD 0.54945 ordinary

CFD

 

Long

650

26.57303302        GBP

USD 0.54945 ordinary

CFD

 

Long

379

26.575737        GBP

USD 0.54945 ordinary

CFD

 

Long

215

26.572826        GBP

USD 0.54945 ordinary

CFD

 

Long

127

26.571644        GBP

USD 0.54945 ordinary

CFD

 

Long

115

26.553238        GBP

USD 0.54945 ordinary

CFD

 

Long

647

26.590363        GBP

USD 0.54945 ordinary

CFD

 

Long

288

26.53        GBP

USD 0.54945 ordinary

CFD

 

Long

643

26.69        GBP

USD 0.54945 ordinary

CFD

 

Long

290

26.5375        GBP

USD 0.54945 ordinary

CFD

 

Long

261

26.545        GBP

USD 0.54945 ordinary

CFD

 

Long

417

26.56        GBP

USD 0.54945 ordinary

CFD

 

Long

42832

26.557506        GBP

USD 0.54945 ordinary

CFD

 

Long

688

26.565        GBP

USD 0.54945 ordinary

CFD

 

Long

408

26.52        GBP

USD 0.54945 ordinary

CFD

 

Long

2707578

26.73        GBP

USD 0.54945 ordinary

CFD

 

Long

55095

26.5340814        GBP

USD 0.54945 ordinary

CFD

 

Long

10000

27.1677        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.5        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.595        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.665        GBP

USD 0.54945 ordinary

CFD

 

Short

44758

26.54        GBP

USD 0.54945 ordinary

CFD

 

Short

10000

27.1663        GBP

USD 0.54945 ordinary

CFD

 

Short

36

26.575        GBP

USD 0.54945 ordinary

CFD

 

Short

403

26.598834        GBP

USD 0.54945 ordinary

CFD

 

Short

263

26.61638783        GBP

USD 0.54945 ordinary

CFD

 

Short

1093

26.6323925020311        GBP

USD 0.54945 ordinary

CFD

 

Short

675

26.563674073037        GBP

USD 0.54945 ordinary

CFD

 

Short

12979

26.5782626707504        GBP

USD 0.54945 ordinary

CFD

 

Short

568

26.55963909        GBP

USD 0.54945 ordinary

CFD

 

Short

3826

26.541793        GBP

USD 0.54945 ordinary

CFD

 

Short

3103

26.5477014664132        GBP

USD 0.54945 ordinary

CFD

 

Short

1214

26.54196458        GBP

USD 0.54945 ordinary

CFD

 

Short

1429

26.539641966494        GBP

USD 0.54945 ordinary

CFD

 

Short

3562

26.57076502        GBP

USD 0.54945 ordinary

CFD

 

Short

254

26.56128937        GBP

USD 0.54945 ordinary

CFD

 

Short

11245

26.5911727453268        GBP

USD 0.54945 ordinary

CFD

 

Short

14200

26.614081        GBP

USD 0.54945 ordinary

CFD

 

Short

25759

26.553209        GBP

USD 0.54945 ordinary

CFD

 

Short

11441

26.5874        GBP

USD 0.54945 ordinary

CFD

 

Short

811

26.5501600039951        GBP

USD 0.54945 ordinary

CFD

 

Short

28

26.5475        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.5        GBP

USD 0.54945 ordinary

CFD

 

Short

544

26.515        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.53        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.56        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.59        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.6        GBP

USD 0.54945 ordinary

CFD

 

Short

44

26.72        GBP

USD 0.54945 ordinary

CFD

 

Short

10

26.605        GBP

USD 0.54945 ordinary

CFD

 

Short

7493

26.524093        GBP

USD 0.54945 ordinary

CFD

 

Short

1124

26.52        GBP

USD 0.54945 ordinary

CFD

 

Short

4282576

26.73        GBP

USD 0.54945 ordinary

CFD

 

Short

400

26.7306308107        GBP

USD 0.54945 ordinary

CFD

 

Short

3174

26.50794896 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

10 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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