Form 8.5 (EPT/RI) - Anglo American plc

UBS AG (EPT)

26 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.54945 Ordinary	Buy	7997934	25.78501        GBP	24.34963        GBP
0.54945 Ordinary	Sell	4053695	25.78501        GBP	21.37469        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.54945 Ordinary	CFD	Long	12653	25.1512716372046        GBP
0.54945 Ordinary	CFD	Long	40930	25.17032696        GBP
0.54945 Ordinary	CFD	Long	57155	25.4797800716405        GBP
0.54945 Ordinary	CFD	Long	11033	24.9955519821653        GBP
0.54945 Ordinary	CFD	Long	10	25.1434        GBP
0.54945 Ordinary	CFD	Long	323	25.32817625        GBP
0.54945 Ordinary	CFD	Long	238	25.26197213        GBP
0.54945 Ordinary	CFD	Long	193	25.32982153        GBP
0.54945 Ordinary	CFD	Long	397	24.9439431        GBP
0.54945 Ordinary	CFD	Long	146	25.007358719452        GBP
0.54945 Ordinary	CFD	Long	146	25.19575197        GBP
0.54945 Ordinary	CFD	Long	145961	25.6        GBP
0.54945 Ordinary	CFD	Long	520	25.123183        GBP
0.54945 Ordinary	CFD	Long	2814	21.37469332        GBP
0.54945 Ordinary	CFD	Long	166362	24.880063        GBP
0.54945 Ordinary	CFD	Long	5808	24.9151        GBP
0.54945 Ordinary	CFD	Long	368	24.90627717        GBP
0.54945 Ordinary	CFD	Long	16007	24.99625031        GBP
0.54945 Ordinary	CFD	Long	25772	24.83995302        GBP
0.54945 Ordinary	CFD	Long	14565	31.52637769        USD
0.54945 Ordinary	CFD	Long	1950	24.9704331299        GBP
0.54945 Ordinary	CFD	Long	44	25.04        GBP
0.54945 Ordinary	CFD	Long	44	24.965        GBP
0.54945 Ordinary	CFD	Long	44	25.08        GBP
0.54945 Ordinary	CFD	Long	309	24.545        GBP
0.54945 Ordinary	CFD	Long	28	25.455        GBP
0.54945 Ordinary	CFD	Long	28	24.61        GBP
0.54945 Ordinary	CFD	Long	27	25.65        GBP
0.54945 Ordinary	CFD	Long	12	25.065        GBP
0.54945 Ordinary	CFD	Long	8	24.755        GBP
0.54945 Ordinary	CFD	Long	113	24.9740708        GBP
0.54945 Ordinary	CFD	Long	51	25.389608        GBP
0.54945 Ordinary	CFD	Long	4065	25.0        GBP
0.54945 Ordinary	CFD	Long	6309	24.9        GBP
0.54945 Ordinary	CFD	Long	306	24.99        GBP
0.54945 Ordinary	CFD	Long	391	25.05        GBP
0.54945 Ordinary	CFD	Long	1217	24.995        GBP
0.54945 Ordinary	CFD	Long	3574	24.95        GBP
0.54945 Ordinary	CFD	Long	220	24.87        GBP
0.54945 Ordinary	CFD	Long	220	25.035        GBP
0.54945 Ordinary	CFD	Long	176	24.89        GBP
0.54945 Ordinary	CFD	Long	561	24.985        GBP
0.54945 Ordinary	CFD	Long	3006	24.98        GBP
0.54945 Ordinary	CFD	Long	44	24.975        GBP
0.54945 Ordinary	CFD	Long	401	24.945        GBP
0.54945 Ordinary	CFD	Long	44	25.06        GBP
0.54945 Ordinary	CFD	Long	44	25.725        GBP
0.54945 Ordinary	CFD	Long	44	24.94        GBP
0.54945 Ordinary	CFD	Long	855	24.93        GBP
0.54945 Ordinary	CFD	Long	44	24.915        GBP
0.54945 Ordinary	CFD	Long	1307	24.885        GBP
0.54945 Ordinary	CFD	Long	44	24.865        GBP
0.54945 Ordinary	CFD	Long	44	25.61        GBP
0.54945 Ordinary	CFD	Long	6784	24.85        GBP
0.54945 Ordinary	CFD	Long	44	24.84        GBP
0.54945 Ordinary	CFD	Long	44	24.81        GBP
0.54945 Ordinary	CFD	Long	44	24.8        GBP
0.54945 Ordinary	CFD	Long	13692	25.0234830557669        GBP
0.54945 Ordinary	CFD	Long	3688	24.9279277407646        GBP
0.54945 Ordinary	CFD	Long	6421	25.60115247        GBP
0.54945 Ordinary	CFD	Long	3575	24.8913678318266        GBP
0.54945 Ordinary	CFD	Long	20027	25.28410523        GBP
0.54945 Ordinary	CFD	Long	144600	25.4084703319502        GBP
0.54945 Ordinary	CFD	Long	5679	24.9541230849023        GBP
0.54945 Ordinary	CFD	Long	2084	24.9074280221833        GBP
0.54945 Ordinary	CFD	Long	52349	24.9932968633594        GBP
0.54945 Ordinary	CFD	Long	10000	24.935528        GBP
0.54945 Ordinary	CFD	Long	30058	24.9484465        GBP
0.54945 Ordinary	CFD	Long	32414	25.01        GBP
0.54945 Ordinary	CFD	Long	235	24.9770953        GBP
0.54945 Ordinary	CFD	Long	102	25.03        GBP
0.54945 Ordinary	CFD	Long	93	24.535        GBP
0.54945 Ordinary	CFD	Long	88	25.73        GBP
0.54945 Ordinary	CFD	Long	88	25.045        GBP
0.54945 Ordinary	CFD	Long	88	25.025        GBP
0.54945 Ordinary	CFD	Long	88	25.015        GBP
0.54945 Ordinary	CFD	Long	10101	24.97        GBP
0.54945 Ordinary	CFD	Long	10456	24.925        GBP
0.54945 Ordinary	CFD	Long	4358	24.91        GBP
0.54945 Ordinary	CFD	Long	3016	24.895        GBP
0.54945 Ordinary	CFD	Long	4208	24.88        GBP
0.54945 Ordinary	CFD	Long	88	24.86        GBP
0.54945 Ordinary	CFD	Long	88	24.82        GBP
0.54945 Ordinary	CFD	Long	88	24.815        GBP
0.54945 Ordinary	CFD	Long	88	24.775        GBP
0.54945 Ordinary	CFD	Long	88	24.625        GBP
0.54945 Ordinary	CFD	Long	348	24.6        GBP
0.54945 Ordinary	CFD	Long	88	24.55        GBP
0.54945 Ordinary	CFD	Long	849	24.905        GBP
0.54945 Ordinary	CFD	Long	63	25.005        GBP
0.54945 Ordinary	CFD	Long	44	25.075        GBP
0.54945 Ordinary	CFD	Long	44	25.745        GBP
0.54945 Ordinary	CFD	Long	44	25.735        GBP
0.54945 Ordinary	CFD	Long	1406	24.795        GBP
0.54945 Ordinary	CFD	Long	44	25.47        GBP
0.54945 Ordinary	CFD	Long	44	24.79        GBP
0.54945 Ordinary	CFD	Long	44	24.785        GBP
0.54945 Ordinary	CFD	Long	44	25.055        GBP
0.54945 Ordinary	CFD	Long	44	24.77        GBP
0.54945 Ordinary	CFD	Long	44	24.76        GBP
0.54945 Ordinary	CFD	Long	44	24.75        GBP
0.54945 Ordinary	CFD	Long	44	24.73        GBP
0.54945 Ordinary	CFD	Long	44	24.71        GBP
0.54945 Ordinary	CFD	Long	44	24.705        GBP
0.54945 Ordinary	CFD	Long	44	24.68        GBP
0.54945 Ordinary	CFD	Long	44	24.645        GBP
0.54945 Ordinary	CFD	Long	294	24.555        GBP
0.54945 Ordinary	CFD	Long	44	24.51        GBP
0.54945 Ordinary	CFD	Long	44	25.465        GBP
0.54945 Ordinary	CFD	Long	44	25.44        GBP
0.54945 Ordinary	CFD	Long	376	24.935        GBP
0.54945 Ordinary	CFD	Long	1064	24.350136        GBP
0.54945 Ordinary	CFD	Long	500	24.9875        GBP
0.54945 Ordinary	CFD	Long	1064	24.350075        GBP
0.54945 Ordinary	CFD	Long	1064	24.35        GBP
0.54945 Ordinary	CFD	Long	608	24.27        GBP
0.54945 Ordinary	CFD	Long	4633	24.25        GBP
0.54945 Ordinary	CFD	Long	123	24.28        GBP
0.54945 Ordinary	CFD	Long	103	24.275        GBP
0.54945 Ordinary	CFD	Long	411	24.285        GBP
0.54945 Ordinary	CFD	Long	5720	24.3        GBP
0.54945 Ordinary	CFD	Long	1552	24.305        GBP
0.54945 Ordinary	CFD	Long	477	24.635        GBP
0.54945 Ordinary	CFD	Long	1740	25.598718        GBP
0.54945 Ordinary	CFD	Long	11701	25.59872        GBP
0.54945 Ordinary	CFD	Long	3566	24.92        GBP
0.54945 Ordinary	CFD	Long	93007	24.9963589837324        GBP
0.54945 Ordinary	CFD	Long	21015	24.9127608850821        GBP
0.54945 Ordinary	CFD	Long	11653	24.8862189993993        GBP
0.54945 Ordinary	CFD	Long	10322	24.8665384615385        GBP
0.54945 Ordinary	CFD	Long	5460	24.8930384615385        GBP
0.54945 Ordinary	CFD	Long	13051	24.90627232        GBP
0.54945 Ordinary	CFD	Long	516	24.8930426356589        GBP
0.54945 Ordinary	CFD	Long	8782	24.9963584604874        GBP
0.54945 Ordinary	CFD	Long	1985	24.9127607052897        GBP
0.54945 Ordinary	CFD	Long	1100	24.8862181818182        GBP
0.54945 Ordinary	CFD	Long	973	24.8665364850976        GBP
0.54945 Ordinary	CFD	Long	22973	24.993297893179        GBP
0.54945 Ordinary	CFD	Long	6581	24.90627108        GBP
0.54945 Ordinary	CFD	Long	500	24.78        GBP
0.54945 Ordinary	CFD	Long	174	24.665        GBP
0.54945 Ordinary	CFD	Long	500	24.59        GBP
0.54945 Ordinary	CFD	Long	262	24.595        GBP
0.54945 Ordinary	CFD	Long	500	24.52        GBP
0.54945 Ordinary	CFD	Long	70	24.805        GBP
0.54945 Ordinary	CFD	Long	1370	25.440288        GBP
0.54945 Ordinary	CFD	Long	98	25.3975        GBP
0.54945 Ordinary	CFD	Long	116	25.6525        GBP
0.54945 Ordinary	CFD	Long	1107	25.675        GBP
0.54945 Ordinary	CFD	Long	189077	24.713879        GBP
0.54945 Ordinary	CFD	Long	260	24.9975        GBP
0.54945 Ordinary	CFD	Long	1778	24.96        GBP
0.54945 Ordinary	CFD	Long	394	25.4975        GBP
0.54945 Ordinary	CFD	Long	1159	25.7        GBP
0.54945 Ordinary	CFD	Short	5	24.64        GBP
0.54945 Ordinary	CFD	Short	5	24.625        GBP
0.54945 Ordinary	CFD	Short	922	24.905        GBP
0.54945 Ordinary	CFD	Short	1432	24.885        GBP
0.54945 Ordinary	CFD	Short	1000	24.43288        GBP
0.54945 Ordinary	CFD	Short	46	24.975        GBP
0.54945 Ordinary	CFD	Short	2	24.9875        GBP
0.54945 Ordinary	CFD	Short	2788	24.86        GBP
0.54945 Ordinary	CFD	Short	2121	24.6        GBP
0.54945 Ordinary	CFD	Short	1617	24.92        GBP
0.54945 Ordinary	CFD	Short	8220	24.895        GBP
0.54945 Ordinary	CFD	Short	4935	24.9        GBP
0.54945 Ordinary	CFD	Short	2764	24.94        GBP
0.54945 Ordinary	CFD	Short	2249	24.99        GBP
0.54945 Ordinary	CFD	Short	1560	24.96        GBP
0.54945 Ordinary	CFD	Short	1926	25.02        GBP
0.54945 Ordinary	CFD	Short	71	24.87        GBP
0.54945 Ordinary	CFD	Short	56	24.88        GBP
0.54945 Ordinary	CFD	Short	500	25.025        GBP
0.54945 Ordinary	CFD	Short	2272	24.995        GBP
0.54945 Ordinary	CFD	Short	10145	24.89        GBP
0.54945 Ordinary	CFD	Short	3958	25.03        GBP
0.54945 Ordinary	CFD	Short	1540	25.04        GBP
0.54945 Ordinary	CFD	Short	6489	25.0        GBP
0.54945 Ordinary	CFD	Short	543	25.045        GBP
0.54945 Ordinary	CFD	Short	1018	25.035        GBP
0.54945 Ordinary	CFD	Short	1000	24.805        GBP
0.54945 Ordinary	CFD	Short	2718	25.005        GBP
0.54945 Ordinary	CFD	Short	3578	25.01        GBP
0.54945 Ordinary	CFD	Short	2708	24.93        GBP
0.54945 Ordinary	CFD	Short	1598	25.065        GBP
0.54945 Ordinary	CFD	Short	6562	24.785        GBP
0.54945 Ordinary	CFD	Short	1839	25.75        GBP
0.54945 Ordinary	CFD	Short	446	25.575        GBP
0.54945 Ordinary	CFD	Short	3571	25.07        GBP
0.54945 Ordinary	CFD	Short	1841	25.015        GBP
0.54945 Ordinary	CFD	Short	2273	24.915        GBP
0.54945 Ordinary	CFD	Short	724	25.5575        GBP
0.54945 Ordinary	CFD	Short	362	25.565        GBP
0.54945 Ordinary	CFD	Short	262	25.59        GBP
0.54945 Ordinary	CFD	Short	110	25.545        GBP
0.54945 Ordinary	CFD	Short	110	25.5425        GBP
0.54945 Ordinary	CFD	Short	54	25.52        GBP
0.54945 Ordinary	CFD	Short	178	25.5175        GBP
0.54945 Ordinary	CFD	Short	322	24.927391        GBP
0.54945 Ordinary	CFD	Short	125	25.0375        GBP
0.54945 Ordinary	CFD	Short	1207	25.08        GBP
0.54945 Ordinary	CFD	Short	798	24.935        GBP
0.54945 Ordinary	CFD	Short	2589	24.95        GBP
0.54945 Ordinary	CFD	Short	74	25.078716        GBP
0.54945 Ordinary	CFD	Short	57	25.53        GBP
0.54945 Ordinary	CFD	Short	114	25.525        GBP
0.54945 Ordinary	CFD	Short	190	25.74        GBP
0.54945 Ordinary	CFD	Short	253563	24.982178        GBP
0.54945 Ordinary	CFD	Short	5911	24.91        GBP
0.54945 Ordinary	CFD	Short	889	25.125        GBP
0.54945 Ordinary	CFD	Short	1122	25.075        GBP
0.54945 Ordinary	CFD	Short	1517	25.06        GBP
0.54945 Ordinary	CFD	Short	2484	24.955        GBP
0.54945 Ordinary	CFD	Short	1001	24.9175        GBP
0.54945 Ordinary	CFD	Short	1110	25.105        GBP
0.54945 Ordinary	CFD	Short	1343	25.11        GBP
0.54945 Ordinary	CFD	Short	544	25.735        GBP
0.54945 Ordinary	CFD	Short	231	25.755        GBP
0.54945 Ordinary	CFD	Short	118	25.765        GBP
0.54945 Ordinary	CFD	Short	313	25.05        GBP
0.54945 Ordinary	CFD	Short	352	25.0075        GBP
0.54945 Ordinary	CFD	Short	3215	24.998311        GBP
0.54945 Ordinary	CFD	Short	1552	24.498209        GBP
0.54945 Ordinary	CFD	Short	201	24.645        GBP
0.54945 Ordinary	CFD	Short	270	24.68        GBP
0.54945 Ordinary	CFD	Short	380	24.765        GBP
0.54945 Ordinary	CFD	Short	484	25.055        GBP
0.54945 Ordinary	CFD	Short	536	25.099729        GBP
0.54945 Ordinary	CFD	Short	290	24.8775        GBP
0.54945 Ordinary	CFD	Short	22967	24.8847345103845        GBP
0.54945 Ordinary	CFD	Short	466	25.6038412017167        GBP
0.54945 Ordinary	CFD	Short	241837	25.591176        GBP
0.54945 Ordinary	CFD	Short	52336	24.8847345517426        GBP
0.54945 Ordinary	CFD	Short	25000	25.02872        GBP
0.54945 Ordinary	CFD	Short	3790	25.6038390501319        GBP
0.54945 Ordinary	CFD	Short	2750	24.40818182        GBP
0.54945 Ordinary	CFD	Short	35676	24.35        GBP
0.54945 Ordinary	CFD	Short	50468	25.1877651        GBP
0.54945 Ordinary	CFD	Short	5000	24.71668958        GBP
0.54945 Ordinary	CFD	Short	31945	24.99502116        GBP
0.54945 Ordinary	CFD	Short	16257	24.7811560043999        GBP
0.54945 Ordinary	CFD	Short	16162	24.7741720027998        GBP
0.54945 Ordinary	CFD	Short	14181	24.8772560044003        GBP
0.54945 Ordinary	CFD	Short	44	24.945        GBP
0.54945 Ordinary	CFD	Short	44	24.855        GBP
0.54945 Ordinary	CFD	Short	44	24.85        GBP
0.54945 Ordinary	CFD	Short	44	24.83        GBP
0.54945 Ordinary	CFD	Short	44	24.79        GBP
0.54945 Ordinary	CFD	Short	44	24.755        GBP
0.54945 Ordinary	CFD	Short	44	24.75        GBP
0.54945 Ordinary	CFD	Short	44	24.695        GBP
0.54945 Ordinary	CFD	Short	44	24.69        GBP
0.54945 Ordinary	CFD	Short	44	24.61        GBP
0.54945 Ordinary	CFD	Short	44	24.605        GBP
0.54945 Ordinary	CFD	Short	44	24.56        GBP
0.54945 Ordinary	CFD	Short	44	24.545        GBP
0.54945 Ordinary	CFD	Short	44	25.78        GBP
0.54945 Ordinary	CFD	Short	44	25.77        GBP
0.54945 Ordinary	CFD	Short	44	25.69        GBP
0.54945 Ordinary	CFD	Short	38815	25.6        GBP
0.54945 Ordinary	CFD	Short	44	25.55        GBP
0.54945 Ordinary	CFD	Short	44	25.415        GBP
0.54945 Ordinary	CFD	Short	44	25.325        GBP
0.54945 Ordinary	CFD	Short	44	25.185        GBP
0.54945 Ordinary	CFD	Short	2161	24.91500231        GBP
0.54945 Ordinary	CFD	Short	108	25.59388889        GBP
0.54945 Ordinary	CFD	Short	107	24.98514        GBP
0.54945 Ordinary	CFD	Short	62	24.76532258        GBP
0.54945 Ordinary	CFD	Short	88	24.98        GBP
0.54945 Ordinary	CFD	Short	88	24.97        GBP
0.54945 Ordinary	CFD	Short	87	24.595        GBP
0.54945 Ordinary	CFD	Short	14697	25.2722535211268        GBP
0.54945 Ordinary	CFD	Short	42	24.965        GBP
0.54945 Ordinary	CFD	Short	28	25.18        GBP
0.54945 Ordinary	CFD	Short	27	25.58        GBP
0.54945 Ordinary	CFD	Short	39239	25.4291796465328        GBP
0.54945 Ordinary	CFD	Short	7061	25.092241183372        GBP
0.54945 Ordinary	CFD	Short	69886	25.210619        GBP
0.54945 Ordinary	CFD	Short	10619	25.2722535078633        GBP
0.54945 Ordinary	CFD	Short	514	24.55389718        GBP
0.54945 Ordinary	CFD	Short	255	25.00921569        GBP
0.54945 Ordinary	CFD	Short	297859	24.95039797        GBP
0.54945 Ordinary	CFD	Short	1023	24.87975318        GBP
0.54945 Ordinary	CFD	Short	3002209	31.435921        USD
0.54945 Ordinary	CFD	Short	962851	24.87093918        GBP
0.54945 Ordinary	CFD	Short	1258	24.56745444        GBP
0.54945 Ordinary	CFD	Short	5808	24.5545        GBP
0.54945 Ordinary	CFD	Short	80000	25.0377        GBP
0.54945 Ordinary	CFD	Short	18400	24.6971508547        GBP
0.54945 Ordinary	CFD	Short	150000	25.1644124        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	26 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END