Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

30 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	1098099	27.50137 GBP	21.40848        GBP
USD 0.54945 ordinary	Sell	1011364	27.50000 GBP	21.40859       GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	22297	27.06273        GBP
USD 0.54945 ordinary	CFD	Long	451	633.536388        ZAR
USD 0.54945 ordinary	CFD	Long	12	629.717022        ZAR
USD 0.54945 ordinary	CFD	Long	5000	27.173838        GBP
USD 0.54945 ordinary	CFD	Long	800	27.0756877064        GBP
USD 0.54945 ordinary	CFD	Long	1032	26.99865        GBP
USD 0.54945 ordinary	CFD	Long	9570	27.498625        GBP
USD 0.54945 ordinary	CFD	Long	1876	26.9423400852878        GBP
USD 0.54945 ordinary	CFD	Long	1500	27.0        GBP
USD 0.54945 ordinary	CFD	Long	854	27.00097775        GBP
USD 0.54945 ordinary	CFD	Long	2054	27.1871129544499        GBP
USD 0.54945 ordinary	CFD	Long	1004	26.801145        GBP
USD 0.54945 ordinary	CFD	Long	1105	26.88828054        GBP
USD 0.54945 ordinary	CFD	Long	12308	27.338666        GBP
USD 0.54945 ordinary	CFD	Long	6850	27.4989        GBP
USD 0.54945 ordinary	CFD	Long	284	27.17481746        GBP
USD 0.54945 ordinary	CFD	Long	26748	27.1764579958001        GBP
USD 0.54945 ordinary	CFD	Long	44	26.785        GBP
USD 0.54945 ordinary	CFD	Long	44	26.825        GBP
USD 0.54945 ordinary	CFD	Long	44	26.85        GBP
USD 0.54945 ordinary	CFD	Long	44	27.355        GBP
USD 0.54945 ordinary	CFD	Long	44	27.39        GBP
USD 0.54945 ordinary	CFD	Long	22	27.41        GBP
USD 0.54945 ordinary	CFD	Long	17	26.875        GBP
USD 0.54945 ordinary	CFD	Long	88	26.99        GBP
USD 0.54945 ordinary	CFD	Long	44	26.935        GBP
USD 0.54945 ordinary	CFD	Long	44	26.955        GBP
USD 0.54945 ordinary	CFD	Long	44	26.97        GBP
USD 0.54945 ordinary	CFD	Long	44	27.21        GBP
USD 0.54945 ordinary	CFD	Long	44	27.26        GBP
USD 0.54945 ordinary	CFD	Long	44	27.275        GBP
USD 0.54945 ordinary	CFD	Long	44	27.28        GBP
USD 0.54945 ordinary	CFD	Long	44	27.325        GBP
USD 0.54945 ordinary	CFD	Long	44	27.35        GBP
USD 0.54945 ordinary	CFD	Long	15442	27.47985947        GBP
USD 0.54945 ordinary	CFD	Long	17360	27.3072610142771        GBP
USD 0.54945 ordinary	CFD	Long	223	27.5        GBP
USD 0.54945 ordinary	CFD	Long	10712	27.229729        GBP
USD 0.54945 ordinary	CFD	Long	19599	27.32544862        GBP
USD 0.54945 ordinary	CFD	Long	6573	26.8656279432223        GBP
USD 0.54945 ordinary	CFD	Long	5523	26.9462524536339        GBP
USD 0.54945 ordinary	CFD	Long	30556	27.3930822097133        GBP
USD 0.54945 ordinary	CFD	Long	34784	27.1373252069917        GBP
USD 0.54945 ordinary	CFD	Long	683	27.4980819912152        GBP
USD 0.54945 ordinary	CFD	Long	1141	27.3913847502191        GBP
USD 0.54945 ordinary	CFD	Long	15	26.915        GBP
USD 0.54945 ordinary	CFD	Long	11895	26.801146        GBP
USD 0.54945 ordinary	CFD	Long	13105	26.88827776        GBP
USD 0.54945 ordinary	CFD	Long	1778	27.187539        GBP
USD 0.54945 ordinary	CFD	Long	250	27.04810239        GBP
USD 0.54945 ordinary	CFD	Long	25	27.260563        GBP
USD 0.54945 ordinary	CFD	Long	20	27.158504        GBP
USD 0.54945 ordinary	CFD	Long	9	27.11688        GBP
USD 0.54945 ordinary	CFD	Long	14	27.243451        GBP
USD 0.54945 ordinary	CFD	Long	11	27.068165        GBP
USD 0.54945 ordinary	CFD	Long	5	26.998465        GBP
USD 0.54945 ordinary	CFD	Long	48	27.207753        GBP
USD 0.54945 ordinary	CFD	Short	683	27.14316252        GBP
USD 0.54945 ordinary	CFD	Short	166714	27.5        GBP
USD 0.54945 ordinary	CFD	Short	2903	26.37604203        GBP
USD 0.54945 ordinary	CFD	Short	100405	33.7812618        USD
USD 0.54945 ordinary	CFD	Short	40000	27.0773        GBP
USD 0.54945 ordinary	CFD	Short	794	26.75        GBP
USD 0.54945 ordinary	CFD	Short	1341	27.501375        GBP
USD 0.54945 ordinary	CFD	Short	2060	34.2578058252427        USD
USD 0.54945 ordinary	CFD	Short	1753	27.0618739351169        GBP
USD 0.54945 ordinary	CFD	Short	13587	27.4286619567587        GBP
USD 0.54945 ordinary	CFD	Short	6564	27.09384826        GBP
USD 0.54945 ordinary	CFD	Short	8205	27.1560049343327        GBP
USD 0.54945 ordinary	CFD	Short	681	26.9601358324523        GBP
USD 0.54945 ordinary	CFD	Short	4305	27.341898        GBP
USD 0.54945 ordinary	CFD	Short	64	27.164414        GBP
USD 0.54945 ordinary	CFD	Short	14200	26.974124        GBP
USD 0.54945 ordinary	CFD	Short	24	26.86091499        GBP
USD 0.54945 ordinary	CFD	Short	108	26.882688        GBP
USD 0.54945 ordinary	CFD	Short	27787	27.1943972        GBP
USD 0.54945 ordinary	CFD	Short	12	629.717        ZAR
USD 0.54945 ordinary	CFD	Short	451	633.5364        ZAR
USD 0.54945 ordinary	CFD	Short	52	27.3830983        GBP
USD 0.54945 ordinary	CFD	Short	325	26.979246        GBP
USD 0.54945 ordinary	CFD	Short	44	26.855        GBP
USD 0.54945 ordinary	CFD	Short	44	26.86        GBP
USD 0.54945 ordinary	CFD	Short	44	26.9        GBP
USD 0.54945 ordinary	CFD	Short	44	26.935        GBP
USD 0.54945 ordinary	CFD	Short	44	26.95        GBP
USD 0.54945 ordinary	CFD	Short	44	27.03        GBP
USD 0.54945 ordinary	CFD	Short	772	27.083316        GBP
USD 0.54945 ordinary	CFD	Short	44	27.32        GBP
USD 0.54945 ordinary	CFD	Short	44	27.06        GBP
USD 0.54945 ordinary	CFD	Short	44	27.33        GBP
USD 0.54945 ordinary	CFD	Short	44	27.38        GBP
USD 0.54945 ordinary	CFD	Short	44	27.42        GBP
USD 0.54945 ordinary	CFD	Short	44	27.465        GBP
USD 0.54945 ordinary	CFD	Short	4431	27.0314951481313        GBP
USD 0.54945 ordinary	CFD	Short	1648	27.1545358014927        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	30 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END