Form 8.5 (EPT/RI) - Anglo American PLC

Citigroup Global Markets Limited

01 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Sale	63,134	ZAR 625.8279	ZAR 617.0000
USD 0.54945 ordinary	Purchase	38,277	ZAR 625.8279	ZAR 625.8279
USD 0.54945 ordinary	Purchase	1,136,673	GBP 27.8410	GBP 26.1950
USD 0.54945 ordinary	Sale	827,060	GBP 620.9323	GBP 26.1900

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	117	GBP 26.4950
USD 0.54945 ordinary	TRS	Reducing Short Position	17,974	GBP 26.3400
USD 0.54945 ordinary	TRS	Reducing Long Position	13,480	GBP 26.7367
USD 0.54945 ordinary	TRS	Reducing Long Position	23,770	GBP 26.7725
USD 0.54945 ordinary	TRS	Reducing Long Position	13,141	GBP 26.7855
USD 0.54945 ordinary	TRS	Reducing Long Position	28,646	GBP 27.4000
USD 0.54945 ordinary	TRS	Reducing Long Position	484	GBP 27.4097
USD 0.54945 ordinary	TRS	Reducing Long Position	1,062	GBP 27.6263
USD 0.54945 ordinary	TRS	Reducing Long Position	222	GBP 27.8410
USD 0.54945 ordinary	TRS	Increasing Long Position	1,676	GBP 26.8242
USD 0.54945 ordinary	TRS	Increasing Long Position	4,731	GBP 26.8607
USD 0.54945 ordinary	TRS	Increasing Long Position	1,867	GBP 26.8623
USD 0.54945 ordinary	TRS	Increasing Long Position	925	GBP 26.8653
USD 0.54945 ordinary	TRS	Increasing Long Position	1,962	GBP 26.8862
USD 0.54945 ordinary	TRS	Increasing Long Position	7,640	GBP 26.8879
USD 0.54945 ordinary	TRS	Increasing Long Position	6,722	GBP 26.8963
USD 0.54945 ordinary	TRS	Increasing Long Position	1,807	GBP 26.9038
USD 0.54945 ordinary	TRS	Increasing Long Position	2,712	GBP 26.9043
USD 0.54945 ordinary	TRS	Increasing Long Position	3,781	GBP 26.9109
USD 0.54945 ordinary	TRS	Increasing Long Position	2,937	GBP 26.9487
USD 0.54945 ordinary	TRS	Increasing Short Position	1,452	GBP 26.3405
USD 0.54945 ordinary	TRS	Increasing Short Position	33	GBP 26.3406
USD 0.54945 ordinary	TRS	Increasing Short Position	14,009	GBP 26.3592
USD 0.54945 ordinary	TRS	Increasing Short Position	4,367	GBP 26.4032
USD 0.54945 ordinary	TRS	Increasing Short Position	5,927	GBP 26.4200
USD 0.54945 ordinary	TRS	Increasing Short Position	5,877	GBP 26.4271
USD 0.54945 ordinary	TRS	Increasing Short Position	901	GBP 26.4351
USD 0.54945 ordinary	TRS	Increasing Short Position	8,441	GBP 26.5021
USD 0.54945 ordinary	TRS	Reducing Long Position	234	GBP 26.2126
USD 0.54945 ordinary	TRS	Reducing Long Position	118	GBP 26.3404
USD 0.54945 ordinary	TRS	Reducing Long Position	720	GBP 26.3586
USD 0.54945 ordinary	TRS	Reducing Long Position	7,841	GBP 26.3639
USD 0.54945 ordinary	TRS	Reducing Long Position	2,733	GBP 26.4091
USD 0.54945 ordinary	TRS	Reducing Long Position	66,855	GBP 26.4981
USD 0.54945 ordinary	TRS	Reducing Long Position	14,592	GBP 26.5166
USD 0.54945 ordinary	TRS	Reducing Long Position	11,534	GBP 26.5610
USD 0.54945 ordinary	TRS	Reducing Long Position	2	GBP 26.5827
USD 0.54945 ordinary	TRS	Reducing Long Position	93,194	GBP 26.6417
USD 0.54945 ordinary	TRS	Reducing Long Position	3,525	GBP 26.6532
USD 0.54945 ordinary	TRS	Reducing Long Position	188	GBP 26.7936
USD 0.54945 ordinary	TRS	Increasing Long Position	12,471	GBP 26.3374
USD 0.54945 ordinary	TRS	Increasing Long Position	68	GBP 26.3394
USD 0.54945 ordinary	TRS	Increasing Long Position	8,850	GBP 26.3400
USD 0.54945 ordinary	TRS	Increasing Long Position	311	GBP 26.4355
USD 0.54945 ordinary	TRS	Increasing Long Position	87,392	GBP 26.5373
USD 0.54945 ordinary	TRS	Increasing Long Position	16,578	GBP 26.5704
USD 0.54945 ordinary	TRS	Opening Short Position	15,000	GBP 26.4783
USD 0.54945 ordinary	TRS	Reducing Long Position	1,687	GBP 26.3400
USD 0.54945 ordinary	TRS	Increasing Short Position	162	GBP 26.3400
USD 0.54945 ordinary	TRS	Increasing Short Position	7	GBP 26.3950
USD 0.54945 ordinary	TRS	Increasing Short Position	32	GBP 26.4500
USD 0.54945 ordinary	TRS	Increasing Short Position	16	GBP 26.4700
USD 0.54945 ordinary	TRS	Increasing Short Position	14	GBP 26.6350
USD 0.54945 ordinary	TRS	Increasing Short Position	27	GBP 26.4900
USD 0.54945 ordinary	TRS	Reducing Short Position	2,699	GBP 26.3400
USD 0.54945 ordinary	TRS	Reducing Long Position	166	GBP 26.2453

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	01 May 2024
Contact name:	Craig Watson
Telephone number:	02890 409 605

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END