Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

01 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES. BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	956415	28.90251        GBP	21.40849        GBP
USD 0.54945 ordinary	Sell	1006770	28.90251        GBP	21.40849        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	265961	26.34        GBP
USD 0.54945 ordinary	CFD	Long	1422	26.648984        GBP
USD 0.54945 ordinary	CFD	Long	4755	27.451091        GBP
USD 0.54945 ordinary	CFD	Long	285	26.91240313        GBP
USD 0.54945 ordinary	CFD	Long	263	26.87093518        GBP
USD 0.54945 ordinary	CFD	Long	85	27.45422532        GBP
USD 0.54945 ordinary	CFD	Long	26	26.93784569        GBP
USD 0.54945 ordinary	CFD	Long	5	27.13118604        GBP
USD 0.54945 ordinary	CFD	Long	1231	26.3389464        GBP
USD 0.54945 ordinary	CFD	Long	73	27.46650475        GBP
USD 0.54945 ordinary	CFD	Long	25	26.86938774        GBP
USD 0.54945 ordinary	CFD	Long	3	26.9089236        GBP
USD 0.54945 ordinary	CFD	Long	233	26.8300973060515        GBP
USD 0.54945 ordinary	CFD	Long	22	26.85476252        GBP
USD 0.54945 ordinary	CFD	Long	68	26.90325036        GBP
USD 0.54945 ordinary	CFD	Long	1211	26.89065224        GBP
USD 0.54945 ordinary	CFD	Long	949	26.9120653326133        GBP
USD 0.54945 ordinary	CFD	Long	158	26.89814873        GBP
USD 0.54945 ordinary	CFD	Long	809	26.84058972        GBP
USD 0.54945 ordinary	CFD	Long	157	26.8983268        GBP
USD 0.54945 ordinary	CFD	Long	65	26.8496952        GBP
USD 0.54945 ordinary	CFD	Long	17	27.50255725        GBP
USD 0.54945 ordinary	CFD	Long	743	26.86530647        GBP
USD 0.54945 ordinary	CFD	Long	53	27.45442065        GBP
USD 0.54945 ordinary	CFD	Long	52	27.44296871        GBP
USD 0.54945 ordinary	CFD	Long	20	27.44460323        GBP
USD 0.54945 ordinary	CFD	Long	681	26.90438893        GBP
USD 0.54945 ordinary	CFD	Long	132	27.5027355        GBP
USD 0.54945 ordinary	CFD	Long	575	26.9119565182609        GBP
USD 0.54945 ordinary	CFD	Long	477	26.86217367        GBP
USD 0.54945 ordinary	CFD	Long	107	26.9159093        GBP
USD 0.54945 ordinary	CFD	Long	45	27.46645376        GBP
USD 0.54945 ordinary	CFD	Long	295	27.20267542        GBP
USD 0.54945 ordinary	CFD	Long	105	26.85083069        GBP
USD 0.54945 ordinary	CFD	Long	41	26.96217892        GBP
USD 0.54945 ordinary	CFD	Long	295	26.8621475        GBP
USD 0.54945 ordinary	CFD	Long	92	26.9107880415217        GBP
USD 0.54945 ordinary	CFD	Long	39	26.89034711        GBP
USD 0.54945 ordinary	CFD	Long	27	27.50260082        GBP
USD 0.54945 ordinary	CFD	Long	8024	26.461261        GBP
USD 0.54945 ordinary	CFD	Long	6307	26.5771        GBP
USD 0.54945 ordinary	CFD	Long	44	26.295        GBP
USD 0.54945 ordinary	CFD	Long	44	26.3        GBP
USD 0.54945 ordinary	CFD	Long	44	26.52        GBP
USD 0.54945 ordinary	CFD	Long	44	26.6        GBP
USD 0.54945 ordinary	CFD	Long	44	26.615        GBP
USD 0.54945 ordinary	CFD	Long	44	26.725        GBP
USD 0.54945 ordinary	CFD	Long	44	26.835        GBP
USD 0.54945 ordinary	CFD	Long	44	26.9        GBP
USD 0.54945 ordinary	CFD	Long	44	26.87        GBP
USD 0.54945 ordinary	CFD	Long	44	27.03        GBP
USD 0.54945 ordinary	CFD	Long	44	27.305        GBP
USD 0.54945 ordinary	CFD	Long	44	27.355        GBP
USD 0.54945 ordinary	CFD	Long	44	27.375        GBP
USD 0.54945 ordinary	CFD	Long	44	27.53        GBP
USD 0.54945 ordinary	CFD	Long	44	27.58        GBP
USD 0.54945 ordinary	CFD	Long	44	27.77        GBP
USD 0.54945 ordinary	CFD	Long	9046	26.6055116939178        GBP
USD 0.54945 ordinary	CFD	Long	2329	26.35760627        GBP
USD 0.54945 ordinary	CFD	Long	8072	26.679325        GBP
USD 0.54945 ordinary	CFD	Long	400	26.856625        GBP
USD 0.54945 ordinary	CFD	Long	274	27.1594160616788        GBP
USD 0.54945 ordinary	CFD	Long	1810	26.7574530392541        GBP
USD 0.54945 ordinary	CFD	Long	870	26.33778634        GBP
USD 0.54945 ordinary	CFD	Long	2173	26.338684        GBP
USD 0.54945 ordinary	CFD	Long	15004	26.39598459        GBP
USD 0.54945 ordinary	CFD	Long	14939	26.63483625        GBP
USD 0.54945 ordinary	CFD	Long	41	27.747225        GBP
USD 0.54945 ordinary	CFD	Long	3347	26.3395        GBP
USD 0.54945 ordinary	CFD	Long	1384	26.457254        GBP
USD 0.54945 ordinary	CFD	Long	892	26.402293        GBP
USD 0.54945 ordinary	CFD	Long	841	26.414211        GBP
USD 0.54945 ordinary	CFD	Long	583	26.409192        GBP
USD 0.54945 ordinary	CFD	Long	564	26.5569200456028        GBP
USD 0.54945 ordinary	CFD	Long	530	26.565524        GBP
USD 0.54945 ordinary	CFD	Long	403	26.537841        GBP
USD 0.54945 ordinary	CFD	Long	64	26.52024        GBP
USD 0.54945 ordinary	CFD	Long	2	26.290694        GBP
USD 0.54945 ordinary	CFD	Long	1	26.872313        GBP
USD 0.54945 ordinary	CFD	Long	6223	26.513789        GBP
USD 0.54945 ordinary	CFD	Long	2	26.385        GBP
USD 0.54945 ordinary	CFD	Long	88	26.35        GBP
USD 0.54945 ordinary	CFD	Long	66	26.595        GBP
USD 0.54945 ordinary	CFD	Short	47951	26.34        GBP
USD 0.54945 ordinary	CFD	Short	352	27.299375        GBP
USD 0.54945 ordinary	CFD	Short	4064	26.40201772        GBP
USD 0.54945 ordinary	CFD	Short	91166	26.27391362        GBP
USD 0.54945 ordinary	CFD	Short	4755	27.13732189        GBP
USD 0.54945 ordinary	CFD	Short	37560	33.27216134        USD
USD 0.54945 ordinary	CFD	Short	10000	26.359659        GBP
USD 0.54945 ordinary	CFD	Short	13700	26.822728        GBP
USD 0.54945 ordinary	CFD	Short	73	27.1308139        GBP
USD 0.54945 ordinary	CFD	Short	174	27.1435857        GBP
USD 0.54945 ordinary	CFD	Short	18	27.1066263        GBP
USD 0.54945 ordinary	CFD	Short	1357	27.12770629        GBP
USD 0.54945 ordinary	CFD	Short	1329	27.12485247        GBP
USD 0.54945 ordinary	CFD	Short	65	26.5910636        GBP
USD 0.54945 ordinary	CFD	Short	28	26.89071429        GBP
USD 0.54945 ordinary	CFD	Short	125	26.8884        GBP
USD 0.54945 ordinary	CFD	Short	44	26.28        GBP
USD 0.54945 ordinary	CFD	Short	44	26.33        GBP
USD 0.54945 ordinary	CFD	Short	44	26.455        GBP
USD 0.54945 ordinary	CFD	Short	44	26.57        GBP
USD 0.54945 ordinary	CFD	Short	44	26.595        GBP
USD 0.54945 ordinary	CFD	Short	44	26.605        GBP
USD 0.54945 ordinary	CFD	Short	44	26.625        GBP
USD 0.54945 ordinary	CFD	Short	44	26.75        GBP
USD 0.54945 ordinary	CFD	Short	44	26.895        GBP
USD 0.54945 ordinary	CFD	Short	44	27.14        GBP
USD 0.54945 ordinary	CFD	Short	2	26.37        GBP
USD 0.54945 ordinary	CFD	Short	16249	26.581417320416        GBP
USD 0.54945 ordinary	CFD	Short	2238	26.8539600099821        GBP
USD 0.54945 ordinary	CFD	Short	118	27.12552966        GBP
USD 0.54945 ordinary	CFD	Short	415	26.568482        GBP
USD 0.54945 ordinary	CFD	Short	18360	26.4045520164706        GBP
USD 0.54945 ordinary	CFD	Short	500	26.37238        GBP
USD 0.54945 ordinary	CFD	Short	9481	26.79344426        GBP
USD 0.54945 ordinary	CFD	Short	958	26.48020877        GBP
USD 0.54945 ordinary	CFD	Short	2550	26.9507977606        GBP
USD 0.54945 ordinary	CFD	Short	11623	26.341317        GBP
USD 0.54945 ordinary	CFD	Short	1101	27.401371        GBP
USD 0.54945 ordinary	CFD	Short	922	26.5092218        GBP
USD 0.54945 ordinary	CFD	Short	88	26.56286044        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	01 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END