Form 8.5 (EPT/RI)- Anglo American plc

Morgan Stanley & Co. Int'l plc

03 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	SALES	853,373	26.6163 GBP	25.8475 GBP
USD 0.54945 ordinary	PURCHASES	996,100	26.6283 GBP	25.8750 GBP
USD 0.54945 ordinary	PURCHASES	1,977	30.9200 EUR	30.8296 EUR
USD 0.54945 ordinary	SALES	2,156	30.9200 EUR	30.5800 EUR
USD 0.54945 ordinary	PURCHASES	2,726	616.1400 ZAR	616.1400 ZAR
USD 0.54945 ordinary	SALES	2,726	616.1400 ZAR	616.1400 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	100	25.9300 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,523	26.1192 GBP
USD 0.54945 ordinary	CFD	increasing a long position	107	26.1208 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,656	26.1768 GBP
USD 0.54945 ordinary	CFD	increasing a long position	24,699	26.1840 GBP
USD 0.54945 ordinary	CFD	increasing a long position	11	26.2145 GBP
USD 0.54945 ordinary	CFD	increasing a long position	102	26.2526 GBP
USD 0.54945 ordinary	CFD	increasing a long position	13,864	26.3280 GBP
USD 0.54945 ordinary	CFD	increasing a long position	12,815	26.4398 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,750	26.4940 GBP
USD 0.54945 ordinary	CFD	increasing a long position	7,786	26.5044 GBP
USD 0.54945 ordinary	CFD	increasing a long position	6,017	26.5048 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,894	26.5309 GBP
USD 0.54945 ordinary	CFD	increasing a long position	625	26.5595 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,455	26.5616 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,076	26.5881 GBP
USD 0.54945 ordinary	CFD	increasing a long position	46	26.5895 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,990	26.6069 GBP
USD 0.54945 ordinary	CFD	increasing a long position	145	26.6150 GBP
USD 0.54945 ordinary	CFD	increasing a long position	5,900	26.6150 GBP
USD 0.54945 ordinary	CFD	increasing a long position	224	26.6150 GBP
USD 0.54945 ordinary	CFD	increasing a long position	109	30.5800 EUR
USD 0.54945 ordinary	CFD	increasing a long position	26,921	610.8525 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	38,407	610.8675 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	500	612.0000 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	20,000	26.1854 GBP
USD 0.54945 ordinary	CFD	increasing a short position	34,336	26.2805 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,749	26.2954 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,847	26.3031 GBP
USD 0.54945 ordinary	CFD	increasing a short position	168	26.3706 GBP
USD 0.54945 ordinary	CFD	increasing a short position	74,076	26.4095 GBP
USD 0.54945 ordinary	CFD	increasing a short position	297	26.4300 GBP
USD 0.54945 ordinary	CFD	increasing a short position	18	26.4300 GBP
USD 0.54945 ordinary	CFD	increasing a short position	32	26.4644 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,192	26.5362 GBP
USD 0.54945 ordinary	CFD	increasing a short position	7,996	26.5401 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,432	26.5943 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,382	26.6150 GBP
USD 0.54945 ordinary	CFD	increasing a short position	318	26.6150 GBP
USD 0.54945 ordinary	CFD	increasing a short position	383	26.6167 GBP
USD 0.54945 ordinary	CFD	increasing a short position	17,500	26.6283 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,260	26.6283 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,731	30.8251 EUR
USD 0.54945 ordinary	CFD	increasing a short position	46	31.0001 EUR
USD 0.54945 ordinary	CFD	increasing a short position	733	606.6420 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	547	610.1661 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	16,814	610.5907 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	6,847	611.0858 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	500	612.0000 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,713	612.0248 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	100	25.9300 GBP
USD 0.54945 ordinary	CFD	reducing a long position	213	26.0649 GBP
USD 0.54945 ordinary	CFD	reducing a long position	10,120	26.1771 GBP
USD 0.54945 ordinary	CFD	reducing a long position	312	26.1831 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,054	26.3172 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,880	26.4053 GBP
USD 0.54945 ordinary	CFD	reducing a long position	620	26.4053 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,130	26.4084 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,761	26.4084 GBP
USD 0.54945 ordinary	CFD	reducing a long position	155	26.4306 GBP
USD 0.54945 ordinary	CFD	reducing a long position	131	26.4306 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,805	26.4306 GBP
USD 0.54945 ordinary	CFD	reducing a long position	478	26.4352 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,015	26.4352 GBP
USD 0.54945 ordinary	CFD	reducing a long position	13,864	26.4644 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,204	26.5345 GBP
USD 0.54945 ordinary	CFD	reducing a long position	32,004	26.5401 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4	26.5500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	58,860	26.5839 GBP
USD 0.54945 ordinary	CFD	reducing a long position	387	26.5943 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,800	26.6057 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,582	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a long position	326	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a long position	75	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a long position	300	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a long position	143	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a long position	24,331	611.9298 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	41,504	612.3704 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	106	613.2940 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	32	26.1192 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,847	26.2874 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7,128	26.2879 GBP
USD 0.54945 ordinary	CFD	reducing a short position	38,152	26.2931 GBP
USD 0.54945 ordinary	CFD	reducing a short position	697	26.3091 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,749	26.3175 GBP
USD 0.54945 ordinary	CFD	reducing a short position	13,122	26.3280 GBP
USD 0.54945 ordinary	CFD	reducing a short position	53	26.4431 GBP
USD 0.54945 ordinary	CFD	reducing a short position	44	26.4450 GBP
USD 0.54945 ordinary	CFD	reducing a short position	61	26.5286 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,444	26.5289 GBP
USD 0.54945 ordinary	CFD	reducing a short position	26	26.5869 GBP
USD 0.54945 ordinary	CFD	reducing a short position	97	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a short position	30	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a short position	6,399	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a short position	83	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a short position	66	26.6150 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,847	30.6332 EUR
USD 0.54945 ordinary	CFD	reducing a short position	395	609.8344 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	8,424	611.0943 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	2,735	612.1856 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	603	612.3683 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	11,779	612.3685 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	8,171	612.3685 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	20,951	612.3685 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	12,777	612.4907 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	106	613.2940 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X4)	SHORT	90	19.2889 EUR
USD 0.54945 ordinary	Mini Future (18.182)(DE000MG1W100)	LONG	5,000	9.4700 EUR
USD 0.54945 ordinary	Mini Future (18.182)(DE000MG1W100)	SHORT	5,000	9.4400 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (17.5) (ISIN	LONG	200	10.7950 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (23) (ISIN	SHORT	500	4.1400 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	CALL	PURCHASING	90,000	3230.0000	European	02/07/2024	0.3536 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	03 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END