FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: |
Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: |
Anglo American plc |
(d) Date dealing undertaken: |
03 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
USD 0.54945 ordinary |
PURCHASES |
2,021,275 |
27.7250 GBP |
26.4800 GBP |
USD 0.54945 ordinary |
SALES |
2,799,526 |
27.7400 GBP |
26.4950 GBP |
USD 0.54945 ordinary |
PURCHASES |
1,054 |
32.1243 EUR |
31.7173 EUR |
USD 0.54945 ordinary |
SALES |
4,246 |
32.2616 EUR |
31.9940 EUR |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
USD 0.54945 ordinary |
CFD |
increasing a long position |
2,316 |
26.6316 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
283 |
26.6942 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
3,020 |
26.7584 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
382 |
26.7936 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
126 |
26.8000 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
8,354 |
26.9237 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
89 |
26.9333 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
33,372 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
16,690 |
27.0839 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
1,722 |
27.3399 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
1,331 |
27.3403 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
7,962 |
27.3752 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
907 |
27.3752 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
725 |
27.4452 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
15,000 |
27.4458 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
2 |
27.4810 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
1,000 |
27.4912 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
44 |
27.4982 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
183 |
27.5000 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
370 |
27.5068 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
650 |
27.5115 GBP |
USD 0.54945 ordinary |
CFD |
increasing a long position |
1,323 |
32.0500 EUR |
USD 0.54945 ordinary |
CFD |
increasing a long position |
70 |
32.1200 EUR |
USD 0.54945 ordinary |
CFD |
increasing a long position |
24,825 |
632.9851 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a long position |
40,571 |
638.6385 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a long position |
1 |
638.8600 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
21,195 |
26.7256 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,305 |
26.7256 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
231 |
26.7357 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
256 |
26.7357 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
11,939 |
26.7357 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
580 |
26.7357 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
4,918 |
26.7357 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
608 |
26.7357 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
420 |
26.7472 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
6 |
26.7588 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
420 |
26.7755 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
994 |
26.8800 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
80,070 |
26.9280 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
4,930 |
26.9280 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
23 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
5,270 |
27.0263 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
10,091 |
27.0463 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
11,939 |
27.1308 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
580 |
27.1308 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
231 |
27.1308 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
256 |
27.1308 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
608 |
27.1308 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
4,918 |
27.1308 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
2,797 |
27.2086 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
877 |
27.2670 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
54 |
27.2670 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
13,694 |
27.3758 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
929 |
27.4205 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
2,401 |
27.4362 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,000 |
27.4472 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
21,072 |
27.4623 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
17 |
27.4650 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
10 |
27.4898 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
5,143 |
27.4944 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
2,638 |
27.5092 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
3,978 |
27.5106 GBP |
USD 0.54945 ordinary |
CFD |
increasing a short position |
230 |
31.1213 EUR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
400 |
32.0600 EUR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
256 |
32.1158 EUR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1,243 |
629.2258 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
3,229 |
630.6394 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
19,653 |
633.3810 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
1 |
638.8600 ZAR |
USD 0.54945 ordinary |
CFD |
increasing a short position |
700 |
639.3660 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a long position |
2,023 |
26.8600 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
1,912 |
26.8985 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
2,098 |
26.9347 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
90 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
35,158 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
2,850 |
26.9372 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
6,971 |
26.9639 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
282 |
27.0649 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
5,800 |
27.1343 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
699 |
27.2046 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
573 |
27.2046 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
13 |
27.2239 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
16 |
27.2239 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
1,003 |
27.2239 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
370 |
27.3758 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
1,161 |
27.4019 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
1,502 |
27.4027 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
4,481 |
27.4205 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
7,579 |
27.4255 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
6,472 |
27.4823 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
4,404 |
27.4960 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
421 |
27.5018 GBP |
USD 0.54945 ordinary |
CFD |
reducing a long position |
14,148 |
635.5581 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2 |
26.5250 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
60 |
26.8788 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
16,875 |
26.9237 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
60 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
177 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
19,908 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
68 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
143 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
214 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
41 |
26.9350 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
28,915 |
27.0869 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
5,270 |
27.0992 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
1,802 |
27.2021 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
48,001 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
30,144 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
8,053 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
5,883 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
69,082 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
24,574 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
22,719 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
288,123 |
27.2325 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
1,052 |
27.2544 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
10,091 |
27.2636 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
415 |
27.2884 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
76,153 |
27.4163 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
3,500 |
27.4205 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
76,096 |
27.4404 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
70,403 |
27.4413 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
36,304 |
27.4574 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
108,912 |
27.4574 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
5,000 |
27.4775 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
10,459 |
27.4863 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
1,315 |
27.4990 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
17 |
27.5000 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
476 |
27.5048 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
42 |
27.5068 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
650 |
27.5424 GBP |
USD 0.54945 ordinary |
CFD |
reducing a short position |
256 |
32.0500 EUR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2,429 |
32.2616 EUR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
2,576 |
626.4933 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
679 |
634.7517 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
9,125 |
637.6686 ZAR |
USD 0.54945 ordinary |
CFD |
reducing a short position |
1,768 |
638.1822 ZAR |
USD 0.54945 ordinary |
Constant Leverage Certificate (X4) |
LONG |
60 |
22.9900 EUR |
USD 0.54945 ordinary |
Constant Leverage Certificate (X4) |
SHORT |
50 |
23.1400 EUR |
USD 0.54945 ordinary |
Mini Future (19.091) (DE000MG33190) |
SHORT |
100 |
9.6100 EUR |
USD 0.54945 ordinary |
Open End Knock out Warrant (20) (ISIN |
LONG |
580 |
8.6200 EUR |
USD 0.54945 ordinary |
Open End Knock out Warrant (23) (ISIN |
LONG |
250 |
5.4900 EUR |
USD 0.54945 ordinary |
Open End Knock out Warrant (24) (ISIN |
SHORT |
111 |
4.4000 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
USD 0.54945 ordinary |
CALL |
WRITING |
5,718 |
2292.4810 |
European |
03/05/2024 |
4.0102 GBP |
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
N/A |
N/A |
N/A |
N/A |
N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
N/A |
N/A |
N/A |
N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: |
07 May 2024 |
Contact name: |
Craig Horsley |
Telephone number: |
+44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.