Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

08 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	927671	27.65500        GBP	26.60000        GBP
USD 0.54945 ordinary	Sell	551011	27.54500        GBP	26.57500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	6085	26.8533        GBP
USD 0.54945 ordinary	CFD	Long	10000	27.19767813        GBP
USD 0.54945 ordinary	CFD	Long	876	26.8        GBP
USD 0.54945 ordinary	CFD	Long	3061492	27.125        GBP
USD 0.54945 ordinary	CFD	Long	29677	26.80546301        GBP
USD 0.54945 ordinary	CFD	Long	16311	26.79667432        GBP
USD 0.54945 ordinary	CFD	Long	251	26.877092        GBP
USD 0.54945 ordinary	CFD	Long	188	26.96038108        GBP
USD 0.54945 ordinary	CFD	Long	57	26.84596491        GBP
USD 0.54945 ordinary	CFD	Long	5247	26.8082513831961        GBP
USD 0.54945 ordinary	CFD	Long	125	26.9132        GBP
USD 0.54945 ordinary	CFD	Long	3113	26.7990681586444        GBP
USD 0.54945 ordinary	CFD	Long	56	26.764241        GBP
USD 0.54945 ordinary	CFD	Long	783	26.8497701158621        GBP
USD 0.54945 ordinary	CFD	Long	37971	26.981258        GBP
USD 0.54945 ordinary	CFD	Long	540	26.885        GBP
USD 0.54945 ordinary	CFD	Long	583	27.205        GBP
USD 0.54945 ordinary	CFD	Long	137	27.185        GBP
USD 0.54945 ordinary	CFD	Long	1418	26.955        GBP
USD 0.54945 ordinary	CFD	Long	554	26.951291        GBP
USD 0.54945 ordinary	CFD	Long	353	26.97        GBP
USD 0.54945 ordinary	CFD	Long	713	26.96        GBP
USD 0.54945 ordinary	CFD	Long	517	26.945        GBP
USD 0.54945 ordinary	CFD	Long	596	26.79        GBP
USD 0.54945 ordinary	CFD	Long	563	26.725        GBP
USD 0.54945 ordinary	CFD	Long	262	26.80666        GBP
USD 0.54945 ordinary	CFD	Long	1344	26.785        GBP
USD 0.54945 ordinary	CFD	Long	176	26.928011        GBP
USD 0.54945 ordinary	CFD	Long	279	26.920054        GBP
USD 0.54945 ordinary	CFD	Long	1144	26.916167        GBP
USD 0.54945 ordinary	CFD	Long	199	27.096683        GBP
USD 0.54945 ordinary	CFD	Long	239	27.075356        GBP
USD 0.54945 ordinary	CFD	Long	221	27.055        GBP
USD 0.54945 ordinary	CFD	Long	761	26.962503        GBP
USD 0.54945 ordinary	CFD	Long	248	27.03        GBP
USD 0.54945 ordinary	CFD	Long	568	26.995        GBP
USD 0.54945 ordinary	CFD	Long	605	27.005        GBP
USD 0.54945 ordinary	CFD	Long	121	27.047521        GBP
USD 0.54945 ordinary	CFD	Long	472	27.04        GBP
USD 0.54945 ordinary	CFD	Long	838	26.975        GBP
USD 0.54945 ordinary	CFD	Long	568	26.99        GBP
USD 0.54945 ordinary	CFD	Long	517	26.9825        GBP
USD 0.54945 ordinary	CFD	Long	188	27.035        GBP
USD 0.54945 ordinary	CFD	Long	241	27.0525        GBP
USD 0.54945 ordinary	CFD	Long	299	27.052492        GBP
USD 0.54945 ordinary	CFD	Long	36	26.777083        GBP
USD 0.54945 ordinary	CFD	Short	18219	26.8        GBP
USD 0.54945 ordinary	CFD	Short	139385	26.698343        GBP
USD 0.54945 ordinary	CFD	Short	5768	26.738085        GBP
USD 0.54945 ordinary	CFD	Short	5000	26.973285        GBP
USD 0.54945 ordinary	CFD	Short	4771	27.1178269973004        GBP
USD 0.54945 ordinary	CFD	Short	1582	26.7995678        GBP
USD 0.54945 ordinary	CFD	Short	3	26.795        GBP
USD 0.54945 ordinary	CFD	Short	2593	26.8013459281141        GBP
USD 0.54945 ordinary	CFD	Short	7100	26.9059757        GBP
USD 0.54945 ordinary	CFD	Short	3271	26.79690079        GBP
USD 0.54945 ordinary	CFD	Short	3988	26.782859        GBP
USD 0.54945 ordinary	CFD	Short	4346	26.82744604        GBP
USD 0.54945 ordinary	CFD	Short	3945	26.83227757        GBP
USD 0.54945 ordinary	CFD	Short	35656	26.8035033373062        GBP
USD 0.54945 ordinary	CFD	Short	2650	26.8443547150189        GBP
USD 0.54945 ordinary	CFD	Short	302	26.8098841025497        GBP
USD 0.54945 ordinary	CFD	Short	14100	27.411        GBP
USD 0.54945 ordinary	CFD	Short	5553	26.791407        GBP
USD 0.54945 ordinary	CFD	Short	38930	26.8607507747        GBP
USD 0.54945 ordinary	CFD	Short	4348	26.85175943        GBP
USD 0.54945 ordinary	CFD	Short	66081	33.6415582        USD
USD 0.54945 ordinary	CFD	Short	3061492	27.125        GBP
USD 0.54945 ordinary	CFD	Short	10000	27.1677        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	08 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END