Form 8.5 (EPT/RI) - Anglo American PLC

GoldmanSachs International

09 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	1,000,407	26.7850 GBP	26.4800 GBP
USD 0.54945 ordinary	Sales	725,292	26.7300 GBP	26.4800 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a long position	414	26.5247 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.5309 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	19,589	26.5361 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	56	26.5369 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	66	26.5369 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	19,589	26.5402 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	11	26.5437 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	70	26.5438 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.5472 GBP
USD 0.54945 ordinary	CFD	Opening a short position	6,040	26.5480 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	700	26.5488 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	55	26.5600 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	61	26.5638 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	38	26.5659 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	6,623	26.5669 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	31	26.5690 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	228	26.5693 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	267	26.5717 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	138	26.5719 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	108	26.5738 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	500	26.5738 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	582	26.5745 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	96	26.5844 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	83	26.5874 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	16	26.5905 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	23	26.5919 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	2,151	26.6892 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	90	26.7273 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,761	33.1983 USD
USD 0.54945 ordinary	CFD	Reducing a short position	7,620	33.1983 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	987	26.6394 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	12,381	617.4748 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit
USD 0.54945 ordinary	Call Option	Exercising	45,168	21.4026 GBP

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END