Form 8.5 (EPT/RI) - Anglo American plc

UBS AG (EPT)

10 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	744939	27.53502        GBP	26.46751        GBP
USD 0.54945 ordinary	Sell	453203	27.53502        GBP	26.46751        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	59	27.086822        GBP
USD 0.54945 ordinary	CFD	Long	88	27.465        GBP
USD 0.54945 ordinary	CFD	Long	364430	26.58        GBP
USD 0.54945 ordinary	CFD	Long	2000	27.3160638192        GBP
USD 0.54945 ordinary	CFD	Long	44	26.48        GBP
USD 0.54945 ordinary	CFD	Long	44	26.51        GBP
USD 0.54945 ordinary	CFD	Long	44	26.585        GBP
USD 0.54945 ordinary	CFD	Long	44	26.61        GBP
USD 0.54945 ordinary	CFD	Long	44	26.675        GBP
USD 0.54945 ordinary	CFD	Long	44	27.15        GBP
USD 0.54945 ordinary	CFD	Long	44	27.2        GBP
USD 0.54945 ordinary	CFD	Long	44	27.21        GBP
USD 0.54945 ordinary	CFD	Long	33836	27.36        GBP
USD 0.54945 ordinary	CFD	Long	2028	27.4        GBP
USD 0.54945 ordinary	CFD	Long	44	27.5        GBP
USD 0.54945 ordinary	CFD	Long	44	27.53        GBP
USD 0.54945 ordinary	CFD	Long	783	27.01642401        GBP
USD 0.54945 ordinary	CFD	Long	18687	27.36046679        GBP
USD 0.54945 ordinary	CFD	Long	88	26.9873863636364        GBP
USD 0.54945 ordinary	CFD	Long	18228	27.3508050756474        GBP
USD 0.54945 ordinary	CFD	Long	4485	27.161844        GBP
USD 0.54945 ordinary	CFD	Long	300	26.6698        GBP
USD 0.54945 ordinary	CFD	Long	226	27.34699115        GBP
USD 0.54945 ordinary	CFD	Long	448	27.0484263392857        GBP
USD 0.54945 ordinary	CFD	Long	793	27.2528562410971        GBP
USD 0.54945 ordinary	CFD	Long	3154	27.2323818946417        GBP
USD 0.54945 ordinary	CFD	Long	481	27.455        GBP
USD 0.54945 ordinary	CFD	Long	7938	27.438309        GBP
USD 0.54945 ordinary	CFD	Long	188	27.3163957380851        GBP
USD 0.54945 ordinary	CFD	Long	133	27.37946        GBP
USD 0.54945 ordinary	CFD	Long	77	27.254531        GBP
USD 0.54945 ordinary	CFD	Long	11	27.276363        GBP
USD 0.54945 ordinary	CFD	Long	23	26.814162        GBP
USD 0.54945 ordinary	CFD	Long	1206	27.335153        GBP
USD 0.54945 ordinary	CFD	Long	980	27.35948        GBP
USD 0.54945 ordinary	CFD	Long	214	27.308177        GBP
USD 0.54945 ordinary	CFD	Long	184	27.351084        GBP
USD 0.54945 ordinary	CFD	Long	2	27.37        GBP
USD 0.54945 ordinary	CFD	Long	88	26.59        GBP
USD 0.54945 ordinary	CFD	Short	7100	26.7675        GBP
USD 0.54945 ordinary	CFD	Short	6811	27.27248        GBP
USD 0.54945 ordinary	CFD	Short	4648	26.9835        GBP
USD 0.54945 ordinary	CFD	Short	43448	27.36        GBP
USD 0.54945 ordinary	CFD	Short	24416	26.7791        GBP
USD 0.54945 ordinary	CFD	Short	321144	27.345779        GBP
USD 0.54945 ordinary	CFD	Short	364386	26.58        GBP
USD 0.54945 ordinary	CFD	Short	5800	27.5237938618        GBP
USD 0.54945 ordinary	CFD	Short	44	26.67        GBP
USD 0.54945 ordinary	CFD	Short	44	26.76        GBP
USD 0.54945 ordinary	CFD	Short	44	27.055        GBP
USD 0.54945 ordinary	CFD	Short	33	26.66        GBP
USD 0.54945 ordinary	CFD	Short	11	27.41        GBP
USD 0.54945 ordinary	CFD	Short	251	26.675926296255        GBP
USD 0.54945 ordinary	CFD	Short	2478	26.97176150159        GBP
USD 0.54945 ordinary	CFD	Short	16586	26.82473426        GBP
USD 0.54945 ordinary	CFD	Short	210	26.67480952        GBP
USD 0.54945 ordinary	CFD	Short	3101	26.7056788123573        GBP
USD 0.54945 ordinary	CFD	Short	16850	27.0068774474048        GBP
USD 0.54945 ordinary	CFD	Short	223	27.0181838565022        GBP
USD 0.54945 ordinary	CFD	Short	29074	27.52485421        GBP
USD 0.54945 ordinary	CFD	Short	907	26.6086512        GBP
USD 0.54945 ordinary	CFD	Short	1070	26.645        GBP
USD 0.54945 ordinary	CFD	Short	88	27.465        GBP
USD 0.54945 ordinary	CFD	Short	44	26.65        GBP
USD 0.54945 ordinary	CFD	Short	44	26.665        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END