Form 8.5 (EPT/RI) - Anglo American plc

UBS AG (EPT)

13 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	604504	27.99517          GBP	26.73601        GBP
USD 0.54945 ordinary	Sell	2167232	27.98000          GBP	26.73542        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	271637	27.735        GBP
USD 0.54945 ordinary	CFD	Long	300000	27.6        GBP
USD 0.54945 ordinary	CFD	Long	300	27.8050005        GBP
USD 0.54945 ordinary	CFD	Long	1293123	27.844151        GBP
USD 0.54945 ordinary	CFD	Long	25000	27.88884        GBP
USD 0.54945 ordinary	CFD	Long	1901	27.815        GBP
USD 0.54945 ordinary	CFD	Long	728	27.853571        GBP
USD 0.54945 ordinary	CFD	Long	1603	27.85        GBP
USD 0.54945 ordinary	CFD	Long	1017	27.835        GBP
USD 0.54945 ordinary	CFD	Long	693	27.795653        GBP
USD 0.54945 ordinary	CFD	Long	371	27.776092        GBP
USD 0.54945 ordinary	CFD	Long	5300	642.06890755        ZAR
USD 0.54945 ordinary	CFD	Long	2489	642.185        ZAR
USD 0.54945 ordinary	CFD	Long	38	27.865168        GBP
USD 0.54945 ordinary	CFD	Long	868	27.734473        GBP
USD 0.54945 ordinary	CFD	Long	775	27.83772        GBP
USD 0.54945 ordinary	CFD	Long	79	27.820128        GBP
USD 0.54945 ordinary	CFD	Long	52	27.843171        GBP
USD 0.54945 ordinary	CFD	Long	44	27.798567        GBP
USD 0.54945 ordinary	CFD	Long	24	27.804435        GBP
USD 0.54945 ordinary	CFD	Long	6	27.772062        GBP
USD 0.54945 ordinary	CFD	Long	10	27.809705        GBP
USD 0.54945 ordinary	CFD	Long	7789	642.07159841        ZAR
USD 0.54945 ordinary	CFD	Long	186	27.79795699        GBP
USD 0.54945 ordinary	CFD	Long	299	27.76098662        GBP
USD 0.54945 ordinary	CFD	Long	333	27.754054054054        GBP
USD 0.54945 ordinary	CFD	Long	2391	27.84505628        GBP
USD 0.54945 ordinary	CFD	Long	1052	27.8158388777376        GBP
USD 0.54945 ordinary	CFD	Long	20745	27.7378218846768        GBP
USD 0.54945 ordinary	CFD	Long	421	27.7338906        GBP
USD 0.54945 ordinary	CFD	Long	15237	27.8047        GBP
USD 0.54945 ordinary	CFD	Long	420	27.8023        GBP
USD 0.54945 ordinary	CFD	Long	1843	27.8        GBP
USD 0.54945 ordinary	CFD	Long	141	27.595        GBP
USD 0.54945 ordinary	CFD	Long	40531	27.837658        GBP
USD 0.54945 ordinary	CFD	Long	628	27.8575        GBP
USD 0.54945 ordinary	CFD	Long	511	27.905        GBP
USD 0.54945 ordinary	CFD	Long	451	27.8675        GBP
USD 0.54945 ordinary	CFD	Long	327	27.86        GBP
USD 0.54945 ordinary	CFD	Long	428	27.81        GBP
USD 0.54945 ordinary	CFD	Long	801	27.8025        GBP
USD 0.54945 ordinary	CFD	Long	351	27.83        GBP
USD 0.54945 ordinary	CFD	Long	4050	27.82        GBP
USD 0.54945 ordinary	CFD	Long	63	27.895        GBP
USD 0.54945 ordinary	CFD	Long	12	27.914167        GBP
USD 0.54945 ordinary	CFD	Long	88	27.84        GBP
USD 0.54945 ordinary	CFD	Long	88	27.98        GBP
USD 0.54945 ordinary	CFD	Long	44	27.695        GBP
USD 0.54945 ordinary	CFD	Long	44	27.73        GBP
USD 0.54945 ordinary	CFD	Long	44	27.765        GBP
USD 0.54945 ordinary	CFD	Long	44	27.785        GBP
USD 0.54945 ordinary	CFD	Long	44	27.825        GBP
USD 0.54945 ordinary	CFD	Long	44	27.845        GBP
USD 0.54945 ordinary	CFD	Long	44	27.885        GBP
USD 0.54945 ordinary	CFD	Long	942	27.78578025        GBP
USD 0.54945 ordinary	CFD	Long	3289	27.7780738821709        GBP
USD 0.54945 ordinary	CFD	Long	232	27.76        GBP
USD 0.54945 ordinary	CFD	Long	1282	27.7985335407956        GBP
USD 0.54945 ordinary	CFD	Long	11324	27.75224192        GBP
USD 0.54945 ordinary	CFD	Long	14087	27.801204        GBP
USD 0.54945 ordinary	CFD	Short	19764	27.8514        GBP
USD 0.54945 ordinary	CFD	Short	29277	27.735        GBP
USD 0.54945 ordinary	CFD	Short	30000	27.7943        GBP
USD 0.54945 ordinary	CFD	Short	25000	27.85366        GBP
USD 0.54945 ordinary	CFD	Short	3247	27.8354943034185        GBP
USD 0.54945 ordinary	CFD	Short	8790	27.8274571930546        GBP
USD 0.54945 ordinary	CFD	Short	30000	27.8139        GBP
USD 0.54945 ordinary	CFD	Short	10	27.815        GBP
USD 0.54945 ordinary	CFD	Short	44	27.915        GBP
USD 0.54945 ordinary	CFD	Short	44	27.905        GBP
USD 0.54945 ordinary	CFD	Short	7789	642.07159841        ZAR
USD 0.54945 ordinary	CFD	Short	879	27.7874890011035        GBP
USD 0.54945 ordinary	CFD	Short	44	27.88        GBP
USD 0.54945 ordinary	CFD	Short	5300	642.06890755        ZAR
USD 0.54945 ordinary	CFD	Short	2489	642.185        ZAR
USD 0.54945 ordinary	CFD	Short	216	27.86331923        GBP
USD 0.54945 ordinary	CFD	Short	44	27.855        GBP
USD 0.54945 ordinary	CFD	Short	11353	27.805        GBP
USD 0.54945 ordinary	CFD	Short	250	27.763959812        GBP
USD 0.54945 ordinary	CFD	Short	4888	27.8666151814321        GBP
USD 0.54945 ordinary	CFD	Short	44	27.81        GBP
USD 0.54945 ordinary	CFD	Short	72	27.82        GBP
USD 0.54945 ordinary	CFD	Short	676	27.84520729        GBP
USD 0.54945 ordinary	CFD	Short	80	27.89        GBP
USD 0.54945 ordinary	CFD	Short	132	27.845        GBP
USD 0.54945 ordinary	CFD	Short	332	27.802711        GBP
USD 0.54945 ordinary	CFD	Short	351	27.73534669        GBP
USD 0.54945 ordinary	CFD	Short	300000	27.6        GBP
USD 0.54945 ordinary	CFD	Short	6700	27.832187        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END