Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

14 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	1218131	28.09000 GBP	27.07000        GBP
USD 0.54945 ordinary	Sell	955254	28.01000        GBP	26.98000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	65712	27.07        GBP
USD 0.54945 ordinary	CFD	Long	8145	27.60446654        GBP
USD 0.54945 ordinary	CFD	Long	2345	27.5766226        GBP
USD 0.54945 ordinary	CFD	Long	20000	27.3454155        GBP
USD 0.54945 ordinary	CFD	Long	19	27.528232        GBP
USD 0.54945 ordinary	CFD	Long	8	27.514884        GBP
USD 0.54945 ordinary	CFD	Long	155	27.51501        GBP
USD 0.54945 ordinary	CFD	Long	1	27.525229        GBP
USD 0.54945 ordinary	CFD	Long	44	27.425        GBP
USD 0.54945 ordinary	CFD	Long	44	27.445        GBP
USD 0.54945 ordinary	CFD	Long	44	27.465        GBP
USD 0.54945 ordinary	CFD	Long	44	27.495        GBP
USD 0.54945 ordinary	CFD	Long	44	27.5        GBP
USD 0.54945 ordinary	CFD	Long	44	27.61        GBP
USD 0.54945 ordinary	CFD	Long	44	27.62        GBP
USD 0.54945 ordinary	CFD	Long	500	27.765        GBP
USD 0.54945 ordinary	CFD	Long	44	27.82        GBP
USD 0.54945 ordinary	CFD	Long	44	27.995        GBP
USD 0.54945 ordinary	CFD	Long	37	27.75        GBP
USD 0.54945 ordinary	CFD	Long	34	27.235        GBP
USD 0.54945 ordinary	CFD	Long	161	27.36        GBP
USD 0.54945 ordinary	CFD	Long	175	27.81285233        GBP
USD 0.54945 ordinary	CFD	Long	144	27.829236        GBP
USD 0.54945 ordinary	CFD	Long	88	27.33        GBP
USD 0.54945 ordinary	CFD	Long	266	27.645        GBP
USD 0.54945 ordinary	CFD	Long	44	26.985        GBP
USD 0.54945 ordinary	CFD	Long	44	27.125        GBP
USD 0.54945 ordinary	CFD	Long	44	27.395        GBP
USD 0.54945 ordinary	CFD	Long	752	27.56        GBP
USD 0.54945 ordinary	CFD	Long	6228	27.6464677650209        GBP
USD 0.54945 ordinary	CFD	Long	6473	27.13236785        GBP
USD 0.54945 ordinary	CFD	Long	3164	27.598802        GBP
USD 0.54945 ordinary	CFD	Long	269	27.0689172        GBP
USD 0.54945 ordinary	CFD	Long	9364	27.5651        GBP
USD 0.54945 ordinary	CFD	Long	652	27.5675        GBP
USD 0.54945 ordinary	CFD	Long	224	27.72        GBP
USD 0.54945 ordinary	CFD	Long	424	27.745        GBP
USD 0.54945 ordinary	CFD	Long	10736	27.705345        GBP
USD 0.54945 ordinary	CFD	Long	151	27.64        GBP
USD 0.54945 ordinary	CFD	Long	743	27.488647        GBP
USD 0.54945 ordinary	CFD	Long	36000	27.53355153        GBP
USD 0.54945 ordinary	CFD	Long	14554	27.36208745        GBP
USD 0.54945 ordinary	CFD	Long	1243	27.4436689969027        GBP
USD 0.54945 ordinary	CFD	Long	877	27.465217001699        GBP
USD 0.54945 ordinary	CFD	Long	2877	27.395478        GBP
USD 0.54945 ordinary	CFD	Long	732	27.069486        GBP
USD 0.54945 ordinary	CFD	Long	252	27.470937        GBP
USD 0.54945 ordinary	CFD	Long	228	27.490385        GBP
USD 0.54945 ordinary	CFD	Long	151	27.4687178301325        GBP
USD 0.54945 ordinary	CFD	Long	68	27.405408        GBP
USD 0.54945 ordinary	CFD	Long	19	27.651972        GBP
USD 0.54945 ordinary	CFD	Long	350	27.1962386495714        GBP
USD 0.54945 ordinary	CFD	Long	174	27.8575        GBP
USD 0.54945 ordinary	CFD	Long	166	27.7717168674699        GBP
USD 0.54945 ordinary	CFD	Long	578	27.84586568        GBP
USD 0.54945 ordinary	CFD	Long	1085	27.7485898590323        GBP
USD 0.54945 ordinary	CFD	Long	240	27.5275        GBP
USD 0.54945 ordinary	CFD	Long	150	27.515        GBP
USD 0.54945 ordinary	CFD	Long	352	27.5875        GBP
USD 0.54945 ordinary	CFD	Long	258	27.58        GBP
USD 0.54945 ordinary	CFD	Short	1155	27.662777        GBP
USD 0.54945 ordinary	CFD	Short	197817	27.07        GBP
USD 0.54945 ordinary	CFD	Short	87172	27.36811        GBP
USD 0.54945 ordinary	CFD	Short	1150	27.71568696        GBP
USD 0.54945 ordinary	CFD	Short	20000	27.433799        GBP
USD 0.54945 ordinary	CFD	Short	6050	27.6255273419        GBP
USD 0.54945 ordinary	CFD	Short	13	27.86403262        GBP
USD 0.54945 ordinary	CFD	Short	21	28.09        GBP
USD 0.54945 ordinary	CFD	Short	449	27.524254        GBP
USD 0.54945 ordinary	CFD	Short	40	27.22725        GBP
USD 0.54945 ordinary	CFD	Short	44	27.185        GBP
USD 0.54945 ordinary	CFD	Short	44	27.5        GBP
USD 0.54945 ordinary	CFD	Short	44	27.705        GBP
USD 0.54945 ordinary	CFD	Short	44	27.74        GBP
USD 0.54945 ordinary	CFD	Short	44	27.8        GBP
USD 0.54945 ordinary	CFD	Short	44	27.83        GBP
USD 0.54945 ordinary	CFD	Short	44	27.835        GBP
USD 0.54945 ordinary	CFD	Short	44	27.87        GBP
USD 0.54945 ordinary	CFD	Short	44	27.875        GBP
USD 0.54945 ordinary	CFD	Short	44	27.885        GBP
USD 0.54945 ordinary	CFD	Short	7818	27.5244144942722        GBP
USD 0.54945 ordinary	CFD	Short	644	27.81164208        GBP
USD 0.54945 ordinary	CFD	Short	4792	27.1571974124687        GBP
USD 0.54945 ordinary	CFD	Short	78443	27.1567525431447        GBP
USD 0.54945 ordinary	CFD	Short	234	27.857521        GBP
USD 0.54945 ordinary	CFD	Short	44442	27.206389        GBP
USD 0.54945 ordinary	CFD	Short	36000	27.97583333        GBP
USD 0.54945 ordinary	CFD	Short	8177	27.56525625        GBP
USD 0.54945 ordinary	CFD	Short	20985	27.48689542        GBP
USD 0.54945 ordinary	CFD	Short	26861	27.0769396147381        GBP
USD 0.54945 ordinary	CFD	Short	1304	27.19034893        GBP
USD 0.54945 ordinary	CFD	Short	37	27.1671621621622        GBP
USD 0.54945 ordinary	CFD	Short	928	27.2447952613362        GBP
USD 0.54945 ordinary	CFD	Short	220	27.6398636363636        GBP
USD 0.54945 ordinary	CFD	Short	8228	27.5821208073748        GBP
USD 0.54945 ordinary	CFD	Short	14600	27.723033        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	14 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END