Form 8.5 (EPT/RI) - Anglo American PLC

GoldmanSachs International

14 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	845,092	28.1000 GBP	27.0700 GBP
USD 0.54945 ordinary	Sales	1,544,025	28.1000 GBP	26.9450 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	64,005	27.0659 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	87,264	27.0659 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	271	27.0689 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	286	27.0722 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	815	27.0722 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	2,824	27.0727 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	117,000	27.1029 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	46,687	27.1163 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	246,955	27.1163 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	260	27.2193 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,925	27.2262 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,241	27.2530 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	28,780	27.2530 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	51,053	27.2934 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,753	27.3566 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,411	27.3719 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	521	27.3804 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	10,626	27.4403 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	49,998	27.5202 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	56	27.5682 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	50	27.5683 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	956	27.5683 GBP
USD 0.54945 ordinary	CFD	Opening a long position	705	27.5906 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,612	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	220	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	63	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	69	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,184	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	194	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	84	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	95	27.6045 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	28,759	27.6917 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,037	27.7084 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	561	27.7098 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	1,420	27.8394 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	30,603	27.5696 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	387	27.7082 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	186	633.3367 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit
USD 0.54945 ordinary	Call Option	Exercising	11,273	25.2329 GBP

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	14 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END