Form 8.5 (EPT/RI)-Anglo American plc

Morgan Stanley & Co. Int'l plc

15 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	2,369,917	27.4500 GBP	25.9900 GBP
USD 0.54945 ordinary	SALES	2,034,798	27.4500 GBP	26.0400 GBP
USD 0.54945 ordinary	PURCHASES	4,876	30.8000 EUR	30.4117 EUR
USD 0.54945 ordinary	SALES	1,738	31.0100 EUR	30.4782 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	838	26.1945 GBP
USD 0.54945 ordinary	CFD	increasing a long position	84,207	26.1950 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,606	26.1950 GBP
USD 0.54945 ordinary	CFD	increasing a long position	943	26.2171 GBP
USD 0.54945 ordinary	CFD	increasing a long position	35	26.2797 GBP
USD 0.54945 ordinary	CFD	increasing a long position	784	26.3256 GBP
USD 0.54945 ordinary	CFD	increasing a long position	266	26.3610 GBP
USD 0.54945 ordinary	CFD	increasing a long position	32,180	26.3697 GBP
USD 0.54945 ordinary	CFD	increasing a long position	285	26.3708 GBP
USD 0.54945 ordinary	CFD	increasing a long position	246	26.3708 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,456	26.4118 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,429	26.4638 GBP
USD 0.54945 ordinary	CFD	increasing a long position	76,895	26.4662 GBP
USD 0.54945 ordinary	CFD	increasing a long position	183	26.5149 GBP
USD 0.54945 ordinary	CFD	increasing a long position	240,000	26.5985 GBP
USD 0.54945 ordinary	CFD	increasing a long position	495	26.6336 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,154	26.8422 GBP
USD 0.54945 ordinary	CFD	increasing a long position	400,000	26.9811 GBP
USD 0.54945 ordinary	CFD	increasing a long position	45,000	27.0273 GBP
USD 0.54945 ordinary	CFD	increasing a long position	28	27.4500 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1	30.1800 EUR
USD 0.54945 ordinary	CFD	increasing a long position	1,208	30.4711 EUR
USD 0.54945 ordinary	CFD	increasing a long position	36	31.0100 EUR
USD 0.54945 ordinary	CFD	increasing a long position	437	604.4925 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	106,908	610.3573 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	322	613.4658 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	34,436	616.7132 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	3,651	624.3659 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,000	26.0043 GBP
USD 0.54945 ordinary	CFD	increasing a short position	879	26.0900 GBP
USD 0.54945 ordinary	CFD	increasing a short position	628	26.0980 GBP
USD 0.54945 ordinary	CFD	increasing a short position	653	26.0981 GBP
USD 0.54945 ordinary	CFD	increasing a short position	492	26.1000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,000	26.1052 GBP
USD 0.54945 ordinary	CFD	increasing a short position	500	26.1313 GBP
USD 0.54945 ordinary	CFD	increasing a short position	46	26.1563 GBP
USD 0.54945 ordinary	CFD	increasing a short position	778	26.1564 GBP
USD 0.54945 ordinary	CFD	increasing a short position	42,945	26.1728 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,369	26.1784 GBP
USD 0.54945 ordinary	CFD	increasing a short position	98,297	26.1785 GBP
USD 0.54945 ordinary	CFD	increasing a short position	16,153	26.1860 GBP
USD 0.54945 ordinary	CFD	increasing a short position	22	26.1945 GBP
USD 0.54945 ordinary	CFD	increasing a short position	586	26.1949 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,511	26.1950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	84,207	26.1950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,412	26.1950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	431	26.1950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	115	26.1950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	102	26.1955 GBP
USD 0.54945 ordinary	CFD	increasing a short position	190	26.1985 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,800	26.2081 GBP
USD 0.54945 ordinary	CFD	increasing a short position	290	26.2081 GBP
USD 0.54945 ordinary	CFD	increasing a short position	89,690	26.2702 GBP
USD 0.54945 ordinary	CFD	increasing a short position	8,145	26.2876 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,500	26.3153 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,373	26.3269 GBP
USD 0.54945 ordinary	CFD	increasing a short position	9,504	26.3269 GBP
USD 0.54945 ordinary	CFD	increasing a short position	466	26.3269 GBP
USD 0.54945 ordinary	CFD	increasing a short position	124	26.3269 GBP
USD 0.54945 ordinary	CFD	increasing a short position	92	26.3269 GBP
USD 0.54945 ordinary	CFD	increasing a short position	292	26.3269 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11,000	26.3327 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,250	26.3424 GBP
USD 0.54945 ordinary	CFD	increasing a short position	178	26.3504 GBP
USD 0.54945 ordinary	CFD	increasing a short position	979	26.3504 GBP
USD 0.54945 ordinary	CFD	increasing a short position	668	26.3504 GBP
USD 0.54945 ordinary	CFD	increasing a short position	53,492	26.3893 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.3950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,000	26.3975 GBP
USD 0.54945 ordinary	CFD	increasing a short position	200	26.5204 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,500	26.9993 GBP
USD 0.54945 ordinary	CFD	increasing a short position	308	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,164	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	232	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	23,760	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,929	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	735	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	34,394	27.0463 GBP
USD 0.54945 ordinary	CFD	increasing a short position	137,812	27.0463 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,801	27.0463 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,746	27.0463 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,344	27.0463 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,260	27.0463 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11,000	27.0538 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,949	30.3800 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1	30.5400 EUR
USD 0.54945 ordinary	CFD	increasing a short position	459	30.8000 EUR
USD 0.54945 ordinary	CFD	increasing a short position	27	30.8959 EUR
USD 0.54945 ordinary	CFD	increasing a short position	2,193	604.2544 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	437	604.4925 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	22,308	608.7319 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,857	609.2574 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	10,102	610.6046 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	71,641	610.8725 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	17,750	623.7916 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	302	26.1001 GBP
USD 0.54945 ordinary	CFD	reducing a long position	102	26.1171 GBP
USD 0.54945 ordinary	CFD	reducing a long position	48	26.1500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	84	26.1761 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,549	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	712	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	24	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,916	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	538	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,350	26.1955 GBP
USD 0.54945 ordinary	CFD	reducing a long position	37	26.2811 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1	26.2900 GBP
USD 0.54945 ordinary	CFD	reducing a long position	18,237	26.3420 GBP
USD 0.54945 ordinary	CFD	reducing a long position	23,602	26.3424 GBP
USD 0.54945 ordinary	CFD	reducing a long position	32,180	26.3757 GBP
USD 0.54945 ordinary	CFD	reducing a long position	493	26.3893 GBP
USD 0.54945 ordinary	CFD	reducing a long position	76,895	26.3943 GBP
USD 0.54945 ordinary	CFD	reducing a long position	195	26.4866 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,715	26.4866 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,758	26.5369 GBP
USD 0.54945 ordinary	CFD	reducing a long position	7,625	26.5428 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,473	26.5797 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,051	30.3800 EUR
USD 0.54945 ordinary	CFD	reducing a long position	157	30.4200 EUR
USD 0.54945 ordinary	CFD	reducing a long position	232	30.8959 EUR
USD 0.54945 ordinary	CFD	reducing a long position	113,278	611.7214 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	3,973	623.4825 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	739	26.1761 GBP
USD 0.54945 ordinary	CFD	reducing a short position	78	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4,261	26.1950 GBP
USD 0.54945 ordinary	CFD	reducing a short position	195	26.1985 GBP
USD 0.54945 ordinary	CFD	reducing a short position	190	26.2011 GBP
USD 0.54945 ordinary	CFD	reducing a short position	8,000	26.2400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,186	26.4046 GBP
USD 0.54945 ordinary	CFD	reducing a short position	53,492	26.4118 GBP
USD 0.54945 ordinary	CFD	reducing a short position	700	26.4136 GBP
USD 0.54945 ordinary	CFD	reducing a short position	220	26.4136 GBP
USD 0.54945 ordinary	CFD	reducing a short position	178	26.4136 GBP
USD 0.54945 ordinary	CFD	reducing a short position	14,192	26.4136 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4,192	26.4136 GBP
USD 0.54945 ordinary	CFD	reducing a short position	520	26.4136 GBP
USD 0.54945 ordinary	CFD	reducing a short position	600	26.5240 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,110	26.5291 GBP
USD 0.54945 ordinary	CFD	reducing a short position	438	26.7126 GBP
USD 0.54945 ordinary	CFD	reducing a short position	686	26.8978 GBP
USD 0.54945 ordinary	CFD	reducing a short position	228	26.8979 GBP
USD 0.54945 ordinary	CFD	reducing a short position	378	27.1650 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,500	27.1650 GBP
USD 0.54945 ordinary	CFD	reducing a short position	27	30.4711 EUR
USD 0.54945 ordinary	CFD	reducing a short position	411	30.4900 EUR
USD 0.54945 ordinary	CFD	reducing a short position	55	30.6418 EUR
USD 0.54945 ordinary	CFD	reducing a short position	69,987	611.2072 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	9,454	611.2121 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	29,736	612.7952 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	4,101	613.8862 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X5)	SHORT	500	0.3000 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X8)	SHORT	40	25.4000 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (18) (ISIN	SHORT	140	10.6300 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (30) (ISIN	LONG	42	3.8800 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	15 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END