Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

15 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Bhp Group Limited connected to UBS
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, Anglo American

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	1763717	27.71865 GBP	25.98000        GBP
USD 0.54945 ordinary	Sell	1709141	27.71865 GBP	25.96500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	1	26.847852        GBP
USD 0.54945 ordinary	CFD	Long	22490	26.195        GBP
USD 0.54945 ordinary	CFD	Long	800	26.9298879664        GBP
USD 0.54945 ordinary	CFD	Long	3486	26.4136        GBP
USD 0.54945 ordinary	CFD	Long	102143	26.82        GBP
USD 0.54945 ordinary	CFD	Long	15752	26.88609721        GBP
USD 0.54945 ordinary	CFD	Long	30000	26.1923        GBP
USD 0.54945 ordinary	CFD	Long	44	26.11        GBP
USD 0.54945 ordinary	CFD	Long	44	26.135        GBP
USD 0.54945 ordinary	CFD	Long	44	26.205        GBP
USD 0.54945 ordinary	CFD	Long	44	26.22        GBP
USD 0.54945 ordinary	CFD	Long	44	26.28        GBP
USD 0.54945 ordinary	CFD	Long	44	26.33        GBP
USD 0.54945 ordinary	CFD	Long	364	26.355        GBP
USD 0.54945 ordinary	CFD	Long	44	26.365        GBP
USD 0.54945 ordinary	CFD	Long	44	26.395        GBP
USD 0.54945 ordinary	CFD	Long	44	26.45        GBP
USD 0.54945 ordinary	CFD	Long	44	26.52        GBP
USD 0.54945 ordinary	CFD	Long	521	26.6        GBP
USD 0.54945 ordinary	CFD	Long	219	26.63        GBP
USD 0.54945 ordinary	CFD	Long	44	26.74        GBP
USD 0.54945 ordinary	CFD	Long	44	26.745        GBP
USD 0.54945 ordinary	CFD	Long	44	27.04        GBP
USD 0.54945 ordinary	CFD	Long	44	27.06        GBP
USD 0.54945 ordinary	CFD	Long	44	27.14        GBP
USD 0.54945 ordinary	CFD	Long	42	26.345        GBP
USD 0.54945 ordinary	CFD	Long	41	26.085        GBP
USD 0.54945 ordinary	CFD	Long	26	26.865        GBP
USD 0.54945 ordinary	CFD	Long	75106	26.2862827847698        GBP
USD 0.54945 ordinary	CFD	Long	1462	26.288997946539        GBP
USD 0.54945 ordinary	CFD	Long	775	26.08907097        GBP
USD 0.54945 ordinary	CFD	Long	40	26.19975        GBP
USD 0.54945 ordinary	CFD	Long	4271	26.5043879965769        GBP
USD 0.54945 ordinary	CFD	Long	293	27.130846        GBP
USD 0.54945 ordinary	CFD	Long	171	27.092886        GBP
USD 0.54945 ordinary	CFD	Long	28	27.068503        GBP
USD 0.54945 ordinary	CFD	Long	17	27.1553960258824        GBP
USD 0.54945 ordinary	CFD	Long	10	27.026689        GBP
USD 0.54945 ordinary	CFD	Long	102	27.115277        GBP
USD 0.54945 ordinary	CFD	Long	15220	26.3707689969001        GBP
USD 0.54945 ordinary	CFD	Long	15110	26.3562829982998        GBP
USD 0.54945 ordinary	CFD	Long	1501	26.5085639964024        GBP
USD 0.54945 ordinary	CFD	Long	44973	609.67076312        ZAR
USD 0.54945 ordinary	CFD	Long	88	26.13653409        GBP
USD 0.54945 ordinary	CFD	Long	236	26.16        GBP
USD 0.54945 ordinary	CFD	Long	176	26.36        GBP
USD 0.54945 ordinary	CFD	Long	343	26.34        GBP
USD 0.54945 ordinary	CFD	Long	88	26.86        GBP
USD 0.54945 ordinary	CFD	Long	44	26.035        GBP
USD 0.54945 ordinary	CFD	Long	44	26.095        GBP
USD 0.54945 ordinary	CFD	Long	44	26.1        GBP
USD 0.54945 ordinary	CFD	Long	1791	26.17        GBP
USD 0.54945 ordinary	CFD	Long	1242	26.5        GBP
USD 0.54945 ordinary	CFD	Long	937	26.314192        GBP
USD 0.54945 ordinary	CFD	Long	2700	27.33555556        GBP
USD 0.54945 ordinary	CFD	Long	44823	610.21958637        ZAR
USD 0.54945 ordinary	CFD	Long	150	605.085        ZAR
USD 0.54945 ordinary	CFD	Long	1156	26.4225        GBP
USD 0.54945 ordinary	CFD	Long	193	26.42        GBP
USD 0.54945 ordinary	CFD	Long	297	26.32        GBP
USD 0.54945 ordinary	CFD	Long	47	26.305        GBP
USD 0.54945 ordinary	CFD	Long	636	26.625        GBP
USD 0.54945 ordinary	CFD	Long	472	26.735        GBP
USD 0.54945 ordinary	CFD	Long	124	26.705        GBP
USD 0.54945 ordinary	CFD	Long	111	27.45        GBP
USD 0.54945 ordinary	CFD	Long	564	27.410009        GBP
USD 0.54945 ordinary	CFD	Long	1527	27.185        GBP
USD 0.54945 ordinary	CFD	Long	170	27.145        GBP
USD 0.54945 ordinary	CFD	Long	169	27.16        GBP
USD 0.54945 ordinary	CFD	Long	752	27.21        GBP
USD 0.54945 ordinary	CFD	Long	376	27.19        GBP
USD 0.54945 ordinary	CFD	Long	34430	26.800864        GBP
USD 0.54945 ordinary	CFD	Long	125	26.595        GBP
USD 0.54945 ordinary	CFD	Long	299	26.6025        GBP
USD 0.54945 ordinary	CFD	Short	44	26.505        GBP
USD 0.54945 ordinary	CFD	Short	44	26.51        GBP
USD 0.54945 ordinary	CFD	Short	44	26.545        GBP
USD 0.54945 ordinary	CFD	Short	44	26.575        GBP
USD 0.54945 ordinary	CFD	Short	44	26.59        GBP
USD 0.54945 ordinary	CFD	Short	44	26.615        GBP
USD 0.54945 ordinary	CFD	Short	44	26.7        GBP
USD 0.54945 ordinary	CFD	Short	44	26.815        GBP
USD 0.54945 ordinary	CFD	Short	44	26.85        GBP
USD 0.54945 ordinary	CFD	Short	44	27.02        GBP
USD 0.54945 ordinary	CFD	Short	44	27.215        GBP
USD 0.54945 ordinary	CFD	Short	456	25.98        GBP
USD 0.54945 ordinary	CFD	Short	12713	26.6319779        GBP
USD 0.54945 ordinary	CFD	Short	44973	609.67076312        ZAR
USD 0.54945 ordinary	CFD	Short	10	26.1475        GBP
USD 0.54945 ordinary	CFD	Short	815	26.19        GBP
USD 0.54945 ordinary	CFD	Short	923	26.3        GBP
USD 0.54945 ordinary	CFD	Short	409	26.31        GBP
USD 0.54945 ordinary	CFD	Short	421	26.555        GBP
USD 0.54945 ordinary	CFD	Short	808	26.558144        GBP
USD 0.54945 ordinary	CFD	Short	808	26.56        GBP
USD 0.54945 ordinary	CFD	Short	880	26.418324        GBP
USD 0.54945 ordinary	CFD	Short	745	26.345        GBP
USD 0.54945 ordinary	CFD	Short	720	26.35        GBP
USD 0.54945 ordinary	CFD	Short	1920	26.305        GBP
USD 0.54945 ordinary	CFD	Short	221	26.6175        GBP
USD 0.54945 ordinary	CFD	Short	1770	26.21        GBP
USD 0.54945 ordinary	CFD	Short	1864	26.145        GBP
USD 0.54945 ordinary	CFD	Short	376	26.755        GBP
USD 0.54945 ordinary	CFD	Short	1072	26.74        GBP
USD 0.54945 ordinary	CFD	Short	799	26.465        GBP
USD 0.54945 ordinary	CFD	Short	1878	26.47        GBP
USD 0.54945 ordinary	CFD	Short	267	26.645        GBP
USD 0.54945 ordinary	CFD	Short	755	26.455        GBP
USD 0.54945 ordinary	CFD	Short	365	26.525        GBP
USD 0.54945 ordinary	CFD	Short	756	26.534127        GBP
USD 0.54945 ordinary	CFD	Short	55717	26.383748        GBP
USD 0.54945 ordinary	CFD	Short	907	26.005        GBP
USD 0.54945 ordinary	CFD	Short	8300	26.4497830651        GBP
USD 0.54945 ordinary	CFD	Short	41752	26.2434991714193        GBP
USD 0.54945 ordinary	CFD	Short	3527	26.6936745126283        GBP
USD 0.54945 ordinary	CFD	Short	11730	26.4774541779292        GBP
USD 0.54945 ordinary	CFD	Short	849	26.154087        GBP
USD 0.54945 ordinary	CFD	Short	24150	26.27843727        GBP
USD 0.54945 ordinary	CFD	Short	13948	26.2929        GBP
USD 0.54945 ordinary	CFD	Short	384	26.1960478        GBP
USD 0.54945 ordinary	CFD	Short	41603	26.25937037        GBP
USD 0.54945 ordinary	CFD	Short	29038	26.27761874        GBP
USD 0.54945 ordinary	CFD	Short	7256	26.23692324        GBP
USD 0.54945 ordinary	CFD	Short	4354	26.23802331        GBP
USD 0.54945 ordinary	CFD	Short	33716	27.0463        GBP
USD 0.54945 ordinary	CFD	Short	2326	26.32684867        GBP
USD 0.54945 ordinary	CFD	Short	125829	26.195        GBP
USD 0.54945 ordinary	CFD	Short	37	26.77        GBP
USD 0.54945 ordinary	CFD	Short	8267	26.3961183017902        GBP
USD 0.54945 ordinary	CFD	Short	213	26.53260564        GBP
USD 0.54945 ordinary	CFD	Short	6791	26.1991032219128        GBP
USD 0.54945 ordinary	CFD	Short	563	26.5836634110124        GBP
USD 0.54945 ordinary	CFD	Short	31875	26.18112445        GBP
USD 0.54945 ordinary	CFD	Short	21894	26.299405        GBP
USD 0.54945 ordinary	CFD	Short	21552	26.2545515        GBP
USD 0.54945 ordinary	CFD	Short	1266	26.1673696711137        GBP
USD 0.54945 ordinary	CFD	Short	4453	26.3843790731192        GBP
USD 0.54945 ordinary	CFD	Short	17	26.32675006        GBP
USD 0.54945 ordinary	CFD	Short	531	26.3838560044068        GBP
USD 0.54945 ordinary	CFD	Short	44823	610.21958637        ZAR
USD 0.54945 ordinary	CFD	Short	150	605.085        ZAR
USD 0.54945 ordinary	CFD	Short	1265	26.4146001935178        GBP
USD 0.54945 ordinary	CFD	Short	88	26.11        GBP
USD 0.54945 ordinary	CFD	Short	88	26.4        GBP
USD 0.54945 ordinary	CFD	Short	88	26.71        GBP
USD 0.54945 ordinary	CFD	Short	44	25.995        GBP
USD 0.54945 ordinary	CFD	Short	44	26.105        GBP
USD 0.54945 ordinary	CFD	Short	44	26.165        GBP
USD 0.54945 ordinary	CFD	Short	44	26.185        GBP
USD 0.54945 ordinary	CFD	Short	44	26.215        GBP
USD 0.54945 ordinary	CFD	Short	44	26.225        GBP
USD 0.54945 ordinary	CFD	Short	44	26.24        GBP
USD 0.54945 ordinary	CFD	Short	118	26.370678        GBP
USD 0.54945 ordinary	CFD	Short	44	26.255        GBP
USD 0.54945 ordinary	CFD	Short	44	26.315        GBP
USD 0.54945 ordinary	CFD	Short	44	26.32        GBP
USD 0.54945 ordinary	CFD	Short	44	26.325        GBP
USD 0.54945 ordinary	CFD	Short	44	26.355        GBP
USD 0.54945 ordinary	CFD	Short	44	26.385        GBP
USD 0.54945 ordinary	CFD	Short	44	26.41        GBP
USD 0.54945 ordinary	CFD	Short	44	26.415        GBP
USD 0.54945 ordinary	CFD	Short	44	26.46        GBP
USD 0.54945 ordinary	CFD	Short	44	26.48        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	Call	Purchasing	125000	27.0        GBP	American	20 September 2024	2.425        GBP
USD 0.54945 ordinary	Put	Purchasing	125000	27.0        GBP	American	20 September 2024	2.425        GBP
USD 0.54945 ordinary	Call	Selling	125000	27.0        GBP	American	20 September 2024	2.425        GBP
USD 0.54945 ordinary	Put	Selling	125000	27.0        GBP	American	20 September 2024	2.425        GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END