Form 8.5 (EPT/RI) - Anglo American PLC

GoldmanSachs International

15 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	1,635,359	27.4500 GBP	25.9825 GBP
USD 0.54945 ordinary	Sales	1,596,856	27.4500 GBP	25.9850 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Opening a short position	7,390	26.0805 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,107	26.0992 GBP
USD 0.54945 ordinary	CFD	Opening a short position	13,205	26.1240 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	75,000	26.1431 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	29,418	26.1492 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,335	26.1492 GBP
USD 0.54945 ordinary	CFD	Opening a short position	287	26.1723 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	814	26.1723 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	11,475	26.1789 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	426	26.1800 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1	26.1800 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	13,417	26.1868 GBP
USD 0.54945 ordinary	CFD	Opening a long position	35,167	26.1868 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	69,894	26.1868 GBP
USD 0.54945 ordinary	CFD	Opening a long position	187,092	26.1868 GBP
USD 0.54945 ordinary	CFD	Opening a short position	39,621	26.1884 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,161	26.1971 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	6,917	26.1976 GBP
USD 0.54945 ordinary	CFD	Opening a short position	60,900	26.2016 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	64,936	26.2083 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,795	26.3056 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,256	26.3057 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	328	26.3060 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	19,500	26.3206 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,582	26.3269 GBP
USD 0.54945 ordinary	CFD	Opening a short position	82	26.3269 GBP
USD 0.54945 ordinary	CFD	Opening a short position	196	26.3269 GBP
USD 0.54945 ordinary	CFD	Opening a short position	93	26.3269 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	39,000	26.3327 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	2,438	26.3601 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	89	26.4082 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.4082 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,721	26.4083 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	18	26.4083 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	97	26.4083 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.4083 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	168	26.4083 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	48	26.4083 GBP
USD 0.54945 ordinary	CFD	Opening a short position	15,000	26.4756 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	63,856	26.7626 GBP
USD 0.54945 ordinary	CFD	Opening a short position	13,004	26.7899 GBP
USD 0.54945 ordinary	CFD	Opening a short position	88,253	26.7899 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3	26.9446 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	19,500	27.0047 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,343	27.0517 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,202	27.0517 GBP
USD 0.54945 ordinary	CFD	Opening a short position	22,930	27.0517 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,840	27.0517 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	39,000	27.0538 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	54,130	27.0806 GBP
USD 0.54945 ordinary	CFD	Opening a short position	7,107	27.4533 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	2,428	26.3940 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	2,816	27.0909 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	985	614.6029 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit
USD 0.54945 ordinary	Call Option	Exercising	6,528	24.2936 GBP
USD 0.54945 ordinary	Call Option	Exercising	29,651	22.8640 GBP

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	15 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END