Form 8.5 (EPT/RI) - Anglo American plc

Morgan Stanley & Co. Int'l plc

16 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	1,179,065	26.4800 GBP	25.9100 GBP
USD 0.54945 ordinary	SALES	760,601	26.4800 GBP	25.9200 GBP
USD 0.54945 ordinary	SALES	2,838	30.7058 EUR	30.3096 EUR
USD 0.54945 ordinary	PURCHASES	818	30.7604 EUR	30.6181 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	140	25.9217 GBP
USD 0.54945 ordinary	CFD	increasing a long position	158	26.0592 GBP
USD 0.54945 ordinary	CFD	increasing a long position	718	26.1245 GBP
USD 0.54945 ordinary	CFD	increasing a long position	30	26.1787 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,915	26.1900 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,512	26.1988 GBP
USD 0.54945 ordinary	CFD	increasing a long position	57	26.1996 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,798	26.2373 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,933	26.2377 GBP
USD 0.54945 ordinary	CFD	increasing a long position	732	26.2500 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,156	26.2500 GBP
USD 0.54945 ordinary	CFD	increasing a long position	19,876	26.2500 GBP
USD 0.54945 ordinary	CFD	increasing a long position	300	26.2514 GBP
USD 0.54945 ordinary	CFD	increasing a long position	12,554	26.2620 GBP
USD 0.54945 ordinary	CFD	increasing a long position	171	26.2800 GBP
USD 0.54945 ordinary	CFD	increasing a long position	18,267	26.2895 GBP
USD 0.54945 ordinary	CFD	increasing a long position	105	26.4442 GBP
USD 0.54945 ordinary	CFD	increasing a long position	25,692	607.9015 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	53,904	608.6393 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	13,204	26.0766 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,808	26.0996 GBP
USD 0.54945 ordinary	CFD	increasing a short position	476	26.1150 GBP
USD 0.54945 ordinary	CFD	increasing a short position	29	26.1150 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,110	26.1726 GBP
USD 0.54945 ordinary	CFD	increasing a short position	27,630	26.1849 GBP
USD 0.54945 ordinary	CFD	increasing a short position	60,000	26.1917 GBP
USD 0.54945 ordinary	CFD	increasing a short position	34,132	26.1937 GBP
USD 0.54945 ordinary	CFD	increasing a short position	47,336	26.1960 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,469	26.1991 GBP
USD 0.54945 ordinary	CFD	increasing a short position	152	26.1991 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,805	26.2096 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,404	26.2139 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,114	26.2196 GBP
USD 0.54945 ordinary	CFD	increasing a short position	19,876	26.2500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	9,311	26.2500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	22	26.2500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,454	26.2500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	220	26.2664 GBP
USD 0.54945 ordinary	CFD	increasing a short position	70	26.2664 GBP
USD 0.54945 ordinary	CFD	increasing a short position	93	26.2664 GBP
USD 0.54945 ordinary	CFD	increasing a short position	7,127	26.2664 GBP
USD 0.54945 ordinary	CFD	increasing a short position	350	26.2664 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,780	26.2664 GBP
USD 0.54945 ordinary	CFD	increasing a short position	19,931	26.3105 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,500	26.3200 GBP
USD 0.54945 ordinary	CFD	increasing a short position	22	26.3300 GBP
USD 0.54945 ordinary	CFD	increasing a short position	759	26.3532 GBP
USD 0.54945 ordinary	CFD	increasing a short position	55,000	26.4075 GBP
USD 0.54945 ordinary	CFD	increasing a short position	191	26.4087 GBP
USD 0.54945 ordinary	CFD	increasing a short position	34,960	26.4310 GBP
USD 0.54945 ordinary	CFD	increasing a short position	49	30.5800 EUR
USD 0.54945 ordinary	CFD	increasing a short position	219	30.6266 EUR
USD 0.54945 ordinary	CFD	increasing a short position	527	30.6769 EUR
USD 0.54945 ordinary	CFD	increasing a short position	23	30.7605 EUR
USD 0.54945 ordinary	CFD	increasing a short position	2,347	606.4273 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	30,523	607.7220 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,213	608.5548 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,414	609.2575 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	19,620	610.2864 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	28,300	26.1491 GBP
USD 0.54945 ordinary	CFD	reducing a long position	152	26.1721 GBP
USD 0.54945 ordinary	CFD	reducing a long position	95	26.1941 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,281	26.1944 GBP
USD 0.54945 ordinary	CFD	reducing a long position	374	26.1944 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,456	26.1960 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,033	26.2081 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,986	26.2081 GBP
USD 0.54945 ordinary	CFD	reducing a long position	449	26.2157 GBP
USD 0.54945 ordinary	CFD	reducing a long position	33,673	26.2157 GBP
USD 0.54945 ordinary	CFD	reducing a long position	304	26.2157 GBP
USD 0.54945 ordinary	CFD	reducing a long position	110	26.2158 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,208	26.2247 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,446	26.2252 GBP
USD 0.54945 ordinary	CFD	reducing a long position	42,069	26.2257 GBP
USD 0.54945 ordinary	CFD	reducing a long position	94	26.2341 GBP
USD 0.54945 ordinary	CFD	reducing a long position	14,056	26.2397 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,092	26.2419 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,110	26.2482 GBP
USD 0.54945 ordinary	CFD	reducing a long position	8,258	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	104,506	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	293	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	18,267	26.2550 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,554	26.2864 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,652	26.3000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	198	26.3300 GBP
USD 0.54945 ordinary	CFD	reducing a long position	924	26.4087 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,281	606.6569 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	53,896	608.2533 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	148	26.1673 GBP
USD 0.54945 ordinary	CFD	reducing a short position	314	26.1853 GBP
USD 0.54945 ordinary	CFD	reducing a short position	86	26.2176 GBP
USD 0.54945 ordinary	CFD	reducing a short position	228	26.2358 GBP
USD 0.54945 ordinary	CFD	reducing a short position	44,144	26.2415 GBP
USD 0.54945 ordinary	CFD	reducing a short position	45,594	26.2481 GBP
USD 0.54945 ordinary	CFD	reducing a short position	71	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a short position	102	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,511	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a short position	135	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a short position	115	26.2500 GBP
USD 0.54945 ordinary	CFD	reducing a short position	22	26.2514 GBP
USD 0.54945 ordinary	CFD	reducing a short position	678	26.2551 GBP
USD 0.54945 ordinary	CFD	reducing a short position	19,300	26.4396 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,550	26.4397 GBP
USD 0.54945 ordinary	CFD	reducing a short position	960	26.4800 GBP
USD 0.54945 ordinary	CFD	reducing a short position	22	26.4800 GBP
USD 0.54945 ordinary	CFD	reducing a short position	23	30.3095 EUR
USD 0.54945 ordinary	CFD	reducing a short position	2	30.3100 EUR
USD 0.54945 ordinary	CFD	reducing a short position	2,813	30.7061 EUR
USD 0.54945 ordinary	CFD	reducing a short position	4,281	606.6550 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	2,480	608.0891 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	14,703	608.1831 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	34,684	608.2724 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	2,029	608.6364 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X5)	SHORT	170	20.6000 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X6)	SHORT	31	6.6200 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	CALL	WRITING	39,099	2560.8690	European	15/05/2024	0.6413 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	16 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END