Form 8.5 (EPT/RI) - Anglo American plc

UBS AG (EPT)

17 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	961,060	26.35766        GBP	26.01876        GBP
USD 0.54945 ordinary	Sell	620,838	26.48965        GBP	26.03000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	6031	26.2261        GBP
USD 0.54945 ordinary	CFD	Long	2779	26.2889484        GBP
USD 0.54945 ordinary	CFD	Long	44	26.205        GBP
USD 0.54945 ordinary	CFD	Long	44	26.22        GBP
USD 0.54945 ordinary	CFD	Long	44	26.245        GBP
USD 0.54945 ordinary	CFD	Long	44	26.255        GBP
USD 0.54945 ordinary	CFD	Long	44	26.265        GBP
USD 0.54945 ordinary	CFD	Long	44	26.275        GBP
USD 0.54945 ordinary	CFD	Long	5	26.16        GBP
USD 0.54945 ordinary	CFD	Long	88	26.235        GBP
USD 0.54945 ordinary	CFD	Long	66	26.204545        GBP
USD 0.54945 ordinary	CFD	Long	300	26.28        GBP
USD 0.54945 ordinary	CFD	Long	18754	26.2899933347563        GBP
USD 0.54945 ordinary	CFD	Long	1000	26.08272        GBP
USD 0.54945 ordinary	CFD	Long	3960	26.29        GBP
USD 0.54945 ordinary	CFD	Long	34	26.229265        GBP
USD 0.54945 ordinary	CFD	Long	2175	26.203802        GBP
USD 0.54945 ordinary	CFD	Long	485	26.260351        GBP
USD 0.54945 ordinary	CFD	Long	33034	604.6554901        ZAR
USD 0.54945 ordinary	CFD	Long	4	26.270008        GBP
USD 0.54945 ordinary	CFD	Long	10	26.276112        GBP
USD 0.54945 ordinary	CFD	Long	53	26.283879        GBP
USD 0.54945 ordinary	CFD	Long	1247	26.258412        GBP
USD 0.54945 ordinary	CFD	Long	301	26.261807        GBP
USD 0.54945 ordinary	CFD	Long	804	26.2895        GBP
USD 0.54945 ordinary	CFD	Long	322	26.261133        GBP
USD 0.54945 ordinary	CFD	Long	21	26.307782        GBP
USD 0.54945 ordinary	CFD	Long	203	26.24112        GBP
USD 0.54945 ordinary	CFD	Long	11	26.2625754818182        GBP
USD 0.54945 ordinary	CFD	Long	17767	26.2473050004998        GBP
USD 0.54945 ordinary	CFD	Long	12458	26.287371        GBP
USD 0.54945 ordinary	CFD	Long	36450	604.37307874        ZAR
USD 0.54945 ordinary	CFD	Long	44	26.03        GBP
USD 0.54945 ordinary	CFD	Short	153156	26.18762824        GBP
USD 0.54945 ordinary	CFD	Short	33034	604.6554901        ZAR
USD 0.54945 ordinary	CFD	Short	90130	26.29186503        GBP
USD 0.54945 ordinary	CFD	Short	45000	26.24628199        GBP
USD 0.54945 ordinary	CFD	Short	12497	26.29        GBP
USD 0.54945 ordinary	CFD	Short	30155	26.059845        GBP
USD 0.54945 ordinary	CFD	Short	44	26.285        GBP
USD 0.54945 ordinary	CFD	Short	44	26.325        GBP
USD 0.54945 ordinary	CFD	Short	607	26.28        GBP
USD 0.54945 ordinary	CFD	Short	88	26.255        GBP
USD 0.54945 ordinary	CFD	Short	52	26.14        GBP
USD 0.54945 ordinary	CFD	Short	44	26.155        GBP
USD 0.54945 ordinary	CFD	Short	609	26.16        GBP
USD 0.54945 ordinary	CFD	Short	44	26.215        GBP
USD 0.54945 ordinary	CFD	Short	44	26.235        GBP
USD 0.54945 ordinary	CFD	Short	44	26.25        GBP
USD 0.54945 ordinary	CFD	Short	44	26.27        GBP
USD 0.54945 ordinary	CFD	Short	15	26.210667        GBP
USD 0.54945 ordinary	CFD	Short	81	26.2633950617284        GBP
USD 0.54945 ordinary	CFD	Short	164	26.197560977561        GBP
USD 0.54945 ordinary	CFD	Short	8894	26.20619322        GBP
USD 0.54945 ordinary	CFD	Short	133	26.17783835        GBP
USD 0.54945 ordinary	CFD	Short	28669	26.28520327        GBP
USD 0.54945 ordinary	CFD	Short	2299	26.25192527        GBP
USD 0.54945 ordinary	CFD	Short	3797	26.2358954416566        GBP
USD 0.54945 ordinary	CFD	Short	2350	26.2131170202553        GBP
USD 0.54945 ordinary	CFD	Short	11161	26.23887921        GBP
USD 0.54945 ordinary	CFD	Short	1804	26.2181097535754        GBP
USD 0.54945 ordinary	CFD	Short	2761	26.2221142719377        GBP
USD 0.54945 ordinary	CFD	Short	456	26.165        GBP
USD 0.54945 ordinary	CFD	Short	258	26.225        GBP
USD 0.54945 ordinary	CFD	Short	25633	26.255879        GBP
USD 0.54945 ordinary	CFD	Short	375	26.13        GBP
USD 0.54945 ordinary	CFD	Short	236	26.15        GBP
USD 0.54945 ordinary	CFD	Short	36450	604.37307874        ZAR
USD 0.54945 ordinary	CFD	Short	19236	26.25598253        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	17 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END