Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

20 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	487842	27.02424 GBP	26.09750        GBP
USD 0.54945 ordinary	Sell	589658	27.02424 GBP	26.09500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	8136	26.6919        GBP
USD 0.54945 ordinary	CFD	Long	3000	26.8132119636        GBP
USD 0.54945 ordinary	CFD	Long	27850	26.775        GBP
USD 0.54945 ordinary	CFD	Long	1078	26.77499962        GBP
USD 0.54945 ordinary	CFD	Long	76	26.21        GBP
USD 0.54945 ordinary	CFD	Long	3531	26.554939        GBP
USD 0.54945 ordinary	CFD	Long	2740	621.33        ZAR
USD 0.54945 ordinary	CFD	Long	6827	619.51108393        ZAR
USD 0.54945 ordinary	CFD	Long	111440	26.29        GBP
USD 0.54945 ordinary	CFD	Long	274	26.123364        GBP
USD 0.54945 ordinary	CFD	Long	185	26.128226        GBP
USD 0.54945 ordinary	CFD	Long	110	26.15403845        GBP
USD 0.54945 ordinary	CFD	Long	39	26.116923        GBP
USD 0.54945 ordinary	CFD	Long	34	26.127534        GBP
USD 0.54945 ordinary	CFD	Long	18	26.13072        GBP
USD 0.54945 ordinary	CFD	Long	14699	26.69867025        GBP
USD 0.54945 ordinary	CFD	Long	13151	616.10946848        ZAR
USD 0.54945 ordinary	CFD	Long	88	26.295        GBP
USD 0.54945 ordinary	CFD	Long	88	26.33        GBP
USD 0.54945 ordinary	CFD	Long	88	26.75        GBP
USD 0.54945 ordinary	CFD	Long	578	26.52278707        GBP
USD 0.54945 ordinary	CFD	Long	2660	26.55682048        GBP
USD 0.54945 ordinary	CFD	Long	1156	26.54998335        GBP
USD 0.54945 ordinary	CFD	Long	260	26.21212101        GBP
USD 0.54945 ordinary	CFD	Long	32	26.773929        GBP
USD 0.54945 ordinary	CFD	Long	465	26.777978        GBP
USD 0.54945 ordinary	CFD	Long	44	26.35        GBP
USD 0.54945 ordinary	CFD	Long	44	26.37        GBP
USD 0.54945 ordinary	CFD	Long	44	26.405        GBP
USD 0.54945 ordinary	CFD	Long	44	26.425        GBP
USD 0.54945 ordinary	CFD	Long	44	26.49        GBP
USD 0.54945 ordinary	CFD	Long	44	26.56        GBP
USD 0.54945 ordinary	CFD	Long	44	26.68        GBP
USD 0.54945 ordinary	CFD	Long	44	26.73        GBP
USD 0.54945 ordinary	CFD	Long	44	26.825        GBP
USD 0.54945 ordinary	CFD	Long	44	26.905        GBP
USD 0.54945 ordinary	CFD	Long	42	26.98        GBP
USD 0.54945 ordinary	CFD	Long	39	26.53        GBP
USD 0.54945 ordinary	CFD	Long	329	26.31416413        GBP
USD 0.54945 ordinary	CFD	Long	258	26.31445736        GBP
USD 0.54945 ordinary	CFD	Long	2047	26.94990474        GBP
USD 0.54945 ordinary	CFD	Long	350	26.7601285716571        GBP
USD 0.54945 ordinary	CFD	Long	11749	26.714098        GBP
USD 0.54945 ordinary	CFD	Long	400	26.258525        GBP
USD 0.54945 ordinary	CFD	Long	1982	26.654472755888        GBP
USD 0.54945 ordinary	CFD	Long	1265	26.7003320132806        GBP
USD 0.54945 ordinary	CFD	Long	2550	26.79237059        GBP
USD 0.54945 ordinary	CFD	Long	29093	26.7750522462448        GBP
USD 0.54945 ordinary	CFD	Long	1324	26.5268542300604        GBP
USD 0.54945 ordinary	CFD	Long	836	26.7030472520096        GBP
USD 0.54945 ordinary	CFD	Short	1474	26.325        GBP
USD 0.54945 ordinary	CFD	Short	1656	26.355        GBP
USD 0.54945 ordinary	CFD	Short	158	26.362468        GBP
USD 0.54945 ordinary	CFD	Short	677	26.323028        GBP
USD 0.54945 ordinary	CFD	Short	300	26.36        GBP
USD 0.54945 ordinary	CFD	Short	140	26.225        GBP
USD 0.54945 ordinary	CFD	Short	920	26.295        GBP
USD 0.54945 ordinary	CFD	Short	44	26.665        GBP
USD 0.54945 ordinary	CFD	Short	44	26.81        GBP
USD 0.54945 ordinary	CFD	Short	44	26.83        GBP
USD 0.54945 ordinary	CFD	Short	44	26.85        GBP
USD 0.54945 ordinary	CFD	Short	44	26.88        GBP
USD 0.54945 ordinary	CFD	Short	44	26.9        GBP
USD 0.54945 ordinary	CFD	Short	44	26.97        GBP
USD 0.54945 ordinary	CFD	Short	314	26.32        GBP
USD 0.54945 ordinary	CFD	Short	79	26.77533469        GBP
USD 0.54945 ordinary	CFD	Short	14	26.880714        GBP
USD 0.54945 ordinary	CFD	Short	73557	26.7205160928533        GBP
USD 0.54945 ordinary	CFD	Short	3328	26.3618765014453        GBP
USD 0.54945 ordinary	CFD	Short	1885	26.5732501178992        GBP
USD 0.54945 ordinary	CFD	Short	96	26.865        GBP
USD 0.54945 ordinary	CFD	Short	504	26.3716469232738        GBP
USD 0.54945 ordinary	CFD	Short	3176	26.47832651        GBP
USD 0.54945 ordinary	CFD	Short	110	26.626909        GBP
USD 0.54945 ordinary	CFD	Short	111590	26.29        GBP
USD 0.54945 ordinary	CFD	Short	687	26.6487807918923        GBP
USD 0.54945 ordinary	CFD	Short	441	26.266361        GBP
USD 0.54945 ordinary	CFD	Short	188	26.265        GBP
USD 0.54945 ordinary	CFD	Short	154	26.26        GBP
USD 0.54945 ordinary	CFD	Short	577	26.23        GBP
USD 0.54945 ordinary	CFD	Short	503	26.285        GBP
USD 0.54945 ordinary	CFD	Short	440	26.2725        GBP
USD 0.54945 ordinary	CFD	Short	1218	26.45        GBP
USD 0.54945 ordinary	CFD	Short	46956	26.315131        GBP
USD 0.54945 ordinary	CFD	Short	411	26.31        GBP
USD 0.54945 ordinary	CFD	Short	210	26.315        GBP
USD 0.54945 ordinary	CFD	Short	450	26.33        GBP
USD 0.54945 ordinary	CFD	Short	194	26.305        GBP
USD 0.54945 ordinary	CFD	Short	129	26.365        GBP
USD 0.54945 ordinary	CFD	Short	13151	616.10946848        ZAR
USD 0.54945 ordinary	CFD	Short	285	26.6141930007017        GBP
USD 0.54945 ordinary	CFD	Short	2740	621.33        ZAR
USD 0.54945 ordinary	CFD	Short	6827	619.51108393        ZAR
USD 0.54945 ordinary	CFD	Short	636	26.12        GBP
USD 0.54945 ordinary	CFD	Short	44	26.255        GBP
USD 0.54945 ordinary	CFD	Short	44	26.28        GBP
USD 0.54945 ordinary	CFD	Short	141	26.28057097        GBP
USD 0.54945 ordinary	CFD	Short	2382	26.27769551        GBP
USD 0.54945 ordinary	CFD	Short	2131	26.28712368        GBP
USD 0.54945 ordinary	CFD	Short	4254	26.63551775        GBP
USD 0.54945 ordinary	CFD	Short	658	26.42        GBP
USD 0.54945 ordinary	CFD	Short	235	26.34        GBP
USD 0.54945 ordinary	CFD	Short	394	26.4        GBP
USD 0.54945 ordinary	CFD	Short	260	26.235        GBP
USD 0.54945 ordinary	CFD	Short	65	26.41        GBP
USD 0.54945 ordinary	CFD	Short	914	26.405        GBP
USD 0.54945 ordinary	CFD	Short	4479	26.3        GBP
USD 0.54945 ordinary	CFD	Short	547	26.125        GBP
USD 0.54945 ordinary	CFD	Short	165	26.13        GBP
USD 0.54945 ordinary	CFD	Short	513	26.143869        GBP
USD 0.54945 ordinary	CFD	Short	159	26.17        GBP
USD 0.54945 ordinary	CFD	Short	300	26.135        GBP
USD 0.54945 ordinary	CFD	Short	383	26.149386        GBP
USD 0.54945 ordinary	CFD	Short	369	26.22        GBP
USD 0.54945 ordinary	CFD	Short	213	26.35        GBP
USD 0.54945 ordinary	CFD	Short	129	26.3525        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	20 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END