Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

22 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	697738	26.92251        GBP	26.50500        GBP
USD 0.54945 ordinary	Sell	522162	26.93500        GBP	26.50500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	24	26.7625        GBP
USD 0.54945 ordinary	CFD	Long	400	26.57075        GBP
USD 0.54945 ordinary	CFD	Long	350	26.8850005        GBP
USD 0.54945 ordinary	CFD	Long	541	26.86        GBP
USD 0.54945 ordinary	CFD	Long	167	26.835        GBP
USD 0.54945 ordinary	CFD	Long	131	26.82        GBP
USD 0.54945 ordinary	CFD	Long	5595	26.770325        GBP
USD 0.54945 ordinary	CFD	Long	78	26.505        GBP
USD 0.54945 ordinary	CFD	Long	4098	26.802696        GBP
USD 0.54945 ordinary	CFD	Long	2600	26.7978729973        GBP
USD 0.54945 ordinary	CFD	Long	12519	26.7920819982003        GBP
USD 0.54945 ordinary	CFD	Long	101	26.545        GBP
USD 0.54945 ordinary	CFD	Long	791	26.885266352086        GBP
USD 0.54945 ordinary	CFD	Long	44	26.55        GBP
USD 0.54945 ordinary	CFD	Long	44	26.6        GBP
USD 0.54945 ordinary	CFD	Long	44	26.69        GBP
USD 0.54945 ordinary	CFD	Long	44	26.715        GBP
USD 0.54945 ordinary	CFD	Long	44	26.775        GBP
USD 0.54945 ordinary	CFD	Long	167	26.89        GBP
USD 0.54945 ordinary	CFD	Long	7	26.67602        GBP
USD 0.54945 ordinary	CFD	Long	200	26.728175        GBP
USD 0.54945 ordinary	CFD	Long	12748	26.8567963601334        GBP
USD 0.54945 ordinary	CFD	Long	1283	26.7926266562821        GBP
USD 0.54945 ordinary	CFD	Long	1706	26.7551465412427        GBP
USD 0.54945 ordinary	CFD	Long	4816	26.87        GBP
USD 0.54945 ordinary	CFD	Long	680	26.70744756        GBP
USD 0.54945 ordinary	CFD	Long	1044	26.80836244        GBP
USD 0.54945 ordinary	CFD	Long	4298	26.72141407        GBP
USD 0.54945 ordinary	CFD	Long	2984	26.7480601        GBP
USD 0.54945 ordinary	CFD	Long	3005	26.7673        GBP
USD 0.54945 ordinary	CFD	Long	14095	26.8689252        GBP
USD 0.54945 ordinary	CFD	Long	5462	26.69825156        GBP
USD 0.54945 ordinary	CFD	Long	9109	26.814992        GBP
USD 0.54945 ordinary	CFD	Long	1683	26.86976939        GBP
USD 0.54945 ordinary	CFD	Long	37862	26.8562594420889        GBP
USD 0.54945 ordinary	CFD	Long	1541	26.7622939677223        GBP
USD 0.54945 ordinary	CFD	Long	87	26.88        GBP
USD 0.54945 ordinary	CFD	Long	539	26.672579        GBP
USD 0.54945 ordinary	CFD	Long	132	26.86840909        GBP
USD 0.54945 ordinary	CFD	Long	574	26.86891986        GBP
USD 0.54945 ordinary	CFD	Long	39	26.75        GBP
USD 0.54945 ordinary	CFD	Long	4	26.76        GBP
USD 0.54945 ordinary	CFD	Short	132	26.55        GBP
USD 0.54945 ordinary	CFD	Short	132	26.825        GBP
USD 0.54945 ordinary	CFD	Short	88	26.75        GBP
USD 0.54945 ordinary	CFD	Short	88	26.76        GBP
USD 0.54945 ordinary	CFD	Short	329	26.66        GBP
USD 0.54945 ordinary	CFD	Short	44	26.575        GBP
USD 0.54945 ordinary	CFD	Short	44	26.58        GBP
USD 0.54945 ordinary	CFD	Short	16251	26.87        GBP
USD 0.54945 ordinary	CFD	Short	1031	26.7662221157226        GBP
USD 0.54945 ordinary	CFD	Short	5908	26.7136932950897        GBP
USD 0.54945 ordinary	CFD	Short	15399	26.84264722        GBP
USD 0.54945 ordinary	CFD	Short	17372	26.83035088        GBP
USD 0.54945 ordinary	CFD	Short	84561	26.665        GBP
USD 0.54945 ordinary	CFD	Short	1400	26.6261461562        GBP
USD 0.54945 ordinary	CFD	Short	200	26.8        GBP
USD 0.54945 ordinary	CFD	Short	1381	26.745        GBP
USD 0.54945 ordinary	CFD	Short	6967	26.747942        GBP
USD 0.54945 ordinary	CFD	Short	29511	26.7282500050002        GBP
USD 0.54945 ordinary	CFD	Short	780	26.5942532037436        GBP
USD 0.54945 ordinary	CFD	Short	44	26.6        GBP
USD 0.54945 ordinary	CFD	Short	44	26.69        GBP
USD 0.54945 ordinary	CFD	Short	44	26.725        GBP
USD 0.54945 ordinary	CFD	Short	44	26.765        GBP
USD 0.54945 ordinary	CFD	Short	44	26.78        GBP
USD 0.54945 ordinary	CFD	Short	44	26.79        GBP
USD 0.54945 ordinary	CFD	Short	44	26.805        GBP
USD 0.54945 ordinary	CFD	Short	44	26.82        GBP
USD 0.54945 ordinary	CFD	Short	44	26.85        GBP
USD 0.54945 ordinary	CFD	Short	44	26.89        GBP
USD 0.54945 ordinary	CFD	Short	44	26.895        GBP
USD 0.54945 ordinary	CFD	Short	43	26.835        GBP
USD 0.54945 ordinary	CFD	Short	1605	26.8138411247913        GBP
USD 0.54945 ordinary	CFD	Short	1389	26.8102623844564        GBP
USD 0.54945 ordinary	CFD	Short	751	26.7893774955659        GBP
USD 0.54945 ordinary	CFD	Short	227	26.82129956        GBP
USD 0.54945 ordinary	CFD	Short	2063	26.86800533        GBP
USD 0.54945 ordinary	CFD	Short	5241	26.83783349        GBP
USD 0.54945 ordinary	CFD	Short	4110	26.83157454        GBP
USD 0.54945 ordinary	CFD	Short	2117	26.83157455        GBP
USD 0.54945 ordinary	CFD	Short	1648	26.83730911        GBP
USD 0.54945 ordinary	CFD	Short	8253	26.83823605        GBP
USD 0.54945 ordinary	CFD	Short	14095	26.72940966        GBP
USD 0.54945 ordinary	CFD	Short	2959	26.72940971        GBP
USD 0.54945 ordinary	CFD	Short	1082	26.771074        GBP
USD 0.54945 ordinary	CFD	Short	24	26.7625        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	Put	Selling	84436	27.93        GBP	European	18 December 2026	0.0        GBP
USD 0.54945 ordinary	Call	Purchasing	84436	27.93        GBP	European	18 December 2026	0.0        GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	22 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END