Form 8.5 (EPT/RI) - Anglo American Plc

UBS AG (EPT)

23 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	2386073	27.31252 GBP	25.84500        GBP
USD 0.54945 ordinary	Sell	2462353	27.31252 GBP	25.82844        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	88	26.675        GBP
USD 0.54945 ordinary	CFD	Long	88	26.85        GBP
USD 0.54945 ordinary	CFD	Long	69	26.6        GBP
USD 0.54945 ordinary	CFD	Long	2176	26.59616728        GBP
USD 0.54945 ordinary	CFD	Long	9502	26.3236        GBP
USD 0.54945 ordinary	CFD	Long	70000	25.82843919        GBP
USD 0.54945 ordinary	CFD	Long	58236	26.6023395        GBP
USD 0.54945 ordinary	CFD	Long	2350	26.76040012        GBP
USD 0.54945 ordinary	CFD	Long	65400	26.420356        GBP
USD 0.54945 ordinary	CFD	Long	4241	26.79921717        GBP
USD 0.54945 ordinary	CFD	Long	31804	26.54773268        GBP
USD 0.54945 ordinary	CFD	Long	137	27.0        GBP
USD 0.54945 ordinary	CFD	Long	40000	27.116435        GBP
USD 0.54945 ordinary	CFD	Long	287058	26.985        GBP
USD 0.54945 ordinary	CFD	Long	44	26.46        GBP
USD 0.54945 ordinary	CFD	Long	44	26.48        GBP
USD 0.54945 ordinary	CFD	Long	44	26.525        GBP
USD 0.54945 ordinary	CFD	Long	44	26.55        GBP
USD 0.54945 ordinary	CFD	Long	44	26.67        GBP
USD 0.54945 ordinary	CFD	Long	44	26.68        GBP
USD 0.54945 ordinary	CFD	Long	44	26.695        GBP
USD 0.54945 ordinary	CFD	Long	44	26.72        GBP
USD 0.54945 ordinary	CFD	Long	14920	26.8871942885938        GBP
USD 0.54945 ordinary	CFD	Long	5173	26.8921534872047        GBP
USD 0.54945 ordinary	CFD	Long	19687	26.94132031        GBP
USD 0.54945 ordinary	CFD	Long	6022	26.821028        GBP
USD 0.54945 ordinary	CFD	Long	8657	26.72421677        GBP
USD 0.54945 ordinary	CFD	Long	248	26.845        GBP
USD 0.54945 ordinary	CFD	Long	355	26.7945633802817        GBP
USD 0.54945 ordinary	CFD	Long	86	26.8111627906977        GBP
USD 0.54945 ordinary	CFD	Long	59	26.806779661017        GBP
USD 0.54945 ordinary	CFD	Long	20985	26.561078        GBP
USD 0.54945 ordinary	CFD	Long	8993	26.57499        GBP
USD 0.54945 ordinary	CFD	Long	29475	26.62673876        GBP
USD 0.54945 ordinary	CFD	Long	29211	25.96005719        GBP
USD 0.54945 ordinary	CFD	Long	18326	26.8025826191357        GBP
USD 0.54945 ordinary	CFD	Long	44	26.725        GBP
USD 0.54945 ordinary	CFD	Long	44	26.755        GBP
USD 0.54945 ordinary	CFD	Long	44	26.765        GBP
USD 0.54945 ordinary	CFD	Long	44	26.79        GBP
USD 0.54945 ordinary	CFD	Long	44	26.8        GBP
USD 0.54945 ordinary	CFD	Long	44	26.815        GBP
USD 0.54945 ordinary	CFD	Long	44	26.825        GBP
USD 0.54945 ordinary	CFD	Long	44	26.865        GBP
USD 0.54945 ordinary	CFD	Long	44	26.875        GBP
USD 0.54945 ordinary	CFD	Long	44	26.9        GBP
USD 0.54945 ordinary	CFD	Long	44	26.915        GBP
USD 0.54945 ordinary	CFD	Long	44	26.98        GBP
USD 0.54945 ordinary	CFD	Long	42	26.27        GBP
USD 0.54945 ordinary	CFD	Long	39	25.785        GBP
USD 0.54945 ordinary	CFD	Long	25	27.05        GBP
USD 0.54945 ordinary	CFD	Long	14	26.595        GBP
USD 0.54945 ordinary	CFD	Long	230	26.7225        GBP
USD 0.54945 ordinary	CFD	Long	220	27.1        GBP
USD 0.54945 ordinary	CFD	Long	2295	26.903845312427        GBP
USD 0.54945 ordinary	CFD	Long	13627	26.69372551        GBP
USD 0.54945 ordinary	CFD	Long	964	26.7625777985892        GBP
USD 0.54945 ordinary	CFD	Long	2625	26.8804706909143        GBP
USD 0.54945 ordinary	CFD	Long	3059	26.7733164414678        GBP
USD 0.54945 ordinary	CFD	Long	3669	26.6282379370619        GBP
USD 0.54945 ordinary	CFD	Long	13117	26.7315        GBP
USD 0.54945 ordinary	CFD	Long	6	26.10171693        GBP
USD 0.54945 ordinary	CFD	Long	1489	26.64871917        GBP
USD 0.54945 ordinary	CFD	Long	881	26.1045077        GBP
USD 0.54945 ordinary	CFD	Long	300	26.4192074        GBP
USD 0.54945 ordinary	CFD	Long	3230	26.9839206        GBP
USD 0.54945 ordinary	CFD	Long	919	26.25584036        GBP
USD 0.54945 ordinary	CFD	Long	593	26.3193706        GBP
USD 0.54945 ordinary	CFD	Long	69	25.83991575        GBP
USD 0.54945 ordinary	CFD	Long	51	25.9306294        GBP
USD 0.54945 ordinary	CFD	Long	11	25.92259942        GBP
USD 0.54945 ordinary	CFD	Long	10	26.24592515        GBP
USD 0.54945 ordinary	CFD	Long	8	26.4164433        GBP
USD 0.54945 ordinary	CFD	Long	7	25.92324874        GBP
USD 0.54945 ordinary	CFD	Long	4	26.3192104        GBP
USD 0.54945 ordinary	CFD	Long	44	25.8        GBP
USD 0.54945 ordinary	CFD	Long	44	25.845        GBP
USD 0.54945 ordinary	CFD	Long	44	25.915        GBP
USD 0.54945 ordinary	CFD	Long	44	26.035        GBP
USD 0.54945 ordinary	CFD	Long	44	26.1        GBP
USD 0.54945 ordinary	CFD	Long	44	26.105        GBP
USD 0.54945 ordinary	CFD	Long	44	26.155        GBP
USD 0.54945 ordinary	CFD	Long	44	26.305        GBP
USD 0.54945 ordinary	CFD	Long	44	26.335        GBP
USD 0.54945 ordinary	CFD	Long	44	26.38        GBP
USD 0.54945 ordinary	CFD	Long	44	26.395        GBP
USD 0.54945 ordinary	CFD	Long	44	26.43        GBP
USD 0.54945 ordinary	CFD	Short	88	27.0        GBP
USD 0.54945 ordinary	CFD	Short	44	27.045        GBP
USD 0.54945 ordinary	CFD	Short	44	26.15        GBP
USD 0.54945 ordinary	CFD	Short	46	26.2        GBP
USD 0.54945 ordinary	CFD	Short	44	26.36        GBP
USD 0.54945 ordinary	CFD	Short	44	26.415        GBP
USD 0.54945 ordinary	CFD	Short	44	26.53        GBP
USD 0.54945 ordinary	CFD	Short	44	26.565        GBP
USD 0.54945 ordinary	CFD	Short	44	26.575        GBP
USD 0.54945 ordinary	CFD	Short	44	26.645        GBP
USD 0.54945 ordinary	CFD	Short	13076	26.59189813        GBP
USD 0.54945 ordinary	CFD	Short	3267	26.40333333        GBP
USD 0.54945 ordinary	CFD	Short	800	26.4749745075        GBP
USD 0.54945 ordinary	CFD	Short	33713	26.41579309        GBP
USD 0.54945 ordinary	CFD	Short	572	26.43174826        GBP
USD 0.54945 ordinary	CFD	Short	500000	34.396785        USD
USD 0.54945 ordinary	CFD	Short	5	26.265        GBP
USD 0.54945 ordinary	CFD	Short	20	26.795        GBP
USD 0.54945 ordinary	CFD	Short	10	26.78        GBP
USD 0.54945 ordinary	CFD	Short	10	26.76        GBP
USD 0.54945 ordinary	CFD	Short	38370	26.985        GBP
USD 0.54945 ordinary	CFD	Short	40000	26.91345        GBP
USD 0.54945 ordinary	CFD	Short	40000	27.0135        GBP
USD 0.54945 ordinary	CFD	Short	716	26.865405        GBP
USD 0.54945 ordinary	CFD	Short	1889	26.4731048143992        GBP
USD 0.54945 ordinary	CFD	Short	11737	26.59123605        GBP
USD 0.54945 ordinary	CFD	Short	11276	26.755935        GBP
USD 0.54945 ordinary	CFD	Short	544	26.861209        GBP
USD 0.54945 ordinary	CFD	Short	14635	26.73446918        GBP
USD 0.54945 ordinary	CFD	Short	14634	26.9876985        GBP
USD 0.54945 ordinary	CFD	Short	36	26.75        GBP
USD 0.54945 ordinary	CFD	Short	25	26.79        GBP
USD 0.54945 ordinary	CFD	Short	22	26.37        GBP
USD 0.54945 ordinary	CFD	Short	19	26.88        GBP
USD 0.54945 ordinary	CFD	Short	2	26.305        GBP
USD 0.54945 ordinary	CFD	Short	364	26.2044230769231        GBP
USD 0.54945 ordinary	CFD	Short	237	26.83586498        GBP
USD 0.54945 ordinary	CFD	Short	6659	26.83321834        GBP
USD 0.54945 ordinary	CFD	Short	694	26.7112        GBP
USD 0.54945 ordinary	CFD	Short	44	26.68        GBP
USD 0.54945 ordinary	CFD	Short	44	26.695        GBP
USD 0.54945 ordinary	CFD	Short	44	26.7        GBP
USD 0.54945 ordinary	CFD	Short	44	26.8        GBP
USD 0.54945 ordinary	CFD	Short	44	26.815        GBP
USD 0.54945 ordinary	CFD	Short	44	26.855        GBP
USD 0.54945 ordinary	CFD	Short	44	26.905        GBP
USD 0.54945 ordinary	CFD	Short	44	27.005        GBP
USD 0.54945 ordinary	CFD	Short	44	27.02        GBP
USD 0.54945 ordinary	CFD	Short	77	27.01        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	23 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END