Form 8.5 (EPT/RI)-Anglo American plc

Morgan Stanley & Co. Int'l plc

24 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	2,438,051	27.2800 GBP	26.4510 GBP
USD 0.54945 ordinary	SALES	1,861,911	27.2800 GBP	26.4542 GBP
USD 0.54945 ordinary	PURCHASES	2,029	31.5595 EUR	31.0904 EUR
USD 0.54945 ordinary	SALES	4,164	31.8612 EUR	31.5000 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	122	26.4542 GBP
USD 0.54945 ordinary	CFD	increasing a long position	528	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	36,328	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	527	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	26	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	44	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,400	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,439	26.6000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	34	26.6388 GBP
USD 0.54945 ordinary	CFD	increasing a long position	6,168	26.7110 GBP
USD 0.54945 ordinary	CFD	increasing a long position	703	26.7110 GBP
USD 0.54945 ordinary	CFD	increasing a long position	210,886	26.7215 GBP
USD 0.54945 ordinary	CFD	increasing a long position	19,478	26.7671 GBP
USD 0.54945 ordinary	CFD	increasing a long position	276	26.9020 GBP
USD 0.54945 ordinary	CFD	increasing a long position	14,467	26.9087 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3	26.9589 GBP
USD 0.54945 ordinary	CFD	increasing a long position	552	26.9704 GBP
USD 0.54945 ordinary	CFD	increasing a long position	347	27.0139 GBP
USD 0.54945 ordinary	CFD	increasing a long position	5,000	27.0240 GBP
USD 0.54945 ordinary	CFD	increasing a long position	5,655	27.0625 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,037	27.0752 GBP
USD 0.54945 ordinary	CFD	increasing a long position	801	27.0754 GBP
USD 0.54945 ordinary	CFD	increasing a long position	25,000	27.1626 GBP
USD 0.54945 ordinary	CFD	increasing a long position	33	31.5000 EUR
USD 0.54945 ordinary	CFD	increasing a long position	636	31.5500 EUR
USD 0.54945 ordinary	CFD	increasing a long position	753	31.8800 EUR
USD 0.54945 ordinary	CFD	increasing a long position	11,692	631.6677 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	17,479	631.8069 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	31,179	631.9813 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	58	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,780	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a short position	36,328	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a short position	301	26.4550 GBP
USD 0.54945 ordinary	CFD	increasing a short position	7,309	26.4561 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,827	26.4567 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,159	26.6667 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,719	26.7055 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,507	26.7820 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,400	26.8293 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,492	26.8860 GBP
USD 0.54945 ordinary	CFD	increasing a short position	29,004	26.9185 GBP
USD 0.54945 ordinary	CFD	increasing a short position	375	26.9836 GBP
USD 0.54945 ordinary	CFD	increasing a short position	482	26.9850 GBP
USD 0.54945 ordinary	CFD	increasing a short position	55	26.9958 GBP
USD 0.54945 ordinary	CFD	increasing a short position	983	27.0405 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,004	27.0500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	869	27.0659 GBP
USD 0.54945 ordinary	CFD	increasing a short position	27	31.0905 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1,502	31.5600 EUR
USD 0.54945 ordinary	CFD	increasing a short position	2,008	631.1611 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	47	26.4550 GBP
USD 0.54945 ordinary	CFD	reducing a long position	44	26.4550 GBP
USD 0.54945 ordinary	CFD	reducing a long position	841	26.5496 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,088	26.5499 GBP
USD 0.54945 ordinary	CFD	reducing a long position	235	26.6182 GBP
USD 0.54945 ordinary	CFD	reducing a long position	678	26.7055 GBP
USD 0.54945 ordinary	CFD	reducing a long position	74	26.8182 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,081	26.8182 GBP
USD 0.54945 ordinary	CFD	reducing a long position	240	26.8182 GBP
USD 0.54945 ordinary	CFD	reducing a long position	401	26.8182 GBP
USD 0.54945 ordinary	CFD	reducing a long position	7,165	26.9185 GBP
USD 0.54945 ordinary	CFD	reducing a long position	14,467	26.9191 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,252	26.9609 GBP
USD 0.54945 ordinary	CFD	reducing a long position	347	26.9643 GBP
USD 0.54945 ordinary	CFD	reducing a long position	145,430	27.0339 GBP
USD 0.54945 ordinary	CFD	reducing a long position	34,570	27.0339 GBP
USD 0.54945 ordinary	CFD	reducing a long position	419,057	27.0500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	578	27.0500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	210,065	27.0883 GBP
USD 0.54945 ordinary	CFD	reducing a long position	49,935	27.0883 GBP
USD 0.54945 ordinary	CFD	reducing a long position	38,412	27.1634 GBP
USD 0.54945 ordinary	CFD	reducing a long position	161,588	27.1634 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2	31.0900 EUR
USD 0.54945 ordinary	CFD	reducing a long position	498	31.5600 EUR
USD 0.54945 ordinary	CFD	reducing a long position	2,310	630.7451 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	15,576	631.1611 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	34,909	631.7072 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	10,761	633.5083 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	524	633.5983 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	3,269	26.4550 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,004	26.4550 GBP
USD 0.54945 ordinary	CFD	reducing a short position	634	26.4550 GBP
USD 0.54945 ordinary	CFD	reducing a short position	6	26.4550 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,623	26.5379 GBP
USD 0.54945 ordinary	CFD	reducing a short position	26,170	26.5709 GBP
USD 0.54945 ordinary	CFD	reducing a short position	29,930	26.5876 GBP
USD 0.54945 ordinary	CFD	reducing a short position	23,612	26.7013 GBP
USD 0.54945 ordinary	CFD	reducing a short position	73	26.7032 GBP
USD 0.54945 ordinary	CFD	reducing a short position	44,326	26.7447 GBP
USD 0.54945 ordinary	CFD	reducing a short position	37	26.7550 GBP
USD 0.54945 ordinary	CFD	reducing a short position	198	26.7661 GBP
USD 0.54945 ordinary	CFD	reducing a short position	17	26.7663 GBP
USD 0.54945 ordinary	CFD	reducing a short position	21,322	26.7671 GBP
USD 0.54945 ordinary	CFD	reducing a short position	126	26.7784 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,502	26.7784 GBP
USD 0.54945 ordinary	CFD	reducing a short position	29	26.8091 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4	26.8094 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2	26.8470 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3	26.8470 GBP
USD 0.54945 ordinary	CFD	reducing a short position	98,830	26.8647 GBP
USD 0.54945 ordinary	CFD	reducing a short position	523	26.8711 GBP
USD 0.54945 ordinary	CFD	reducing a short position	29,004	26.9020 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4,465	26.9541 GBP
USD 0.54945 ordinary	CFD	reducing a short position	118	26.9704 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7	27.0100 GBP
USD 0.54945 ordinary	CFD	reducing a short position	156	27.0500 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,213	31.5500 EUR
USD 0.54945 ordinary	CFD	reducing a short position	27	31.6295 EUR
USD 0.54945 ordinary	CFD	reducing a short position	255	31.7135 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1,247	31.8800 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1,919	630.4222 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,479	631.6677 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	2,340	632.2384 ZAR
USD 0.54945 ordinary	Mini Future (20.909) (DE000MG39239)	SHORT	790	6.7333 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (16) (ISIN	LONG	660	12.9500 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (16) (ISIN	SHORT	1,215	12.4146 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	24 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END