Form 8.5 (EPT/RI)-Anglo American plc

Morgan Stanley & Co. Int'l plc

28 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	SALES	1,261,989	26.5600 GBP	26.1500 GBP
USD 0.54945 ordinary	PURCHASES	1,224,987	26.5650 GBP	26.1483 GBP
USD 0.54945 ordinary	PURCHASES	3,375	30.9493 EUR	30.8823 EUR
USD 0.54945 ordinary	SALES	49	30.9800 EUR	30.6900 EUR
USD 0.54945 ordinary	PURCHASES	902	33.5201 USD	33.5201 USD
USD 0.54945 ordinary	SALES	902	33.5206 USD	33.5206 USD
USD 0.54945 ordinary	PURCHASES	614	615.7300 ZAR	615.7300 ZAR
USD 0.54945 ordinary	SALES	614	615.7300 ZAR	615.7300 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	24	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a long position	501	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a long position	6,213	26.2251 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,028	26.2311 GBP
USD 0.54945 ordinary	CFD	increasing a long position	70,618	26.2940 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,168	26.3227 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,590	26.3348 GBP
USD 0.54945 ordinary	CFD	increasing a long position	42	30.6900 EUR
USD 0.54945 ordinary	CFD	increasing a long position	21,745	617.9107 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	12,326	618.4801 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	268	618.5809 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	9,006	618.6499 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	15	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,912	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	661	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,690	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	345	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	595	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	132	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2	26.1500 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11	26.1509 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,747	26.1739 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11,000	26.1851 GBP
USD 0.54945 ordinary	CFD	increasing a short position	784	26.1913 GBP
USD 0.54945 ordinary	CFD	increasing a short position	126	26.2708 GBP
USD 0.54945 ordinary	CFD	increasing a short position	9,333	26.2828 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,872	26.2867 GBP
USD 0.54945 ordinary	CFD	increasing a short position	12,320	26.3352 GBP
USD 0.54945 ordinary	CFD	increasing a short position	73,586	26.3746 GBP
USD 0.54945 ordinary	CFD	increasing a short position	194	26.4530 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11,450	26.4828 GBP
USD 0.54945 ordinary	CFD	increasing a short position	633	26.4908 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1	26.5050 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,289	30.9500 EUR
USD 0.54945 ordinary	CFD	increasing a short position	145	618.0902 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	74	26.1500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,028	26.1500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	39,268	26.1500 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,086	26.1739 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,960	26.1743 GBP
USD 0.54945 ordinary	CFD	reducing a long position	153	26.2534 GBP
USD 0.54945 ordinary	CFD	reducing a long position	91	26.2534 GBP
USD 0.54945 ordinary	CFD	reducing a long position	224	26.2534 GBP
USD 0.54945 ordinary	CFD	reducing a long position	527	26.2607 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,626	26.2607 GBP
USD 0.54945 ordinary	CFD	reducing a long position	156	26.2977 GBP
USD 0.54945 ordinary	CFD	reducing a long position	190	26.2977 GBP
USD 0.54945 ordinary	CFD	reducing a long position	276	26.3352 GBP
USD 0.54945 ordinary	CFD	reducing a long position	333	30.8823 EUR
USD 0.54945 ordinary	CFD	reducing a long position	42	30.9000 EUR
USD 0.54945 ordinary	CFD	reducing a long position	711	30.9500 EUR
USD 0.54945 ordinary	CFD	reducing a long position	370	617.2200 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	4,569	617.2202 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	6,576	617.5332 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	13,085	618.0902 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,569	618.1423 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	23,608	618.5550 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	411	26.1500 GBP
USD 0.54945 ordinary	CFD	reducing a short position	82,352	26.1702 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,307	26.1881 GBP
USD 0.54945 ordinary	CFD	reducing a short position	99	26.2052 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7,335	26.2087 GBP
USD 0.54945 ordinary	CFD	reducing a short position	567	26.2450 GBP
USD 0.54945 ordinary	CFD	reducing a short position	35,540	26.2491 GBP
USD 0.54945 ordinary	CFD	reducing a short position	26	26.2588 GBP
USD 0.54945 ordinary	CFD	reducing a short position	77	26.2675 GBP
USD 0.54945 ordinary	CFD	reducing a short position	620	26.2700 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,300	26.2822 GBP
USD 0.54945 ordinary	CFD	reducing a short position	124	26.2826 GBP
USD 0.54945 ordinary	CFD	reducing a short position	9,333	26.3284 GBP
USD 0.54945 ordinary	CFD	reducing a short position	167	26.3289 GBP
USD 0.54945 ordinary	CFD	reducing a short position	12,320	26.3348 GBP
USD 0.54945 ordinary	CFD	reducing a short position	773	26.3977 GBP
USD 0.54945 ordinary	CFD	reducing a short position	194	26.4356 GBP
USD 0.54945 ordinary	CFD	reducing a short position	174	26.4611 GBP
USD 0.54945 ordinary	CFD	reducing a short position	651	26.4773 GBP
USD 0.54945 ordinary	CFD	reducing a short position	15	26.4950 GBP
USD 0.54945 ordinary	CFD	reducing a short position	247	26.4950 GBP
USD 0.54945 ordinary	CFD	reducing a short position	11,450	26.5105 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7	30.9800 EUR
USD 0.54945 ordinary	CFD	reducing a short position	4,569	617.2202 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,960	618.5809 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	48	618.8050 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X5)	SHORT	500	0.2900 EUR
USD 0.54945 ordinary	Mini Future (20.909) (DE000MG39239)	SHORT	695	6.2777 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	28 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END