Form 8.5 (EPT/RI)-Anglo American plc

Morgan Stanley & Co. Int'l plc

29 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	2,416,364	26.3300 GBP	25.5750 GBP
USD 0.54945 ordinary	SALES	1,969,994	26.3300 GBP	25.5750 GBP
USD 0.54945 ordinary	SALES	629	30.6385 EUR	30.1400 EUR
USD 0.54945 ordinary	PURCHASES	1,409	30.7800 EUR	30.0205 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	62	25.5800 GBP
USD 0.54945 ordinary	CFD	increasing a long position	900	25.5800 GBP
USD 0.54945 ordinary	CFD	increasing a long position	44,967	25.5800 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,414	25.6426 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,707	25.7782 GBP
USD 0.54945 ordinary	CFD	increasing a long position	189,152	25.8421 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,497	25.9208 GBP
USD 0.54945 ordinary	CFD	increasing a long position	17,685	25.9460 GBP
USD 0.54945 ordinary	CFD	increasing a long position	22,196	608.2433 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	24,806	25.5800 GBP
USD 0.54945 ordinary	CFD	increasing a short position	155,652	25.5800 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,754	25.5800 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,755	25.5892 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,311	25.5970 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,000	25.6150 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,575	25.6187 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,979	25.6467 GBP
USD 0.54945 ordinary	CFD	increasing a short position	8,889	25.6812 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,726	25.6816 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,419	25.7131 GBP
USD 0.54945 ordinary	CFD	increasing a short position	14,798	25.7495 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,900	25.7548 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,800	25.7548 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,800	25.7784 GBP
USD 0.54945 ordinary	CFD	increasing a short position	9,145	25.8069 GBP
USD 0.54945 ordinary	CFD	increasing a short position	23,865	25.8950 GBP
USD 0.54945 ordinary	CFD	increasing a short position	72	25.8975 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,173	25.8975 GBP
USD 0.54945 ordinary	CFD	increasing a short position	466	25.9211 GBP
USD 0.54945 ordinary	CFD	increasing a short position	602	25.9215 GBP
USD 0.54945 ordinary	CFD	increasing a short position	59	26.0050 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,547	26.0128 GBP
USD 0.54945 ordinary	CFD	increasing a short position	33	26.0250 GBP
USD 0.54945 ordinary	CFD	increasing a short position	22	30.0205 EUR
USD 0.54945 ordinary	CFD	increasing a short position	4	30.4800 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1,274	30.5400 EUR
USD 0.54945 ordinary	CFD	increasing a short position	5	30.7800 EUR
USD 0.54945 ordinary	CFD	increasing a short position	11,499	607.4594 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,163	607.6691 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	8,534	609.4450 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,247	25.5800 GBP
USD 0.54945 ordinary	CFD	reducing a long position	59	25.5800 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,542	25.5970 GBP
USD 0.54945 ordinary	CFD	reducing a long position	780	25.6816 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,621	25.7757 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,650	25.7757 GBP
USD 0.54945 ordinary	CFD	reducing a long position	10,696	25.7761 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,217	25.7761 GBP
USD 0.54945 ordinary	CFD	reducing a long position	787	25.7934 GBP
USD 0.54945 ordinary	CFD	reducing a long position	291	25.7934 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,174	25.7934 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,175	25.7934 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,590	25.8950 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,471	25.9449 GBP
USD 0.54945 ordinary	CFD	reducing a long position	127,908	26.3300 GBP
USD 0.54945 ordinary	CFD	reducing a long position	100	30.4800 EUR
USD 0.54945 ordinary	CFD	reducing a long position	24,394	608.3852 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	3,633	25.5800 GBP
USD 0.54945 ordinary	CFD	reducing a short position	33	25.5800 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,859	25.5800 GBP
USD 0.54945 ordinary	CFD	reducing a short position	475	25.5909 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,547	25.6108 GBP
USD 0.54945 ordinary	CFD	reducing a short position	42,610	25.7508 GBP
USD 0.54945 ordinary	CFD	reducing a short position	332	25.7755 GBP
USD 0.54945 ordinary	CFD	reducing a short position	156	25.8002 GBP
USD 0.54945 ordinary	CFD	reducing a short position	23,750	25.8744 GBP
USD 0.54945 ordinary	CFD	reducing a short position	299	26.3300 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5	30.0183 EUR
USD 0.54945 ordinary	CFD	reducing a short position	4	30.0200 EUR
USD 0.54945 ordinary	CFD	reducing a short position	594	30.1600 EUR
USD 0.54945 ordinary	CFD	reducing a short position	22	30.7795 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1,750	606.3001 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,054	607.7125 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	10,448	608.5195 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	11,142	608.6505 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X4)	SHORT	19	18.7300 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X5)	SHORT	500	0.2500 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X8)	SHORT	45	22.8800 EUR
USD 0.54945 ordinary	Mini Future (17.273) (DE000MG1PWB5)	LONG	60	9.4400 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (20) (ISIN	SHORT	2,000	6.5800 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (25) (ISIN	LONG	700	1.0100 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	CALL	WRITING	28,301	2035.0760	European	28/05/2024	5.2292 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	29 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END