Form 8.5 (EPT/RI) - Anglo American - Replacement

UBS AG (EPT)

30 April 2024

 

This announcement replaces the previous RNS announcement 4350M released at 12:25 on the 29^th April 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited connected to UBS
(d) Date dealing undertaken:	26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Buy	913774	32.57906        USD	25.30415        GBP
USD 0.54945 ordinary	Sell	1356473	27.10750        GBP	25.20000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	7588	26.1169        GBP
USD 0.54945 ordinary	CFD	Long	141628	26.43        GBP
USD 0.54945 ordinary	CFD	Long	5806	25.4218        GBP
USD 0.54945 ordinary	CFD	Long	4064	25.36731053        GBP
USD 0.54945 ordinary	CFD	Long	17811	26.4420859328892        GBP
USD 0.54945 ordinary	CFD	Long	3300	26.8933        GBP
USD 0.54945 ordinary	CFD	Long	1500	26.3715034509        GBP
USD 0.54945 ordinary	CFD	Long	7845	26.12705607        GBP
USD 0.54945 ordinary	CFD	Long	21167	26.359292        GBP
USD 0.54945 ordinary	CFD	Long	326	26.4092077        GBP
USD 0.54945 ordinary	CFD	Long	18	26.79419615        GBP
USD 0.54945 ordinary	CFD	Long	11	26.78828724        GBP
USD 0.54945 ordinary	CFD	Long	1868	26.61670014        GBP
USD 0.54945 ordinary	CFD	Long	1789	26.71618396        GBP
USD 0.54945 ordinary	CFD	Long	1252	26.73145466        GBP
USD 0.54945 ordinary	CFD	Long	5031	26.4289428        GBP
USD 0.54945 ordinary	CFD	Long	1194	26.63516198        GBP
USD 0.54945 ordinary	CFD	Long	1136	26.78620624        GBP
USD 0.54945 ordinary	CFD	Long	350	26.77762885        GBP
USD 0.54945 ordinary	CFD	Long	817	26.76855284        GBP
USD 0.54945 ordinary	CFD	Long	792	26.72621942        GBP
USD 0.54945 ordinary	CFD	Long	751	26.62866849        GBP
USD 0.54945 ordinary	CFD	Long	577	26.78103877        GBP
USD 0.54945 ordinary	CFD	Long	440	26.69346631        GBP
USD 0.54945 ordinary	CFD	Long	2033	26.75152458        GBP
USD 0.54945 ordinary	CFD	Long	1897	26.76218988        GBP
USD 0.54945 ordinary	CFD	Long	435	26.61062694        GBP
USD 0.54945 ordinary	CFD	Long	177	26.77767122        GBP
USD 0.54945 ordinary	CFD	Long	174	26.75451886        GBP
USD 0.54945 ordinary	CFD	Long	1571	26.76729689        GBP
USD 0.54945 ordinary	CFD	Long	541	26.75620283        GBP
USD 0.54945 ordinary	CFD	Long	298	26.80574782        GBP
USD 0.54945 ordinary	CFD	Long	1399	26.71660277        GBP
USD 0.54945 ordinary	CFD	Long	1329	26.66263219        GBP
USD 0.54945 ordinary	CFD	Long	242	26.75518906        GBP
USD 0.54945 ordinary	CFD	Long	172	26.76440053        GBP
USD 0.54945 ordinary	CFD	Long	516	26.65434551        GBP
USD 0.54945 ordinary	CFD	Long	480	26.71143888        GBP
USD 0.54945 ordinary	CFD	Long	244	26.67046969        GBP
USD 0.54945 ordinary	CFD	Long	227	26.74191962        GBP
USD 0.54945 ordinary	CFD	Long	88	26.66895058        GBP
USD 0.54945 ordinary	CFD	Long	106	26.76039999        GBP
USD 0.54945 ordinary	CFD	Long	60	26.71207361        GBP
USD 0.54945 ordinary	CFD	Long	220	26.70773835        GBP
USD 0.54945 ordinary	CFD	Long	198	26.66337636        GBP
USD 0.54945 ordinary	CFD	Long	152	26.72497535        GBP
USD 0.54945 ordinary	CFD	Long	140	26.67293414        GBP
USD 0.54945 ordinary	CFD	Long	95	26.72181765        GBP
USD 0.54945 ordinary	CFD	Long	864	26.5078067122685        GBP
USD 0.54945 ordinary	CFD	Long	289	26.5081314852595        GBP
USD 0.54945 ordinary	CFD	Long	136	26.505625005        GBP
USD 0.54945 ordinary	CFD	Long	134	26.5083208928358        GBP
USD 0.54945 ordinary	CFD	Long	54	26.70089785        GBP
USD 0.54945 ordinary	CFD	Long	78	26.5084615384615        GBP
USD 0.54945 ordinary	CFD	Long	54	26.5103703748148        GBP
USD 0.54945 ordinary	CFD	Long	123	26.51        GBP
USD 0.54945 ordinary	CFD	Long	45	26.65138959        GBP
USD 0.54945 ordinary	CFD	Long	168	26.5597389        GBP
USD 0.54945 ordinary	CFD	Long	58	26.77850697        GBP
USD 0.54945 ordinary	CFD	Long	37	26.78541263        GBP
USD 0.54945 ordinary	CFD	Long	27	26.77253013        GBP
USD 0.54945 ordinary	CFD	Long	8126	26.092833036825        GBP
USD 0.54945 ordinary	CFD	Long	92	25.385        GBP
USD 0.54945 ordinary	CFD	Long	32203	26.4389464        GBP
USD 0.54945 ordinary	CFD	Long	8309	26.243649        GBP
USD 0.54945 ordinary	CFD	Long	258	26.9583720930233        GBP
USD 0.54945 ordinary	CFD	Long	13	26.7080769230769        GBP
USD 0.54945 ordinary	CFD	Long	115667	26.4513403131403        GBP
USD 0.54945 ordinary	CFD	Long	166433	26.6633594299207        GBP
USD 0.54945 ordinary	CFD	Long	1640	25.4782134146342        GBP
USD 0.54945 ordinary	CFD	Long	316	25.4766772151899        GBP
USD 0.54945 ordinary	CFD	Long	139	25.4091366906475        GBP
USD 0.54945 ordinary	CFD	Long	105	25.4879047619048        GBP
USD 0.54945 ordinary	CFD	Long	160	26.507125        GBP
USD 0.54945 ordinary	CFD	Long	509	26.5407269        GBP
USD 0.54945 ordinary	CFD	Long	402	26.53414179        GBP
USD 0.54945 ordinary	CFD	Long	44	25.24        GBP
USD 0.54945 ordinary	CFD	Long	44	25.255        GBP
USD 0.54945 ordinary	CFD	Long	44	25.38        GBP
USD 0.54945 ordinary	CFD	Long	44	25.43        GBP
USD 0.54945 ordinary	CFD	Long	44	25.435        GBP
USD 0.54945 ordinary	CFD	Long	44	25.45        GBP
USD 0.54945 ordinary	CFD	Long	44	25.47        GBP
USD 0.54945 ordinary	CFD	Long	44	25.494545        GBP
USD 0.54945 ordinary	CFD	Long	44	25.485        GBP
USD 0.54945 ordinary	CFD	Long	44	25.51        GBP
USD 0.54945 ordinary	CFD	Long	44	25.515        GBP
USD 0.54945 ordinary	CFD	Long	44	25.55        GBP
USD 0.54945 ordinary	CFD	Long	44	25.7        GBP
USD 0.54945 ordinary	CFD	Long	44	25.92        GBP
USD 0.54945 ordinary	CFD	Long	44	26.12        GBP
USD 0.54945 ordinary	CFD	Long	44	26.16        GBP
USD 0.54945 ordinary	CFD	Long	44	26.22        GBP
USD 0.54945 ordinary	CFD	Long	44	26.3        GBP
USD 0.54945 ordinary	CFD	Long	44	26.395        GBP
USD 0.54945 ordinary	CFD	Long	44	26.48        GBP
USD 0.54945 ordinary	CFD	Long	44	26.58        GBP
USD 0.54945 ordinary	CFD	Long	44	26.66        GBP
USD 0.54945 ordinary	CFD	Long	44	26.75        GBP
USD 0.54945 ordinary	CFD	Long	44	26.865        GBP
USD 0.54945 ordinary	CFD	Long	44	26.88        GBP
USD 0.54945 ordinary	CFD	Long	44	26.9        GBP
USD 0.54945 ordinary	CFD	Long	44	27.025        GBP
USD 0.54945 ordinary	CFD	Long	19	26.385        GBP
USD 0.54945 ordinary	CFD	Long	18	26.375        GBP
USD 0.54945 ordinary	CFD	Long	44	26.965        GBP
USD 0.54945 ordinary	CFD	Long	44	27.01        GBP
USD 0.54945 ordinary	CFD	Long	440	26.5        GBP
USD 0.54945 ordinary	CFD	Long	176	26.505        GBP
USD 0.54945 ordinary	CFD	Long	88	25.46        GBP
USD 0.54945 ordinary	CFD	Long	88	26.45        GBP
USD 0.54945 ordinary	CFD	Long	88	26.52        GBP
USD 0.54945 ordinary	CFD	Long	88	26.97        GBP
USD 0.54945 ordinary	CFD	Long	5	26.515        GBP
USD 0.54945 ordinary	CFD	Long	23006	26.428679        GBP
USD 0.54945 ordinary	CFD	Long	10000	26.439771        GBP
USD 0.54945 ordinary	CFD	Short	129	25.42        GBP
USD 0.54945 ordinary	CFD	Short	1065	25.52        GBP
USD 0.54945 ordinary	CFD	Short	667	25.525        GBP
USD 0.54945 ordinary	CFD	Short	614	25.3825        GBP
USD 0.54945 ordinary	CFD	Short	1041	25.38        GBP
USD 0.54945 ordinary	CFD	Short	448	25.55        GBP
USD 0.54945 ordinary	CFD	Short	1037	25.41        GBP
USD 0.54945 ordinary	CFD	Short	582	25.395        GBP
USD 0.54945 ordinary	CFD	Short	543	25.375        GBP
USD 0.54945 ordinary	CFD	Short	25818	26.431322        GBP
USD 0.54945 ordinary	CFD	Short	3886	25.401271        GBP
USD 0.54945 ordinary	CFD	Short	740	25.304149        GBP
USD 0.54945 ordinary	CFD	Short	944	26.415        GBP
USD 0.54945 ordinary	CFD	Short	454	26.4903359        GBP
USD 0.54945 ordinary	CFD	Short	545	26.238766        GBP
USD 0.54945 ordinary	CFD	Short	1728	25.345        GBP
USD 0.54945 ordinary	CFD	Short	30913	25.85937        GBP
USD 0.54945 ordinary	CFD	Short	540	25.703        GBP
USD 0.54945 ordinary	CFD	Short	7708	26.322        GBP
USD 0.54945 ordinary	CFD	Short	523	26.4352772466539        GBP
USD 0.54945 ordinary	CFD	Short	3300	26.56129091        GBP
USD 0.54945 ordinary	CFD	Short	1650	25.3734289713        GBP
USD 0.54945 ordinary	CFD	Short	14498	26.023        GBP
USD 0.54945 ordinary	CFD	Short	5000	26.43        GBP
USD 0.54945 ordinary	CFD	Short	80000	25.6109        GBP
USD 0.54945 ordinary	CFD	Short	20000	27.0819        GBP
USD 0.54945 ordinary	CFD	Short	931	25.47846154        GBP
USD 0.54945 ordinary	CFD	Short	44	25.5        GBP
USD 0.54945 ordinary	CFD	Short	44	25.6        GBP
USD 0.54945 ordinary	CFD	Short	44	25.85        GBP
USD 0.54945 ordinary	CFD	Short	44	25.91        GBP
USD 0.54945 ordinary	CFD	Short	44	25.985        GBP
USD 0.54945 ordinary	CFD	Short	44	26.18        GBP
USD 0.54945 ordinary	CFD	Short	44	26.37        GBP
USD 0.54945 ordinary	CFD	Short	44	26.48        GBP
USD 0.54945 ordinary	CFD	Short	44	26.505        GBP
USD 0.54945 ordinary	CFD	Short	44	26.515        GBP
USD 0.54945 ordinary	CFD	Short	3497	26.144845        GBP
USD 0.54945 ordinary	CFD	Short	2509	26.0367178130052        GBP
USD 0.54945 ordinary	CFD	Short	4976	25.83214329        GBP
USD 0.54945 ordinary	CFD	Short	28	26.71875        GBP
USD 0.54945 ordinary	CFD	Short	735	25.89593567        GBP
USD 0.54945 ordinary	CFD	Short	90	26.4713888888889        GBP
USD 0.54945 ordinary	CFD	Short	784	26.4352806122449        GBP
USD 0.54945 ordinary	CFD	Short	2500	28.038668        GBP
USD 0.54945 ordinary	CFD	Short	1070	25.30415        GBP
USD 0.54945 ordinary	CFD	Short	52	26.397019        GBP
USD 0.54945 ordinary	CFD	Short	6143	26.3572761709198        GBP
USD 0.54945 ordinary	CFD	Short	870	26.4337816111724        GBP
USD 0.54945 ordinary	CFD	Short	21194	26.11113877        GBP
USD 0.54945 ordinary	CFD	Short	59252	27.01898263        GBP
USD 0.54945 ordinary	CFD	Short	7000	26.36872641        GBP
USD 0.54945 ordinary	CFD	Short	44	26.54        GBP
USD 0.54945 ordinary	CFD	Short	44	26.575        GBP
USD 0.54945 ordinary	CFD	Short	44	26.76        GBP
USD 0.54945 ordinary	CFD	Short	44	26.905        GBP
USD 0.54945 ordinary	CFD	Short	44	26.995        GBP
USD 0.54945 ordinary	CFD	Short	44	27.01        GBP
USD 0.54945 ordinary	CFD	Short	44	27.085        GBP
USD 0.54945 ordinary	CFD	Short	88	25.397841        GBP
USD 0.54945 ordinary	CFD	Short	26	26.555        GBP
USD 0.54945 ordinary	CFD	Short	23	27.04        GBP
USD 0.54945 ordinary	CFD	Short	1	26.52        GBP
USD 0.54945 ordinary	CFD	Short	88	25.39        GBP
USD 0.54945 ordinary	CFD	Short	88	25.46        GBP
USD 0.54945 ordinary	CFD	Short	88	26.95        GBP
USD 0.54945 ordinary	CFD	Short	44	25.455        GBP
USD 0.54945 ordinary	CFD	Short	44	25.485        GBP
USD 0.54945 ordinary	CFD	Short	26291	25.500566        GBP
USD 0.54945 ordinary	CFD	Short	1031	25.430000     GBP
USD 0.54945 ordinary	CFD	Short	3199	25.430000     GBP
USD 0.54945 ordinary	CFD	Long	7845	26.12706      GBP
USD 0.54945 ordinary	CFD	Long	10850	25.25742       GBP
USD 0.54945 ordinary	CFD	Short	477	25.385        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	30 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END