Form 8.5 (EPT/RI) - Anglo American

GoldmanSachs International

26 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosing today for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	5,318,708 16,000	25.7900 GBP 31.8006 USD	24.0120 GBP 31.8006 USD
USD 0.54945 ordinary	Sales	4,164,580 40,000	25.7950 GBP 29.0393 EUR	21.4018 GBP 29.0393 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Opening a long position	17,551	21.4018 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	19,898	24.0240 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	22,226	24.0240 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10,000	24.2832 GBP
USD 0.54945 ordinary	CFD	Opening a long position	10,000	24.2832 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	21,396	24.3496 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	216,687	24.3500 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	172	24.3524 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	250	24.5499 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	19,500	24.5506 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	10,639	24.5508 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	39,000	24.5549 GBP
USD 0.54945 ordinary	CFD	Opening a short position	240	24.5594 GBP
USD 0.54945 ordinary	CFD	Opening a short position	3,942	24.5594 GBP
USD 0.54945 ordinary	CFD	Opening a short position	482	24.5594 GBP
USD 0.54945 ordinary	CFD	Opening a short position	216	24.5594 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	65,810	24.5853 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	65,888	24.5853 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,045	24.6633 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	10,000	24.6719 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	448	24.6861 GBP
USD 0.54945 ordinary	CFD	Opening a long position	32	24.6861 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	16,031	24.8117 GBP
USD 0.54945 ordinary	CFD	Opening a short position	32,543	24.8151 GBP
USD 0.54945 ordinary	CFD	Opening a short position	220,857	24.8151 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	3,821	24.8256 GBP
USD 0.54945 ordinary	CFD	Opening a short position	165,000	24.8267 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	614	24.8338 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	3,033	24.8356 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,100	24.8380 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,093	24.8381 GBP
USD 0.54945 ordinary	CFD	Opening a long position	6,558	24.8458 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,503	24.8546 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	2,463	24.8586 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	6,157	24.8591 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,606	24.8619 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,958	24.8620 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	17,290	24.8622 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	411	24.8625 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	2,405	24.8648 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	580	24.8697 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	18	24.8898 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8	24.8919 GBP
USD 0.54945 ordinary	CFD	Opening a long position	250	24.8950 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	528	24.9010 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	137,004	24.9025 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	482	24.9101 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,942	24.9101 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	240	24.9101 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	216	24.9101 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,019	24.9138 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	12,162	24.9175 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	66,157	24.9209 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,234	24.9211 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,030	24.9333 GBP
USD 0.54945 ordinary	CFD	Opening a short position	448	24.9419 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	140	24.9419 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	653	24.9458 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	52	24.9496 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	75,710	24.9501 GBP
USD 0.54945 ordinary	CFD	Opening a short position	173,627	24.9504 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	6,713	24.9599 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	11,631	24.9706 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	805	24.9760 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	16,565	24.9788 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	31,466	24.9788 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,077	24.9788 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	261	24.9804 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	261	25.0064 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	670	25.0079 GBP
USD 0.54945 ordinary	CFD	Opening a short position	4,863	25.0085 GBP
USD 0.54945 ordinary	CFD	Opening a short position	33,000	25.0085 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	8,007	25.0198 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	9,409	25.0198 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	5,974	25.0198 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	12,801	25.0239 GBP
USD 0.54945 ordinary	CFD	Opening a short position	10,000	25.0499 GBP
USD 0.54945 ordinary	CFD	Opening a short position	64,000	25.0598 GBP
USD 0.54945 ordinary	CFD	Opening a short position	9,430	25.0598 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	53,765	25.0620 GBP
USD 0.54945 ordinary	CFD	Opening a short position	129,542	25.0720 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	906	25.1021 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	516	25.1156 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	462	25.1626 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	19,119	25.1739 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	21,355	25.1739 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,840	25.1752 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	50,000	25.1951 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	10,423	25.2020 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	518	25.2914 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	570	25.3024 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,259	25.3155 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,741	25.3155 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	946	25.4442 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,608	25.4442 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	19,209	25.4442 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	917	25.4442 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	28,369	25.5088 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	23,466	25.5215 GBP
USD 0.54945 ordinary	CFD	Opening a long position	39,196	25.5487 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	28,971	25.5495 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,534	25.5495 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,495	25.5495 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,863	25.5595 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	33,000	25.5595 GBP
USD 0.54945 ordinary	CFD	Opening a short position	189,577	25.5891 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	547	25.5990 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	402	25.6020 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	583	25.6026 GBP
USD 0.54945 ordinary	CFD	Opening a long position	112	25.6036 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	252	25.6036 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	108,676	25.6037 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	699	25.6038 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	54,458	25.6038 GBP
USD 0.54945 ordinary	CFD	Opening a short position	33,000	25.6744 GBP
USD 0.54945 ordinary	CFD	Opening a short position	4,863	25.6744 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	31,115	25.7059 GBP
USD 0.54945 ordinary	CFD	Opening a short position	8,328	31.8006 USD
USD 0.54945 ordinary	CFD	Opening a short position	2,071	31.8006 USD
USD 0.54945 ordinary	CFD	Opening a short position	698	31.8006 USD
USD 0.54945 ordinary	CFD	Opening a short position	4,903	31.8006 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	5,042	24.9539 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	28,225	25.0092 GBP
USD 0.54945 ordinary	SWAP	Increasing a short position	211	30.4484 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	17,326	595.2369 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	26 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END