Form 8.5 (EPT/RI) - Anglo American

GoldmanSachs International

29 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	2,768,214	27.2075 GBP	25.1950 GBP
USD 0.54945 ordinary	Sales	2,438,779 5,481	27.1225 GBP 30.2323 EUR	25.1850 GBP 30.2323 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	6,297	20.8033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,457	20.8033 GBP
USD 0.54945 ordinary	CFD	Opening a long position	5,534	20.8033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	12,702	20.8033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,701	20.8033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,126	20.8033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	709	20.8033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,474	20.8033 GBP
USD 0.54945 ordinary	CFD	Opening a long position	164	25.3673 GBP
USD 0.54945 ordinary	CFD	Opening a long position	152	25.3673 GBP
USD 0.54945 ordinary	CFD	Opening a long position	338	25.3673 GBP
USD 0.54945 ordinary	CFD	Opening a long position	2,760	25.3673 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	52	25.4025 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	135	25.4166 GBP
USD 0.54945 ordinary	CFD	Opening a long position	81	25.4166 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	148	25.4166 GBP
USD 0.54945 ordinary	CFD	Opening a long position	88	25.4166 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,476	25.4167 GBP
USD 0.54945 ordinary	CFD	Opening a long position	1,468	25.4167 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	304	25.4167 GBP
USD 0.54945 ordinary	CFD	Opening a long position	180	25.4167 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	7,014	25.4416 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	187	25.8773 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	257	25.9210 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	40,000	26.0247 USD
USD 0.54945 ordinary	CFD	Reducing a short position	4,410	26.0896 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	5,000	26.0904 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	161	26.1642 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	921	26.1703 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10	26.1940 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	84	26.2139 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	107	26.2161 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	73	26.2190 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	126	26.2212 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8	26.2217 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	22,680	26.2252 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	88,460	26.2252 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	29,560	26.2252 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	350,000	26.2572 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,495	26.2925 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,147	26.2927 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	570	26.2970 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	216	26.2990 GBP
USD 0.54945 ordinary	CFD	Opening a short position	125	26.3132 GBP
USD 0.54945 ordinary	CFD	Opening a short position	61	26.3132 GBP
USD 0.54945 ordinary	CFD	Opening a short position	26	26.3132 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,183	26.3132 GBP
USD 0.54945 ordinary	CFD	Opening a short position	56	26.3132 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	15,562	26.3262 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	15,632	26.3262 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	436	26.3264 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,476	26.3272 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	2,760	26.3272 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	338	26.3272 GBP
USD 0.54945 ordinary	CFD	Opening a short position	304	26.3272 GBP
USD 0.54945 ordinary	CFD	Opening a short position	135	26.3272 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	152	26.3272 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	164	26.3272 GBP
USD 0.54945 ordinary	CFD	Opening a short position	148	26.3272 GBP
USD 0.54945 ordinary	CFD	Opening a short position	27	26.3525 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	145	26.3525 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	38	26.3525 GBP
USD 0.54945 ordinary	CFD	Opening a short position	25	26.3532 GBP
USD 0.54945 ordinary	CFD	Opening a short position	446	26.3532 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4	26.3889 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.3889 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.3889 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.3889 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	138	26.3907 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5	26.3953 GBP
USD 0.54945 ordinary	CFD	Opening a short position	312	26.4046 GBP
USD 0.54945 ordinary	CFD	Opening a short position	287	26.4046 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,928	26.4046 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,022	26.4046 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,952	26.4046 GBP
USD 0.54945 ordinary	CFD	Opening a short position	5,236	26.4046 GBP
USD 0.54945 ordinary	CFD	Opening a short position	55	26.4046 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	72	26.4099 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	82	26.4112 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	789	26.4114 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	47	26.4114 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	35	26.4114 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	43	26.4114 GBP
USD 0.54945 ordinary	CFD	Opening a short position	62	26.4114 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	5,110	26.4298 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,303	26.4300 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	628	26.4353 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	13,355	26.4406 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	70,290	26.4406 GBP
USD 0.54945 ordinary	CFD	Opening a short position	7,711	26.4432 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	5,342	26.4533 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	28,116	26.4533 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	292	26.4554 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	251	26.4554 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	30	26.4555 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	112	26.4644 GBP
USD 0.54945 ordinary	CFD	Opening a short position	655	26.4644 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,000	26.4742 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,500	26.4742 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	5,342	26.4743 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	28,117	26.4743 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	6,410	26.4768 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	33,740	26.4768 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	513	26.4964 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	441	26.4967 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	43	26.4971 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	5,342	26.4983 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	28,117	26.4983 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	6,057	26.5105 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	31,878	26.5105 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	29,774	26.5191 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	11,061	26.5191 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	18,759	26.5191 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	3,488	26.5191 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	3,468	26.5191 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	8,449	26.5191 GBP
USD 0.54945 ordinary	CFD	Opening a short position	22,256	26.5263 GBP
USD 0.54945 ordinary	CFD	Opening a short position	117,139	26.5263 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	589	26.5314 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	75,000	26.5497 GBP
USD 0.54945 ordinary	CFD	Opening a short position	5,003	26.6207 GBP
USD 0.54945 ordinary	CFD	Opening a short position	930	26.6207 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,950	26.6207 GBP
USD 0.54945 ordinary	CFD	Opening a short position	925	26.6207 GBP
USD 0.54945 ordinary	CFD	Opening a short position	7,940	26.6207 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,253	26.6207 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	85	26.6375 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	73	26.6376 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	220	26.6409 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	254	26.6422 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3	26.6441 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	21	26.6572 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8	26.6655 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	25	26.6869 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	33	26.6890 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	22	26.6928 GBP
USD 0.54945 ordinary	CFD	Opening a long position	5,000	26.7993 GBP
USD 0.54945 ordinary	CFD	Opening a short position	302,100	26.8366 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,633	32.7204 USD
USD 0.54945 ordinary	SWAP	Increasing a long position	2,806	26.3791 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	4,553	26.4616 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	2,633	615.8368 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	29 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END