Form 8.5 (EPT/RI) - Anglo American

GoldmanSachs International

30 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	1,387,004 37,689	27.5300 GBP 634.1341 ZAR	26.7000 GBP 634.1341 ZAR
USD 0.54945 ordinary	Sales	1,658,299 37,689	27.5300 GBP 634.1341 ZAR	26.7075 GBP 634.1341 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Increasing a long position	707	26.7869 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,569	26.8011 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	203	26.8509 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	12,068	26.8697 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,931	26.8883 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	27,300	26.9032 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,768	26.9451 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,708	26.9632 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	54,175	26.9784 GBP
USD 0.54945 ordinary	CFD	Opening a short position	6,688	26.9969 GBP
USD 0.54945 ordinary	CFD	Opening a short position	45,392	26.9969 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	1,723	26.9998 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	669	27.0129 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	8,871	27.0367 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,000	27.1014 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,500	27.1014 GBP
USD 0.54945 ordinary	CFD	Opening a short position	58,173	27.1256 GBP
USD 0.54945 ordinary	CFD	Opening a long position	6,655	27.1511 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,150	27.1673 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	3,290	27.1673 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	35,390	27.1673 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	12,490	27.1673 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	36,140	27.1673 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	2,930	27.1673 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	2,630	27.1673 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,056	27.2124 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,655	27.2264 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	278	27.2773 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,509	27.4686 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	73	27.4962 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	2,143	27.4973 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,894	27.5000 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,279	27.5002 GBP
USD 0.54945 ordinary	CFD	Opening a short position	643	27.5006 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	8,618	26.9803 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	563	27.1928 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	Call Option / (1.00 : 1,000.00)	Purchasing	92 (92,000)	30.0000 GBP	EUROPEAN	21/06/2024	0.8700 GBP
USD 0.54945 ordinary	Call Option / (1.00 : 1,000.00)	Purchasing	92 (92,000)	30.0000 GBP	EUROPEAN	21/06/2024	0.8700 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	30 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END