Form 8.5 (EPT/RI) - Anglo american

GoldmanSachs International

01 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	2,550,524	27.8200 GBP	26.1825 GBP
USD 0.54945 ordinary	Sales	2,804,800	27.8600 GBP	26.0966 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	1,706	26.2959 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	11,580	26.2959 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,811	26.3321 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	5,625	26.3374 GBP
USD 0.54945 ordinary	CFD	Opening a short position	7,711	26.3400 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	92,565	26.3400 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,711	26.3400 GBP
USD 0.54945 ordinary	CFD	Opening a long position	92,565	26.3400 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	370	26.3421 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,057	26.3421 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	162,969	26.3493 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	150	26.3503 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	31,200	26.3729 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	229	26.4058 GBP
USD 0.54945 ordinary	CFD	Opening a short position	338	26.4073 GBP
USD 0.54945 ordinary	CFD	Opening a short position	152	26.4073 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,760	26.4073 GBP
USD 0.54945 ordinary	CFD	Opening a short position	164	26.4073 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	448	26.5546 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	14,475	26.5632 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,133	26.5632 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	28,950	26.6087 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,266	26.6087 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,745	26.6097 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	880	26.6114 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	4,240	26.6114 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,763	26.6685 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	5,000	26.8310 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	4,311	26.8679 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	12,444	27.1780 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	893	27.3998 GBP
USD 0.54945 ordinary	CFD	Opening a long position	59,045	27.4036 GBP
USD 0.54945 ordinary	CFD	Opening a long position	2,578	27.4447 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	11	27.4768 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	58,500	27.5002 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10,897	27.5253 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	19,958	32.7583 USD
USD 0.54945 ordinary	CFD	Opening a long position	10	619.8844 ZAR
USD 0.54945 ordinary	CFD	Reducing a long position	10	619.8844 ZAR
USD 0.54945 ordinary	SWAP	Increasing a long position	246	26.4600 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	4,648	26.7595 GBP
USD 0.54945 ordinary	SWAP	Increasing a short position	11,025	33.3145 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	25,723	624.5578 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit
USD 0.54945 ordinary	Call Option	Exercising	6,639	23.6058 GBP
USD 0.54945 ordinary	Call Option	Exercising	30,325	22.8531 GBP

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	01 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END