Form 8.5 (EPT/RI) - ANGLO AMERICAN

GoldmanSachs International

03 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	591,425 7	26.6150 GBP 610.0200 ZAR	25.8950 GBP 610.0200 ZAR
USD 0.54945 ordinary	Sales	595,392 7	26.6150 GBP 610.0200 ZAR	24.6835 GBP 610.0200 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	3	25.9198 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3	25.9198 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	33	25.9564 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	15	25.9684 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	106	25.9785 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	106	25.9833 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	704	25.9899 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	296	26.0032 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	321	26.0233 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	21	26.0255 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	58	26.0258 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	188	26.0283 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	158	26.0604 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	692	26.0607 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	32	26.0983 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	637	26.1118 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	162	26.1169 GBP
USD 0.54945 ordinary	CFD	Opening a long position	226	26.1169 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	734	26.1170 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8	26.1422 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	115	26.1733 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	206	26.1733 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,866	26.1814 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	315	26.1814 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10	26.1814 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	526	26.1938 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	14,786	26.1997 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,136	26.1997 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	437	26.1997 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	164	26.1997 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	392	26.2056 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	385	26.2090 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	378	26.2090 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	99	26.2233 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	235	26.2583 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	49	26.2600 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	235	26.2603 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	48	26.2628 GBP
USD 0.54945 ordinary	CFD	Opening a long position	4,227	26.2881 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9	26.2939 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,607	26.3033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5	26.3234 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	575	26.3505 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9	26.3575 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	128	26.3614 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	162	26.3685 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	137	26.3685 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	4,780	26.4053 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	96	26.4484 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	194	26.4683 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	786	26.4714 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	177	26.4941 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3	26.5337 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3	26.5337 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.5371 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.5371 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	17	26.5403 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	18	26.5414 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.5459 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.5749 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.5749 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	578	26.5871 GBP
USD 0.54945 ordinary	CFD	Opening a long position	435	26.5871 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	15,118	26.5948 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,262	26.5948 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	456	26.5948 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	172	26.5948 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	4,869	26.6058 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	22,040	26.6123 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	126	26.6145 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	126	26.6145 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	7,285	26.6150 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,172	26.6150 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,409	26.6150 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,433	26.6150 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	4,869	26.6177 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10,106	32.8494 USD
USD 0.54945 ordinary	CFD	Reducing a short position	1,693	32.8494 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	376	26.3136 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	1,505	26.4027 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	36,840	611.7688 ZAR
USD 0.54945 ordinary	SWAP	Reducing a long position	11,799	611.9754 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	03 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END