Form 8.5 (EPT/RI) - Anglo American

UBS AG (EPT)

07 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	YES, BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

651662

27.77500 GBP

25.99750 GBP

USD 0.54945 ordinary

Sell

1547824

27.74251 GBP

17.15444 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Long	22179	27.39171181 GBP
USD 0.54945 ordinary	CFD	Long	39980	26.74921138 GBP
USD 0.54945 ordinary	CFD	Long	12863	27.40082317 GBP
USD 0.54945 ordinary	CFD	Long	4	27.562244 GBP
USD 0.54945 ordinary	CFD	Long	1950	27.576950085 GBP
USD 0.54945 ordinary	CFD	Long	5684	26.94974666 GBP
USD 0.54945 ordinary	CFD	Long	450	27.576962085 GBP
USD 0.54945 ordinary	CFD	Long	1200	27.576948085 GBP
USD 0.54945 ordinary	CFD	Long	300	27.576973085 GBP
USD 0.54945 ordinary	CFD	Long	5431	27.4932733365678 GBP
USD 0.54945 ordinary	CFD	Long	11103	27.208535 GBP
USD 0.54945 ordinary	CFD	Long	30116	26.97201616 GBP
USD 0.54945 ordinary	CFD	Long	1023	27.498622 GBP
USD 0.54945 ordinary	CFD	Long	28112	27.41751115 GBP
USD 0.54945 ordinary	CFD	Long	19326	26.81740776 GBP
USD 0.54945 ordinary	CFD	Long	18042	27.38886352 GBP
USD 0.54945 ordinary	CFD	Long	4605	27.37425524 GBP
USD 0.54945 ordinary	CFD	Long	11159	27.41825665 GBP
USD 0.54945 ordinary	CFD	Long	12918	27.41933554 GBP
USD 0.54945 ordinary	CFD	Long	6235	27.41906366 GBP
USD 0.54945 ordinary	CFD	Long	831	27.00264 GBP
USD 0.54945 ordinary	CFD	Long	102099	27.35422371 GBP
USD 0.54945 ordinary	CFD	Long	121	27.247581 GBP
USD 0.54945 ordinary	CFD	Long	4989	27.38945409 GBP
USD 0.54945 ordinary	CFD	Long	10835	27.42667262 GBP
USD 0.54945 ordinary	CFD	Long	5729	27.41134992 GBP
USD 0.54945 ordinary	CFD	Long	70	27.132857 GBP
USD 0.54945 ordinary	CFD	Long	45531	26.9339226 GBP
USD 0.54945 ordinary	CFD	Long	1024	26.934488 GBP
USD 0.54945 ordinary	CFD	Long	2	26.74421 GBP
USD 0.54945 ordinary	CFD	Long	1	27.527247 GBP
USD 0.54945 ordinary	CFD	Long	6249	27.42270846 GBP
USD 0.54945 ordinary	CFD	Long	107	26.72092 GBP
USD 0.54945 ordinary	CFD	Long	14486	27.12893152 GBP
USD 0.54945 ordinary	CFD	Long	6502	27.40147695 GBP
USD 0.54945 ordinary	CFD	Long	5078	27.45917443 GBP
USD 0.54945 ordinary	CFD	Long	55609	27.41713548 GBP
USD 0.54945 ordinary	CFD	Long	25	27.118915 GBP
USD 0.54945 ordinary	CFD	Long	523	26.8788336520076 GBP
USD 0.54945 ordinary	CFD	Long	1823	27.45968733 GBP
USD 0.54945 ordinary	CFD	Long	10000	26.896469 GBP
USD 0.54945 ordinary	CFD	Long	172103	27.570687 GBP
USD 0.54945 ordinary	CFD	Long	4714	27.35265638 GBP
USD 0.54945 ordinary	CFD	Long	32449	26.935 GBP
USD 0.54945 ordinary	CFD	Long	4115	27.38615139 GBP
USD 0.54945 ordinary	CFD	Long	593	26.962719 GBP
USD 0.54945 ordinary	CFD	Long	15205	26.75157446 GBP
USD 0.54945 ordinary	CFD	Long	3526	26.829264 GBP
USD 0.54945 ordinary	CFD	Long	2256	27.39168495 GBP
USD 0.54945 ordinary	CFD	Long	3928	27.36936283 GBP
USD 0.54945 ordinary	CFD	Long	4949	27.50543068 GBP
USD 0.54945 ordinary	CFD	Long	6	27.495 GBP
USD 0.54945 ordinary	CFD	Long	54663	26.61105668 GBP
USD 0.54945 ordinary	CFD	Long	3418	27.41021702 GBP
USD 0.54945 ordinary	CFD	Long	93279	26.60183994 GBP
USD 0.54945 ordinary	CFD	Long	2707	26.76664657 GBP
USD 0.54945 ordinary	CFD	Long	29927	27.1892529952999 GBP
USD 0.54945 ordinary	CFD	Long	9282	27.2635 GBP
USD 0.54945 ordinary	CFD	Long	44	27.445 GBP
USD 0.54945 ordinary	CFD	Long	102098	27.4508720304209 GBP
USD 0.54945 ordinary	CFD	Long	44	27.385 GBP
USD 0.54945 ordinary	CFD	Long	88	27.51 GBP
USD 0.54945 ordinary	CFD	Long	314	26.9273148194268 GBP
USD 0.54945 ordinary	CFD	Long	21	26.49 GBP
USD 0.54945 ordinary	CFD	Long	26666	26.6222928039211 GBP
USD 0.54945 ordinary	CFD	Long	44	27.33 GBP
USD 0.54945 ordinary	CFD	Long	44	27.365 GBP
USD 0.54945 ordinary	CFD	Long	44	26.755 GBP
USD 0.54945 ordinary	CFD	Long	385	27.49 GBP
USD 0.54945 ordinary	CFD	Long	7075	27.34441957 GBP
USD 0.54945 ordinary	CFD	Long	124	26.715 GBP
USD 0.54945 ordinary	CFD	Long	10229	26.78370156 GBP
USD 0.54945 ordinary	CFD	Long	191	26.691412 GBP
USD 0.54945 ordinary	CFD	Long	44	27.56 GBP
USD 0.54945 ordinary	CFD	Long	44	27.525 GBP
USD 0.54945 ordinary	CFD	Long	44	26.6 GBP
USD 0.54945 ordinary	CFD	Long	44	27.435 GBP
USD 0.54945 ordinary	CFD	Long	13	26.778091 GBP
USD 0.54945 ordinary	CFD	Long	44	26.85 GBP
USD 0.54945 ordinary	CFD	Long	44	27.515 GBP
USD 0.54945 ordinary	CFD	Long	44	27.415 GBP
USD 0.54945 ordinary	CFD	Long	44	27.25 GBP
USD 0.54945 ordinary	CFD	Long	44	26.75 GBP
USD 0.54945 ordinary	CFD	Long	44	26.74 GBP
USD 0.54945 ordinary	CFD	Long	15	27.475 GBP
USD 0.54945 ordinary	CFD	Long	44	26.655 GBP
USD 0.54945 ordinary	CFD	Long	44	27.68 GBP
USD 0.54945 ordinary	CFD	Long	37	27.465 GBP
USD 0.54945 ordinary	CFD	Long	44	26.72 GBP
USD 0.54945 ordinary	CFD	Long	308	27.5 GBP
USD 0.54945 ordinary	CFD	Long	44	27.375 GBP
USD 0.54945 ordinary	CFD	Long	44	27.485 GBP
USD 0.54945 ordinary	CFD	Long	1309	27.312235 GBP
USD 0.54945 ordinary	CFD	Long	10946	27.4731589163567 GBP
USD 0.54945 ordinary	CFD	Long	44	26.89 GBP
USD 0.54945 ordinary	CFD	Long	12590	26.8991116 GBP
USD 0.54945 ordinary	CFD	Long	44	26.5 GBP
USD 0.54945 ordinary	CFD	Long	44	27.47 GBP
USD 0.54945 ordinary	CFD	Long	56206	26.991296 GBP
USD 0.54945 ordinary	CFD	Long	1461	27.3168891176181 GBP
USD 0.54945 ordinary	CFD	Long	4121	27.306654934181 GBP
USD 0.54945 ordinary	CFD	Long	4918	27.4748942657706 GBP
USD 0.54945 ordinary	CFD	Long	44	26.735 GBP
USD 0.54945 ordinary	CFD	Long	88	27.45 GBP
USD 0.54945 ordinary	CFD	Long	44	27.34 GBP
USD 0.54945 ordinary	CFD	Short	770	26.742535 GBP
USD 0.54945 ordinary	CFD	Short	840	26.733750325 GBP
USD 0.54945 ordinary	CFD	Short	160000	27.4501 GBP
USD 0.54945 ordinary	CFD	Short	6578	27.42931894 GBP
USD 0.54945 ordinary	CFD	Short	1400	27.0609317201 GBP
USD 0.54945 ordinary	CFD	Short	500	27.0609417201 GBP
USD 0.54945 ordinary	CFD	Short	420	26.775536 GBP
USD 0.54945 ordinary	CFD	Short	2894	26.73569109 GBP
USD 0.54945 ordinary	CFD	Short	11785	26.935 GBP
USD 0.54945 ordinary	CFD	Short	2894	27.13084658 GBP
USD 0.54945 ordinary	CFD	Short	217	27.31751152 GBP
USD 0.54945 ordinary	CFD	Short	41781	27.0423671614913 GBP
USD 0.54945 ordinary	CFD	Short	1097	27.0134074 GBP
USD 0.54945 ordinary	CFD	Short	38	27.6427288 GBP
USD 0.54945 ordinary	CFD	Short	797	27.577817 GBP
USD 0.54945 ordinary	CFD	Short	44	27.615 GBP
USD 0.54945 ordinary	CFD	Short	44	26.9 GBP
USD 0.54945 ordinary	CFD	Short	44	26.8 GBP
USD 0.54945 ordinary	CFD	Short	1449	26.9660697 GBP
USD 0.54945 ordinary	CFD	Short	7532	27.166749975 GBP
USD 0.54945 ordinary	CFD	Short	44	27.54 GBP
USD 0.54945 ordinary	CFD	Short	44	27.45 GBP
USD 0.54945 ordinary	CFD	Short	44	27.465 GBP
USD 0.54945 ordinary	CFD	Short	10	27.39 GBP
USD 0.54945 ordinary	CFD	Short	13880	27.0282222638076 GBP
USD 0.54945 ordinary	CFD	Short	1410	27.40154255 GBP
USD 0.54945 ordinary	CFD	Short	44	26.7 GBP
USD 0.54945 ordinary	CFD	Short	44	27.55 GBP
USD 0.54945 ordinary	CFD	Short	2427	27.2908796830408 GBP
USD 0.54945 ordinary	CFD	Short	44	27.75 GBP
USD 0.54945 ordinary	CFD	Short	44	27.505 GBP
USD 0.54945 ordinary	CFD	Short	44	27.35 GBP
USD 0.54945 ordinary	CFD	Short	1925	27.35794156 GBP
USD 0.54945 ordinary	CFD	Short	44	27.47 GBP
USD 0.54945 ordinary	CFD	Short	38208	34.06740961 USD
USD 0.54945 ordinary	CFD	Short	44	26.73 GBP
USD 0.54945 ordinary	CFD	Short	25384	27.46605135795 GBP
USD 0.54945 ordinary	CFD	Short	176	27.5 GBP
USD 0.54945 ordinary	CFD	Short	44	26.62 GBP
USD 0.54945 ordinary	CFD	Short	468	27.1348130318803 GBP
USD 0.54945 ordinary	CFD	Short	44	26.895 GBP
USD 0.54945 ordinary	CFD	Short	44	26.96 GBP
USD 0.54945 ordinary	CFD	Short	1900	27.0609327201 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	Put	Selling	160000	23.0 GBP	American	21 June 2024	0.30863 GBP
USD 0.54945 ordinary	Put	Purchasing	160000	23.0 GBP	American	21 June 2024	0.30863 GBP
USD 0.54945 ordinary	Put	Purchasing	160000	23.0 GBP	American	21 June 2024	0.3086 GBP

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 May 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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