Form 8.5 (EPT/RI) - ANGLO AMERICAN

GoldmanSachs International

20 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	3,571,393 3,390	27.0100 GBP 620.7000 ZAR	26.1000 GBP 620.7000 ZAR
USD 0.54945 ordinary	Sales	3,138,023 9,875 3,390	26.9900 GBP 34.0054 USD 620.7000 ZAR	26.0950 GBP 33.9151 USD 620.7000 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a long position	1,837	26.1002 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	6	26.1026 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6	26.1500 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5	26.1500 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	5	26.1500 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	4	26.1500 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.1500 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	18,266	26.2539 GBP
USD 0.54945 ordinary	CFD	Opening a short position	38,923	26.2574 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,952	26.2956 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,102	26.3091 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	129	26.3115 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,863	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	885	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	13,004	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,688	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	14,330	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	45,392	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,863	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8,545	26.3445 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,720	26.3445 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	13,900	26.4404 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	52,111	26.4434 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	68,691	26.4446 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	4,467	26.4498 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	109,286	26.5018 GBP
USD 0.54945 ordinary	CFD	Opening a short position	60,017	26.5062 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	160,000	26.6007 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	9	26.6111 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	8	26.6111 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	216	26.6865 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	242	26.6865 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,131	26.6865 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	516	26.6865 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	39,415	26.6892 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	140	26.7428 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	528	26.7680 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	33,901	26.7680 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	418	26.7683 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	5,752	26.7748 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	17,461	26.7755 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	10,286	26.7755 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	45,429	26.7774 GBP
USD 0.54945 ordinary	CFD	Opening a short position	893	26.7782 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,029	26.7782 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,264	26.7896 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,216	26.7897 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,556	26.7909 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	765	26.7910 GBP
USD 0.54945 ordinary	CFD	Opening a short position	50,000	26.8024 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	123	26.8090 GBP
USD 0.54945 ordinary	CFD	Opening a long position	1,765	26.8090 GBP
USD 0.54945 ordinary	CFD	Opening a short position	15,494	26.8093 GBP
USD 0.54945 ordinary	CFD	Opening a short position	8,564	26.8094 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	19,707	26.8146 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	491	26.8192 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	555	26.8193 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	3,123	26.8352 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	3,129	26.8353 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	272	26.8365 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	630	26.8366 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,631	26.8447 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,783	26.8447 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	127	26.9385 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	113	26.9385 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	75,000	26.9440 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	38,707	26.9866 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	39,415	27.0030 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	48	26.2550 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	2,679	26.7235 GBP
USD 0.54945 ordinary	SWAP	Increasing a short position	13,496	33.2854 USD
USD 0.54945 ordinary	SWAP	Increasing a short position	202,829	34.0347 USD
USD 0.54945 ordinary	SWAP	Reducing a short position	13,675	607.7610 ZAR
USD 0.54945 ordinary	SWAP	Increasing a short position	21,055	619.0308 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit
USD 0.54945 ordinary	Call Option / (1.00 : 1,000.00)	Exercised Against	5 (5,000)	20.0000 GBP

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	20 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END