Form 8.5 (EPT/RI) - ANGLO AMERICAN

GoldmanSachs International

22 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	1,200,259 14,059 209	26.9375 GBP 616.1899 ZAR 31.4136 EUR	26.5000 GBP 616.1899 ZAR 31.2200 EUR
USD 0.54945 ordinary	Sales	869,187 14,059 60,007 11	26.9350 GBP 616.1899 ZAR 34.1112 USD 31.2400 EUR	26.5000 GBP 616.1899 ZAR 34.0686 USD 31.2400 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Increasing a long position	588	26.5456 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8,711	26.6594 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,381	26.6781 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,199	26.6807 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	146	26.6983 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	346	26.6983 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	163	26.6983 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,774	26.6983 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	15,300	26.7345 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,262	26.7426 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	199	26.7530 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,565	26.7893 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	975	26.7997 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	875	26.7997 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	234	26.8034 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,189	26.8060 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	75,800	26.8074 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	158	26.8227 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	39	26.8398 GBP
USD 0.54945 ordinary	CFD	Opening a short position	39,038	26.8408 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	191	26.8430 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	296	26.8481 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	191	26.8485 GBP
USD 0.54945 ordinary	CFD	Opening a short position	223,222	26.8504 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	46,570	26.8589 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	12,143	26.8589 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	264	26.8637 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	893	26.8668 GBP
USD 0.54945 ordinary	CFD	Opening a long position	916	26.8668 GBP
USD 0.54945 ordinary	CFD	Opening a long position	813	26.8693 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,197	26.8695 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	191	26.8695 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	98,238	26.8716 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	5,022	26.8727 GBP
USD 0.54945 ordinary	CFD	Opening a long position	45,476	34.0686 USD
USD 0.54945 ordinary	CFD	Opening a long position	8,631	34.0686 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	7,866	26.7601 GBP
USD 0.54945 ordinary	SWAP	Reducing a short position	29,125	34.0275 USD
USD 0.54945 ordinary	SWAP	Increasing a short position	107	34.1450 USD
USD 0.54945 ordinary	SWAP	Increasing a short position	22,484	615.6984 ZAR
USD 0.54945 ordinary	SWAP	Reducing a short position	57	616.4116 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	22 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END