Form 8.5 (EPT/RI) - ANGLO AMERICAN

GoldmanSachs International

23 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	2,827,762	27.3050 GBP	25.7500 GBP
USD 0.54945 ordinary	Sales	3,966,047 10,000	27.3000 GBP 34.3816 USD	25.7200 GBP 34.3816 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	6,697	25.8340 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	54,063	25.9462 GBP
USD 0.54945 ordinary	CFD	Opening a short position	158	26.0052 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	14	26.1989 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,618	26.2295 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10,977	26.2295 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	605	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,108	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	27,209	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,991	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	27,266	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	241	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	27,086	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,494	26.3018 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.3110 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	197	26.3184 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,812	26.3184 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	253	26.3184 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	601	26.3184 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	38	26.3769 GBP
USD 0.54945 ordinary	CFD	Opening a short position	590	26.3782 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	39	26.3997 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	24	26.4032 GBP
USD 0.54945 ordinary	CFD	Opening a short position	66	26.4033 GBP
USD 0.54945 ordinary	CFD	Opening a short position	84	26.4033 GBP
USD 0.54945 ordinary	CFD	Opening a short position	1,588	26.4033 GBP
USD 0.54945 ordinary	CFD	Opening a short position	196	26.4033 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	31,399	26.4053 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,611	26.4136 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	11,677	26.4136 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8,812	26.4136 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,109	26.4168 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,743	26.4172 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	259	26.4216 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	70,279	26.4497 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	76,110	26.4497 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	83	26.5075 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	55	26.5083 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	61	26.5253 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,230	26.5253 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	770	26.5257 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	147	26.5311 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	45	26.5313 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3	26.5327 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7	26.5711 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	204	26.5742 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	89	26.5748 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	950	26.5780 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	13	26.5857 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	111	26.5876 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	499	26.5877 GBP
USD 0.54945 ordinary	CFD	Opening a short position	332	26.5919 GBP
USD 0.54945 ordinary	CFD	Opening a short position	786	26.5919 GBP
USD 0.54945 ordinary	CFD	Opening a short position	6,350	26.5919 GBP
USD 0.54945 ordinary	CFD	Opening a short position	262	26.5919 GBP
USD 0.54945 ordinary	CFD	Opening a long position	1,500	26.5920 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,102	26.5962 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	58	26.5962 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	488	26.5962 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	138	26.5962 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	1,168	26.6223 GBP
USD 0.54945 ordinary	CFD	Opening a short position	9,395	26.6688 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	10,100	26.6700 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	11,798	26.6736 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	2,312	26.6853 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	250	26.6927 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,063	26.7425 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,769	26.7425 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	172	26.7425 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	838	26.7430 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	36,114	26.7679 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	7,000	26.7748 GBP
USD 0.54945 ordinary	CFD	Opening a long position	57,495	26.7834 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	117,000	26.7849 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	21	26.7889 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,465	26.8004 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	21,966	26.8113 GBP
USD 0.54945 ordinary	CFD	Opening a short position	9,453	26.8174 GBP
USD 0.54945 ordinary	CFD	Opening a short position	11,646	26.8420 GBP
USD 0.54945 ordinary	CFD	Opening a short position	79,035	26.8420 GBP
USD 0.54945 ordinary	CFD	Opening a long position	7,500	26.8428 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	33,520	26.8892 GBP
USD 0.54945 ordinary	CFD	Opening a short position	40,823	26.8979 GBP
USD 0.54945 ordinary	CFD	Opening a short position	602	26.9048 GBP
USD 0.54945 ordinary	CFD	Opening a short position	157	26.9048 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	18	26.9112 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	16	26.9112 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.9112 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	279	26.9155 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5	26.9267 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4	26.9267 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	43,398	26.9322 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7,820	26.9715 GBP
USD 0.54945 ordinary	CFD	Opening a short position	3,779	26.9746 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	20,000	26.9792 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	916	26.9814 GBP
USD 0.54945 ordinary	CFD	Opening a short position	12,328	26.9814 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	163	26.9839 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	5,661	26.9877 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,516	26.9881 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	58,500	26.9904 GBP
USD 0.54945 ordinary	CFD	Opening a short position	54,429	27.0413 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	6,697	27.1066 GBP
USD 0.54945 ordinary	CFD	Opening a short position	12,865	27.1211 GBP
USD 0.54945 ordinary	CFD	Opening a short position	87,310	27.1211 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	111,887	33.7723 USD
USD 0.54945 ordinary	CFD	Reducing a short position	2,310	34.3817 USD
USD 0.54945 ordinary	CFD	Reducing a short position	330	34.3817 USD
USD 0.54945 ordinary	CFD	Reducing a short position	3,858	34.3817 USD
USD 0.54945 ordinary	CFD	Reducing a short position	976	34.3817 USD
USD 0.54945 ordinary	CFD	Reducing a short position	2,526	34.3817 USD
USD 0.54945 ordinary	CFD	Opening a short position	1,500	616.0817 ZAR
USD 0.54945 ordinary	SWAP	Reducing a long position	27,069	26.5106 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	14,437	26.7004 GBP
USD 0.54945 ordinary	SWAP	Reducing a short position	16,572	33.7384 USD
USD 0.54945 ordinary	SWAP	Increasing a short position	111,887	617.1913 ZAR
USD 0.54945 ordinary	SWAP	Reducing a short position	32,025	618.1703 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit
USD 0.54945 ordinary	Call Option	Exercising	46,841	20.9313 GBP

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	23 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END