Form 8.5 (EPT/RI) - ANGLO AMERICAN

GoldmanSachs International

27 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	683,862 16	26.5810 GBP 30.9100 EUR	26.1500 GBP 30.9100 EUR
USD 0.54945 ordinary	Sales	684,776 5	26.5600 GBP 31.1500 EUR	26.1500 GBP 31.1500 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Increasing a long position	3,658	26.1474 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	85	26.1490 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	4,051	26.1517 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,369	26.1531 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	39,000	26.1903 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	168	26.2234 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	605	26.2235 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	86	26.2369 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	97	26.2427 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,520	26.2452 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	42,512	26.2512 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	363	26.2549 GBP
USD 0.54945 ordinary	CFD	Opening a long position	2	26.2629 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,488	26.2629 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	363	26.2661 GBP
USD 0.54945 ordinary	CFD	Opening a long position	1,030	26.2661 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	66	26.2661 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	5,654	26.2661 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	168	26.2661 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	16,202	26.2664 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	881	26.2739 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,812	26.2750 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,128	26.2765 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,655	26.2765 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	684	26.2911 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.2989 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.2989 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	454	26.2993 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,569	26.3051 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,032	26.3051 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	17,757	26.3068 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,985	26.3068 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,899	26.3074 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,401	26.3074 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	335	26.3182 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	230	26.3183 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,902	26.3299 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,577	26.3300 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,963	26.3470 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,738	26.3471 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	787	26.3532 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,414	26.3533 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	15,100	26.3841 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	634	26.4845 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	958	26.4948 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	21,985	33.4764 USD
USD 0.54945 ordinary	CFD	Reducing a short position	29,498	33.4764 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	6,703	26.2905 GBP
USD 0.54945 ordinary	SWAP	Increasing a long position	209	26.3750 GBP
USD 0.54945 ordinary	SWAP	Increasing a short position	51,483	617.1581 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	Call Option / (1.00 : 1,000.00)	Purchasing	110 (110,000)	27.0000 GBP	AMERICAN	20/12/2024	2.1350 GBP
USD 0.54945 ordinary	Call Option / (1.00 : 1,000.00)	Purchasing	110 (110,000)	27.0000 GBP	AMERICAN	20/12/2024	2.1350 GBP
USD 0.54945 ordinary	Put Option / (1.00 : 1,000.00)	Purchasing	110 (110,000)	27.0000 GBP	AMERICAN	20/12/2024	2.4650 GBP
USD 0.54945 ordinary	Put Option / (1.00 : 1,000.00)	Purchasing	110 (110,000)	27.0000 GBP	AMERICAN	20/12/2024	2.4650 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	27 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END