Form 8.5 (EPT/RI) - Anglo American

GoldmanSachs International

30 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	29 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	2,374,550	25.7000 GBP	23.8050 GBP
USD 0.54945 ordinary	Sales	3,035,211 36,399	25.5650 GBP 29.6780 EUR	24.0900 GBP 29.6780 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	35,000	24.4435 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,366	24.5051 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	24,049	24.5113 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	47,882	24.5540 GBP
USD 0.54945 ordinary	CFD	Opening a short position	35,000	24.5656 GBP
USD 0.54945 ordinary	CFD	Opening a short position	10,000	24.5900 GBP
USD 0.54945 ordinary	CFD	Opening a short position	32	24.6142 GBP
USD 0.54945 ordinary	CFD	Opening a short position	98	24.6142 GBP
USD 0.54945 ordinary	CFD	Opening a short position	42	24.6142 GBP
USD 0.54945 ordinary	CFD	Opening a short position	794	24.6142 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	12,865	24.6470 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	14,477	24.6470 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,102	24.6470 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	60,017	24.6470 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	11,714	24.6470 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,074	24.6498 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,880	24.6498 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,635	24.6498 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,205	24.6663 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,564	24.6663 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8,231	24.6663 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,774	24.6734 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,872	24.6734 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,926	24.6734 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	226,300	24.6866 GBP
USD 0.54945 ordinary	CFD	Opening a long position	3,684	24.6915 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	18,000	24.7602 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	357	24.7840 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	10	24.7840 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	90	24.7840 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	6	24.7840 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	27	24.7921 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	24.7921 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	874	24.7921 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	390	24.7921 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,445	24.7950 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	851	24.7973 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	29	24.7990 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	232	24.8020 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	627	24.8020 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	3,787	24.8025 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	21,450	24.8030 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5,803	24.8128 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10,558	24.8128 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	9,107	24.8128 GBP
USD 0.54945 ordinary	CFD	Opening a short position	32	24.8497 GBP
USD 0.54945 ordinary	CFD	Opening a short position	42	24.8498 GBP
USD 0.54945 ordinary	CFD	Opening a short position	794	24.8498 GBP
USD 0.54945 ordinary	CFD	Opening a short position	98	24.8498 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	20,255	24.8755 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	91	24.9417 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	143,287	24.9511 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	5,000	24.9809 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,703	25.0304 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	75	25.0588 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,039	25.0716 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	62	25.0716 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	547	25.0716 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	23	25.0716 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	8,678	25.0989 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	256	25.0989 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,333	25.0989 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	96	25.0989 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	23,762	25.1098 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	10,702	25.1098 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,418	25.1098 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	37,714	25.1098 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,393	25.1098 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	14,011	25.1098 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	25	25.1213 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	50	25.1288 GBP
USD 0.54945 ordinary	CFD	Opening a short position	10,295	25.1336 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	39,000	25.1558 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,454	25.1653 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8,111	25.1653 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,994	25.1653 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	79	25.1722 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	239	25.1722 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,924	25.1723 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	101	25.1723 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	17,700	25.1765 GBP
USD 0.54945 ordinary	CFD	Opening a short position	40,000	25.1868 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	25	25.1988 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	859	25.2083 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	75	25.2413 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	100	25.2507 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	150	25.2529 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	25	25.2538 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	100	25.2562 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	25	25.2638 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	2,197	25.2687 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	319	25.2687 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	275	25.2688 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,393	25.2691 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	67	25.2691 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	6,430	25.2691 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	197	25.2691 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	207	25.2785 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	66	25.2785 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	125	25.2788 GBP
USD 0.54945 ordinary	CFD	Opening a short position	115	25.2862 GBP
USD 0.54945 ordinary	CFD	Opening a short position	3,350	25.2862 GBP
USD 0.54945 ordinary	CFD	Opening a short position	8,867	25.2862 GBP
USD 0.54945 ordinary	CFD	Opening a short position	268	25.2862 GBP
USD 0.54945 ordinary	CFD	Opening a short position	43,389	25.3224 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	200	25.3573 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6,400	25.3573 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	6	25.4988 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	1,739	31.5778 USD
USD 0.54945 ordinary	SWAP	Reducing a short position	297,684	31.4695 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	30 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END