Form 8.5 (EPT/RI) - ANGLO

GoldmanSachs International

10 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	997,289	27.5350 GBP	26.4600 GBP
USD 0.54945 ordinary	Sales	673,923	27.5500 GBP	26.4750 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Reducing a short position	1	26.5800 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7	26.5961 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6	26.5964 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	26.5964 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	45,000	26.6027 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	8	26.6100 GBP
USD 0.54945 ordinary	CFD	Opening a short position	8,120	26.6741 GBP
USD 0.54945 ordinary	CFD	Opening a short position	19,880	26.6741 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	114	26.6844 GBP
USD 0.54945 ordinary	CFD	Opening a short position	39,000	26.6868 GBP
USD 0.54945 ordinary	CFD	Opening a short position	22,795	26.6890 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	134	26.6914 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	149	26.7139 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	132	26.7156 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	14	26.7509 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,197	26.7661 GBP
USD 0.54945 ordinary	CFD	Opening a short position	972	26.7845 GBP
USD 0.54945 ordinary	CFD	Opening a short position	16,604	26.7845 GBP
USD 0.54945 ordinary	CFD	Opening a short position	870	26.7845 GBP
USD 0.54945 ordinary	CFD	Opening a short position	2,058	26.7845 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	23,751	26.8112 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	5	26.9009 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	188	26.9064 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	351	26.9224 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	296	26.9227 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	93	26.9587 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	82	26.9636 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	27	26.9872 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	50	27.0675 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,346	27.0964 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,564	27.0967 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	46,800	27.1057 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	512	27.1065 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	440	27.1074 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	135	27.1139 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	14,142	27.1729 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	570	27.2108 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	565	27.2139 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	485	27.2145 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	47	27.2392 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	33	27.2705 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	29	27.2811 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3	27.3423 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	850	27.3589 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	98	27.3842 GBP
USD 0.54945 ordinary	CFD	Opening a short position	75,000	27.3886 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	4,445	27.4049 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	16,204	27.4462 GBP
USD 0.54945 ordinary	CFD	Opening a short position	750	27.5288 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	566	27.0205 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	10 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END