Form 8.5 (EPT/RI) - ANGLO

GoldmanSachs International

13 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	ANGLO AMERICAN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for BHP GROUP LIMITED

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchases	754,846	27.9950 GBP	27.6950 GBP
USD 0.54945 ordinary	Sales	1,127,270	27.9950 GBP	27.5550 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	Increasing a long position	4,013	27.7209 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,778	27.7248 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	411	27.7372 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	30,545	27.7456 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	161,771	27.7456 GBP
USD 0.54945 ordinary	CFD	Increasing a long position	102	27.7530 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	533	27.7636 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	1,378	27.7798 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2,778	27.7833 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	21,084	27.8038 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	68	27.8042 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	114,741	27.8058 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	75,000	27.8065 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	13,842	27.8089 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	16,429	27.8089 GBP
USD 0.54945 ordinary	CFD	Increasing a short position	8,816	27.8089 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	40,149	27.8188 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	20	27.8236 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	17	27.8236 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	27.8236 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7	27.8248 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	2	27.8293 GBP
USD 0.54945 ordinary	CFD	Opening a long position	165,000	27.8342 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	88	27.8350 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	106	27.8370 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	33	27.8386 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	29	27.8399 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	112	27.8479 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,316	27.8485 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,131	27.8486 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	6	27.8546 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	101	27.8600 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	88	27.8607 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	7	27.8621 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	96	27.8623 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	82	27.8632 GBP
USD 0.54945 ordinary	CFD	Reducing a long position	19	27.9145 GBP
USD 0.54945 ordinary	CFD	Reducing a short position	1,681	34.7584 USD
USD 0.54945 ordinary	SWAP	Increasing a long position	2,198	27.8461 GBP
USD 0.54945 ordinary	SWAP	Reducing a long position	453	27.8478 GBP
USD 0.54945 ordinary	SWAP	Increasing a short position	199	34.7636 USD
USD 0.54945 ordinary	SWAP	Increasing a short position	17,844	34.9092 USD
USD 0.54945 ordinary	SWAP	Reducing a long position	60,422	641.8839 ZAR
USD 0.54945 ordinary	SWAP	Increasing a long position	991	642.7155 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	13 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END