Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

02 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	2,816,180	27.7850 GBP	26.1850 GBP
USD 0.54945 ordinary	SALES	2,392,648	27.8500 GBP	21.4085 GBP
USD 0.54945 ordinary	PURCHASES	9,693	32.1544 EUR	30.7700 EUR
USD 0.54945 ordinary	SALES	2,817	32.1544 EUR	30.7700 EUR
USD 0.54945 ordinary	SALES	1,844	33.1557 USD	33.1557 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	355	26.3140 GBP
USD 0.54945 ordinary	CFD	increasing a long position	37,786	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a long position	5	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a long position	475	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a long position	4,205	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a long position	201	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a long position	190	26.3610 GBP
USD 0.54945 ordinary	CFD	increasing a long position	6,744	26.4031 GBP
USD 0.54945 ordinary	CFD	increasing a long position	385	26.4144 GBP
USD 0.54945 ordinary	CFD	increasing a long position	112	26.4536 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,844	26.4801 GBP
USD 0.54945 ordinary	CFD	increasing a long position	570	26.5715 GBP
USD 0.54945 ordinary	CFD	increasing a long position	187	26.6084 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,140	26.6779 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,433	26.7981 GBP
USD 0.54945 ordinary	CFD	increasing a long position	21,127	26.7981 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,757	26.8320 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,040	26.8614 GBP
USD 0.54945 ordinary	CFD	increasing a long position	400	26.9189 GBP
USD 0.54945 ordinary	CFD	increasing a long position	14,700	27.1371 GBP
USD 0.54945 ordinary	CFD	increasing a long position	57	30.9700 EUR
USD 0.54945 ordinary	CFD	increasing a long position	1,500	617.8552 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	1,577	620.1744 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	63,990	632.3209 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	99	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	196,067	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	637	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	258	26.3400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	419	26.3401 GBP
USD 0.54945 ordinary	CFD	increasing a short position	9,007	26.3401 GBP
USD 0.54945 ordinary	CFD	increasing a short position	313	26.3417 GBP
USD 0.54945 ordinary	CFD	increasing a short position	870	26.3425 GBP
USD 0.54945 ordinary	CFD	increasing a short position	14,130	26.3425 GBP
USD 0.54945 ordinary	CFD	increasing a short position	101	26.3505 GBP
USD 0.54945 ordinary	CFD	increasing a short position	14,601	26.3646 GBP
USD 0.54945 ordinary	CFD	increasing a short position	899	26.3646 GBP
USD 0.54945 ordinary	CFD	increasing a short position	8,800	26.3677 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,000	26.3925 GBP
USD 0.54945 ordinary	CFD	increasing a short position	499	26.4020 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,140	26.4020 GBP
USD 0.54945 ordinary	CFD	increasing a short position	790	26.4020 GBP
USD 0.54945 ordinary	CFD	increasing a short position	16,763	26.4020 GBP
USD 0.54945 ordinary	CFD	increasing a short position	162	26.4020 GBP
USD 0.54945 ordinary	CFD	increasing a short position	216	26.4020 GBP
USD 0.54945 ordinary	CFD	increasing a short position	8,000	26.4137 GBP
USD 0.54945 ordinary	CFD	increasing a short position	66	26.4450 GBP
USD 0.54945 ordinary	CFD	increasing a short position	32	26.5165 GBP
USD 0.54945 ordinary	CFD	increasing a short position	24,000	26.5290 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,005	26.6371 GBP
USD 0.54945 ordinary	CFD	increasing a short position	46,492	26.8195 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	27.0275 GBP
USD 0.54945 ordinary	CFD	increasing a short position	16,500	27.5002 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,061	27.6240 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6,885	31.3933 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1,500	617.8552 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1,577	620.1744 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	4,100	621.9941 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,220	631.9725 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	31,562	631.9853 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	26,108	634.3779 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1	26.3395 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,257	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,824	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	37,786	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	277	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	92	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,755	26.3405 GBP
USD 0.54945 ordinary	CFD	reducing a long position	53,304	26.3457 GBP
USD 0.54945 ordinary	CFD	reducing a long position	22,200	26.3518 GBP
USD 0.54945 ordinary	CFD	reducing a long position	185	26.4160 GBP
USD 0.54945 ordinary	CFD	reducing a long position	15,645	26.4637 GBP
USD 0.54945 ordinary	CFD	reducing a long position	21,785	26.4641 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,125	26.4750 GBP
USD 0.54945 ordinary	CFD	reducing a long position	9,050	26.4766 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,242	26.5165 GBP
USD 0.54945 ordinary	CFD	reducing a long position	67	26.5881 GBP
USD 0.54945 ordinary	CFD	reducing a long position	204	26.5881 GBP
USD 0.54945 ordinary	CFD	reducing a long position	19,229	26.5881 GBP
USD 0.54945 ordinary	CFD	reducing a long position	120	26.5881 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,151	26.5960 GBP
USD 0.54945 ordinary	CFD	reducing a long position	953	26.5960 GBP
USD 0.54945 ordinary	CFD	reducing a long position	118	26.5961 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,398	26.5962 GBP
USD 0.54945 ordinary	CFD	reducing a long position	418	26.5962 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,022	26.5962 GBP
USD 0.54945 ordinary	CFD	reducing a long position	171	26.6036 GBP
USD 0.54945 ordinary	CFD	reducing a long position	108	26.6055 GBP
USD 0.54945 ordinary	CFD	reducing a long position	610	26.6114 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,610	26.6212 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,400	26.6253 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,975	26.6645 GBP
USD 0.54945 ordinary	CFD	reducing a long position	821	26.8195 GBP
USD 0.54945 ordinary	CFD	reducing a long position	14	30.7700 EUR
USD 0.54945 ordinary	CFD	reducing a long position	36	30.7714 EUR
USD 0.54945 ordinary	CFD	reducing a long position	132	620.9727 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	11,056	624.1408 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	63,157	631.2040 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	132,963	21.4085 GBP
USD 0.54945 ordinary	CFD	reducing a short position	461	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4,077	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	446	26.3400 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,061	26.3991 GBP
USD 0.54945 ordinary	CFD	reducing a short position	66	26.4250 GBP
USD 0.54945 ordinary	CFD	reducing a short position	32	26.6084 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,387	26.7657 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,500	26.8311 GBP
USD 0.54945 ordinary	CFD	reducing a short position	17,500	26.8681 GBP
USD 0.54945 ordinary	CFD	reducing a short position	41,746	26.9049 GBP
USD 0.54945 ordinary	CFD	reducing a short position	24,391	27.0766 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,000	27.4186 GBP
USD 0.54945 ordinary	CFD	reducing a short position	500	27.4800 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,000	27.6843 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2	30.7700 EUR
USD 0.54945 ordinary	CFD	reducing a short position	132	620.9727 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,925	623.2136 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	5,911	624.1388 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	3,834	624.1389 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,311	624.1389 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	25,818	629.6134 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	2,947	630.3451 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	32,467	633.0206 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X5)	SHORT	500	0.3500 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	02 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END