Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

09 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	2,063,423	27.7250 GBP	26.4800 GBP
USD 0.54945 ordinary	SALES	2,849,980	27.7400 GBP	26.4950 GBP
USD 0.54945 ordinary	PURCHASES	1,054	32.1243 EUR	31.7173 EUR
USD 0.54945 ordinary	SALES	4,246	32.2616 EUR	31.9940 EUR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	2,316	26.6316 GBP
USD 0.54945 ordinary	CFD	increasing a long position	283	26.6942 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,020	26.7584 GBP
USD 0.54945 ordinary	CFD	increasing a long position	382	26.7936 GBP
USD 0.54945 ordinary	CFD	increasing a long position	126	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	8,354	26.9237 GBP
USD 0.54945 ordinary	CFD	increasing a long position	89	26.9333 GBP
USD 0.54945 ordinary	CFD	increasing a long position	33,372	26.9350 GBP
USD 0.54945 ordinary	CFD	increasing a long position	16,690	27.0839 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,722	27.3399 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,331	27.3403 GBP
USD 0.54945 ordinary	CFD	increasing a long position	7,962	27.3752 GBP
USD 0.54945 ordinary	CFD	increasing a long position	907	27.3752 GBP
USD 0.54945 ordinary	CFD	increasing a long position	725	27.4452 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2	27.4810 GBP
USD 0.54945 ordinary	CFD	increasing a long position	44	27.4982 GBP
USD 0.54945 ordinary	CFD	increasing a long position	183	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	370	27.5068 GBP
USD 0.54945 ordinary	CFD	increasing a long position	650	27.5115 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,323	32.0500 EUR
USD 0.54945 ordinary	CFD	increasing a long position	70	32.1200 EUR
USD 0.54945 ordinary	CFD	increasing a long position	24,825	632.9851 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	40,571	638.6385 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	1	638.8600 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	21,195	26.7256 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,305	26.7256 GBP
USD 0.54945 ordinary	CFD	increasing a short position	231	26.7357 GBP
USD 0.54945 ordinary	CFD	increasing a short position	256	26.7357 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11,939	26.7357 GBP
USD 0.54945 ordinary	CFD	increasing a short position	580	26.7357 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,918	26.7357 GBP
USD 0.54945 ordinary	CFD	increasing a short position	608	26.7357 GBP
USD 0.54945 ordinary	CFD	increasing a short position	420	26.7472 GBP
USD 0.54945 ordinary	CFD	increasing a short position	6	26.7588 GBP
USD 0.54945 ordinary	CFD	increasing a short position	420	26.7755 GBP
USD 0.54945 ordinary	CFD	increasing a short position	994	26.8800 GBP
USD 0.54945 ordinary	CFD	increasing a short position	80,070	26.9280 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,930	26.9280 GBP
USD 0.54945 ordinary	CFD	increasing a short position	23	26.9350 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,270	27.0263 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,091	27.0463 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11,939	27.1308 GBP
USD 0.54945 ordinary	CFD	increasing a short position	580	27.1308 GBP
USD 0.54945 ordinary	CFD	increasing a short position	231	27.1308 GBP
USD 0.54945 ordinary	CFD	increasing a short position	256	27.1308 GBP
USD 0.54945 ordinary	CFD	increasing a short position	608	27.1308 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,918	27.1308 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,797	27.2086 GBP
USD 0.54945 ordinary	CFD	increasing a short position	877	27.2670 GBP
USD 0.54945 ordinary	CFD	increasing a short position	54	27.2670 GBP
USD 0.54945 ordinary	CFD	increasing a short position	13,694	27.3758 GBP
USD 0.54945 ordinary	CFD	increasing a short position	929	27.4205 GBP
USD 0.54945 ordinary	CFD	increasing a short position	27,150	27.4293 GBP
USD 0.54945 ordinary	CFD	increasing a short position	585	27.4293 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,318	27.4293 GBP
USD 0.54945 ordinary	CFD	increasing a short position	526	27.4293 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,386	27.4293 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11,183	27.4293 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,401	27.4362 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	27.4472 GBP
USD 0.54945 ordinary	CFD	increasing a short position	21,072	27.4623 GBP
USD 0.54945 ordinary	CFD	increasing a short position	17	27.4650 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10	27.4898 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,143	27.4944 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,638	27.5092 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,978	27.5106 GBP
USD 0.54945 ordinary	CFD	increasing a short position	230	31.1213 EUR
USD 0.54945 ordinary	CFD	increasing a short position	400	32.0600 EUR
USD 0.54945 ordinary	CFD	increasing a short position	256	32.1158 EUR
USD 0.54945 ordinary	CFD	increasing a short position	1,243	629.2258 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	3,229	630.6394 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	19,653	633.3810 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	1	638.8600 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	700	639.3660 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	2,023	26.8600 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,912	26.8985 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,098	26.9347 GBP
USD 0.54945 ordinary	CFD	reducing a long position	90	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a long position	35,158	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,850	26.9372 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,971	26.9639 GBP
USD 0.54945 ordinary	CFD	reducing a long position	282	27.0649 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,800	27.1343 GBP
USD 0.54945 ordinary	CFD	reducing a long position	699	27.2046 GBP
USD 0.54945 ordinary	CFD	reducing a long position	573	27.2046 GBP
USD 0.54945 ordinary	CFD	reducing a long position	13	27.2239 GBP
USD 0.54945 ordinary	CFD	reducing a long position	16	27.2239 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,003	27.2239 GBP
USD 0.54945 ordinary	CFD	reducing a long position	370	27.3758 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,161	27.4019 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,502	27.4027 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,481	27.4205 GBP
USD 0.54945 ordinary	CFD	reducing a long position	7,579	27.4255 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,472	27.4823 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,404	27.4960 GBP
USD 0.54945 ordinary	CFD	reducing a long position	421	27.5018 GBP
USD 0.54945 ordinary	CFD	reducing a long position	14,148	635.5581 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	2	26.5250 GBP
USD 0.54945 ordinary	CFD	reducing a short position	60	26.8788 GBP
USD 0.54945 ordinary	CFD	reducing a short position	16,875	26.9237 GBP
USD 0.54945 ordinary	CFD	reducing a short position	60	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	177	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	19,908	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	68	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	143	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	214	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	41	26.9350 GBP
USD 0.54945 ordinary	CFD	reducing a short position	8,782	26.9497 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,156	26.9497 GBP
USD 0.54945 ordinary	CFD	reducing a short position	23,557	26.9497 GBP
USD 0.54945 ordinary	CFD	reducing a short position	458	26.9497 GBP
USD 0.54945 ordinary	CFD	reducing a short position	401	26.9497 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,100	26.9497 GBP
USD 0.54945 ordinary	CFD	reducing a short position	28,915	27.0869 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,270	27.0992 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,802	27.2021 GBP
USD 0.54945 ordinary	CFD	reducing a short position	48,001	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	30,144	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	8,053	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,883	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	69,082	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	24,574	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	22,719	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	288,123	27.2325 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,052	27.2544 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,091	27.2636 GBP
USD 0.54945 ordinary	CFD	reducing a short position	415	27.2884 GBP
USD 0.54945 ordinary	CFD	reducing a short position	76,153	27.4163 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,500	27.4205 GBP
USD 0.54945 ordinary	CFD	reducing a short position	76,096	27.4404 GBP
USD 0.54945 ordinary	CFD	reducing a short position	70,403	27.4413 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,379	27.4458 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7,669	27.4458 GBP
USD 0.54945 ordinary	CFD	reducing a short position	917	27.4458 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,035	27.4458 GBP
USD 0.54945 ordinary	CFD	reducing a short position	36,304	27.4574 GBP
USD 0.54945 ordinary	CFD	reducing a short position	108,912	27.4574 GBP
USD 0.54945 ordinary	CFD	reducing a short position	5,000	27.4775 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,459	27.4863 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,000	27.4912 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,315	27.4990 GBP
USD 0.54945 ordinary	CFD	reducing a short position	17	27.5000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	476	27.5048 GBP
USD 0.54945 ordinary	CFD	reducing a short position	42	27.5068 GBP
USD 0.54945 ordinary	CFD	reducing a short position	650	27.5424 GBP
USD 0.54945 ordinary	CFD	reducing a short position	256	32.0500 EUR
USD 0.54945 ordinary	CFD	reducing a short position	2,429	32.2616 EUR
USD 0.54945 ordinary	CFD	reducing a short position	2,576	626.4933 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	679	634.7517 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	9,125	637.6686 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,768	638.1822 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X4)	LONG	60	22.9900 EUR
USD 0.54945 ordinary	Constant Leverage Certificate (X4)	SHORT	50	23.1400 EUR
USD 0.54945 ordinary	Mini Future (19.091) (DE000MG33190)	SHORT	100	9.6100 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (20) (ISIN	LONG	580	8.6200 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (23) (ISIN	LONG	250	5.4900 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (24) (ISIN	SHORT	111	4.4000 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	CALL	WRITING	5,718	2292.4810	European	03/05/2024	4.0102 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END