Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

09 May 2024

 

AMENDMENT(2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	1,246,300	27.4850 GBP	26.5800 GBP
USD 0.54945 ordinary	SALES	1,361,058	27.5250 GBP	26.6000 GBP
USD 0.54945 ordinary	PURCHASES	1,170	31.6900 EUR	31.0600 EUR
USD 0.54945 ordinary	SALES	2,807	31.6932 EUR	31.0500 EUR
USD 0.54945 ordinary	PURCHASES	5,136	33.7230 USD	33.6086 USD
USD 0.54945 ordinary	PURCHASES	2,739	621.5000 ZAR	621.5000 ZAR
USD 0.54945 ordinary	SALES	2,739	621.5000 ZAR	621.5000 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	6,395	26.7704 GBP
USD 0.54945 ordinary	CFD	increasing a long position	8,354	26.7977 GBP
USD 0.54945 ordinary	CFD	increasing a long position	9	26.7978 GBP
USD 0.54945 ordinary	CFD	increasing a long position	29,581	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	17	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,975	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	27,944	26.8052 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,165	26.8332 GBP
USD 0.54945 ordinary	CFD	increasing a long position	10,234	26.8332 GBP
USD 0.54945 ordinary	CFD	increasing a long position	18,620	26.8356 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,864	26.8521 GBP
USD 0.54945 ordinary	CFD	increasing a long position	11,069	26.8542 GBP
USD 0.54945 ordinary	CFD	increasing a long position	2,164	26.8860 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,007	26.9063 GBP
USD 0.54945 ordinary	CFD	increasing a long position	10,741	26.9213 GBP
USD 0.54945 ordinary	CFD	increasing a long position	12,019	27.1901 GBP
USD 0.54945 ordinary	CFD	increasing a long position	34	31.0500 EUR
USD 0.54945 ordinary	CFD	increasing a long position	291	31.6531 EUR
USD 0.54945 ordinary	CFD	increasing a long position	36,213	622.9162 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	17,467	624.3059 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	20,242	625.3000 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	5	26.6200 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	26.7150 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,661	26.7858 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,981	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,184	26.8000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	171	26.8010 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,779	26.8010 GBP
USD 0.54945 ordinary	CFD	increasing a short position	4,599	26.8048 GBP
USD 0.54945 ordinary	CFD	increasing a short position	283	26.8048 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,195	26.8101 GBP
USD 0.54945 ordinary	CFD	increasing a short position	35,001	26.9095 GBP
USD 0.54945 ordinary	CFD	increasing a short position	200	27.1250 GBP
USD 0.54945 ordinary	CFD	increasing a short position	500	27.1400 GBP
USD 0.54945 ordinary	CFD	increasing a short position	881	27.4177 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,000	31.2000 EUR
USD 0.54945 ordinary	CFD	increasing a short position	20	31.3395 EUR
USD 0.54945 ordinary	CFD	increasing a short position	4,245	33.6086 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,438	622.0123 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	2,775	624.2877 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	8,354	26.7637 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,155	26.7665 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,245	26.7858 GBP
USD 0.54945 ordinary	CFD	reducing a long position	570	26.7930 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,661	26.7949 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,506	26.7952 GBP
USD 0.54945 ordinary	CFD	reducing a long position	833	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	29,581	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	42	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,693	26.8005 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,422	26.8007 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,900	26.8027 GBP
USD 0.54945 ordinary	CFD	reducing a long position	28	26.8029 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,471	26.8318 GBP
USD 0.54945 ordinary	CFD	reducing a long position	19,321	26.8554 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,628	26.8621 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,947	26.8621 GBP
USD 0.54945 ordinary	CFD	reducing a long position	635	26.8660 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,577	26.8686 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,356	26.8691 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,343	26.8695 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,668	26.8718 GBP
USD 0.54945 ordinary	CFD	reducing a long position	200	26.9034 GBP
USD 0.54945 ordinary	CFD	reducing a long position	103	26.9084 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,019	27.0338 GBP
USD 0.54945 ordinary	CFD	reducing a long position	183	27.1250 GBP
USD 0.54945 ordinary	CFD	reducing a long position	67	31.0600 EUR
USD 0.54945 ordinary	CFD	reducing a long position	56	31.1100 EUR
USD 0.54945 ordinary	CFD	reducing a long position	84	621.2363 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	990	622.3761 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	2,081	622.7092 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	10,303	624.2877 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	23,715	624.4340 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,086	624.6768 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	3,997	630.1308 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	723	26.7270 GBP
USD 0.54945 ordinary	CFD	reducing a short position	297	26.7394 GBP
USD 0.54945 ordinary	CFD	reducing a short position	151	26.7786 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,070	26.7847 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,758	26.7847 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,961	26.7872 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,835	26.7901 GBP
USD 0.54945 ordinary	CFD	reducing a short position	15,337	26.7901 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,978	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,184	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	44	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	200	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	20	26.8000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	74,749	26.8006 GBP
USD 0.54945 ordinary	CFD	reducing a short position	40,787	26.8009 GBP
USD 0.54945 ordinary	CFD	reducing a short position	122,363	26.8009 GBP
USD 0.54945 ordinary	CFD	reducing a short position	566	26.8728 GBP
USD 0.54945 ordinary	CFD	reducing a short position	36,432	26.8878 GBP
USD 0.54945 ordinary	CFD	reducing a short position	878	26.9213 GBP
USD 0.54945 ordinary	CFD	reducing a short position	40,000	27.0014 GBP
USD 0.54945 ordinary	CFD	reducing a short position	881	27.4117 GBP
USD 0.54945 ordinary	CFD	reducing a short position	500	27.5199 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1	31.1100 EUR
USD 0.54945 ordinary	CFD	reducing a short position	2,454	31.3894 EUR
USD 0.54945 ordinary	CFD	reducing a short position	601	620.6686 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	84	621.2363 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	990	622.3743 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,003	624.3059 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	3,321	625.2213 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	1,323	625.9570 ZAR
USD 0.54945 ordinary	Constant Leverage Certificate (X8)	SHORT	30	34.8200 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (20) (ISIN	SHORT	1,600	7.8363 EUR
USD 0.54945 ordinary	Open End Knock out Warrant (23) (ISIN	SHORT	300	4.7100 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
USD 0.54945 ordinary	CALL	WRITING	65,300	1947.6400	European	07/05/2024	7.3236 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END