Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc

02 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- BHP Group Limited

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	PURCHASES	1,601,796	27.5200 GBP	26.3760 GBP
USD 0.54945 ordinary	SALES	3,714,536	27.5200 GBP	24.8126 GBP
USD 0.54945 ordinary	PURCHASES	1,447	31.7581 EUR	31.6971 EUR
USD 0.54945 ordinary	SALES	6,311	32.0053 EUR	31.5100 EUR
USD 0.54945 ordinary	SALES	31,312	34.0204 USD	34.0204 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	CFD	increasing a long position	64	26.9115 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,487,471	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,930	27.0048 GBP
USD 0.54945 ordinary	CFD	increasing a long position	16,757	27.0048 GBP
USD 0.54945 ordinary	CFD	increasing a long position	144	27.0255 GBP
USD 0.54945 ordinary	CFD	increasing a long position	821	27.0336 GBP
USD 0.54945 ordinary	CFD	increasing a long position	72,672	27.0816 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3	27.1117 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,445	27.1161 GBP
USD 0.54945 ordinary	CFD	increasing a long position	1,196	27.1161 GBP
USD 0.54945 ordinary	CFD	increasing a long position	266	27.2525 GBP
USD 0.54945 ordinary	CFD	increasing a long position	347	27.3686 GBP
USD 0.54945 ordinary	CFD	increasing a long position	250	27.3690 GBP
USD 0.54945 ordinary	CFD	increasing a long position	850	27.4513 GBP
USD 0.54945 ordinary	CFD	increasing a long position	3,364	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	33,172	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	25,963	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	40	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a long position	47	31.5100 EUR
USD 0.54945 ordinary	CFD	increasing a long position	10	31.9182 EUR
USD 0.54945 ordinary	CFD	increasing a long position	36	31.9186 EUR
USD 0.54945 ordinary	CFD	increasing a long position	996	631.2955 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	30,420	631.7236 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	14,662	631.8511 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	14,339	632.1882 ZAR
USD 0.54945 ordinary	CFD	increasing a long position	42	636.8552 ZAR
USD 0.54945 ordinary	CFD	increasing a short position	7	26.3525 GBP
USD 0.54945 ordinary	CFD	increasing a short position	72	26.3525 GBP
USD 0.54945 ordinary	CFD	increasing a short position	75	26.3525 GBP
USD 0.54945 ordinary	CFD	increasing a short position	247	26.3525 GBP
USD 0.54945 ordinary	CFD	increasing a short position	11	26.3525 GBP
USD 0.54945 ordinary	CFD	increasing a short position	205	26.3525 GBP
USD 0.54945 ordinary	CFD	increasing a short position	10,033	26.8782 GBP
USD 0.54945 ordinary	CFD	increasing a short position	1,263	26.9025 GBP
USD 0.54945 ordinary	CFD	increasing a short position	78	26.9025 GBP
USD 0.54945 ordinary	CFD	increasing a short position	7,700	26.9032 GBP
USD 0.54945 ordinary	CFD	increasing a short position	338	26.9050 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5,497	26.9050 GBP
USD 0.54945 ordinary	CFD	increasing a short position	18,779	26.9076 GBP
USD 0.54945 ordinary	CFD	increasing a short position	43	26.9200 GBP
USD 0.54945 ordinary	CFD	increasing a short position	690	26.9200 GBP
USD 0.54945 ordinary	CFD	increasing a short position	18,158	26.9211 GBP
USD 0.54945 ordinary	CFD	increasing a short position	80	26.9600 GBP
USD 0.54945 ordinary	CFD	increasing a short position	812	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	32	27.0000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	33,152	27.0091 GBP
USD 0.54945 ordinary	CFD	increasing a short position	12,450	27.0842 GBP
USD 0.54945 ordinary	CFD	increasing a short position	58	27.1212 GBP
USD 0.54945 ordinary	CFD	increasing a short position	3,000	27.4550 GBP
USD 0.54945 ordinary	CFD	increasing a short position	191	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	5	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	58	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	2,560	27.5000 GBP
USD 0.54945 ordinary	CFD	increasing a short position	928	27.5018 GBP
USD 0.54945 ordinary	CFD	increasing a short position	423	631.2975 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,570	26.3525 GBP
USD 0.54945 ordinary	CFD	reducing a long position	143	26.3525 GBP
USD 0.54945 ordinary	CFD	reducing a long position	86	26.3525 GBP
USD 0.54945 ordinary	CFD	reducing a long position	273	26.3525 GBP
USD 0.54945 ordinary	CFD	reducing a long position	6,894	26.3525 GBP
USD 0.54945 ordinary	CFD	reducing a long position	64	26.3525 GBP
USD 0.54945 ordinary	CFD	reducing a long position	65	26.4114 GBP
USD 0.54945 ordinary	CFD	reducing a long position	231	26.4114 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,761	26.4114 GBP
USD 0.54945 ordinary	CFD	reducing a long position	145	26.4114 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,183	26.4114 GBP
USD 0.54945 ordinary	CFD	reducing a long position	47	26.4114 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,514	26.9126 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,107	26.9129 GBP
USD 0.54945 ordinary	CFD	reducing a long position	70	26.9285 GBP
USD 0.54945 ordinary	CFD	reducing a long position	176	27.0000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,575	27.0091 GBP
USD 0.54945 ordinary	CFD	reducing a long position	9,491	27.0244 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,186	27.0564 GBP
USD 0.54945 ordinary	CFD	reducing a long position	9,826	27.0723 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,009	27.1407 GBP
USD 0.54945 ordinary	CFD	reducing a long position	9,522	27.1522 GBP
USD 0.54945 ordinary	CFD	reducing a long position	13,940	27.1673 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5,750	27.1673 GBP
USD 0.54945 ordinary	CFD	reducing a long position	889	27.1899 GBP
USD 0.54945 ordinary	CFD	reducing a long position	134	27.2350 GBP
USD 0.54945 ordinary	CFD	reducing a long position	27,002	27.2728 GBP
USD 0.54945 ordinary	CFD	reducing a long position	692	27.3185 GBP
USD 0.54945 ordinary	CFD	reducing a long position	3,969	27.3185 GBP
USD 0.54945 ordinary	CFD	reducing a long position	195	27.3185 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,693	27.3185 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,158	27.3299 GBP
USD 0.54945 ordinary	CFD	reducing a long position	501	27.3299 GBP
USD 0.54945 ordinary	CFD	reducing a long position	896	27.3299 GBP
USD 0.54945 ordinary	CFD	reducing a long position	1,284	27.3299 GBP
USD 0.54945 ordinary	CFD	reducing a long position	777	27.3299 GBP
USD 0.54945 ordinary	CFD	reducing a long position	192	27.3300 GBP
USD 0.54945 ordinary	CFD	reducing a long position	12,012	27.3718 GBP
USD 0.54945 ordinary	CFD	reducing a long position	2,454	27.3977 GBP
USD 0.54945 ordinary	CFD	reducing a long position	32	27.4909 GBP
USD 0.54945 ordinary	CFD	reducing a long position	5	27.4989 GBP
USD 0.54945 ordinary	CFD	reducing a long position	197	27.5000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	7,028	27.5000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	143	27.5000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	32,968	27.5000 GBP
USD 0.54945 ordinary	CFD	reducing a long position	4,530	27.5055 GBP
USD 0.54945 ordinary	CFD	reducing a long position	21	31.6971 EUR
USD 0.54945 ordinary	CFD	reducing a long position	6,640	630.7806 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,566	630.8416 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	1,321	631.1211 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	15,142	631.2975 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	31,007	631.9918 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	11,968	632.4595 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	132	632.7768 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	100	636.3500 ZAR
USD 0.54945 ordinary	CFD	reducing a long position	42	636.8552 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	274,778	24.8126 GBP
USD 0.54945 ordinary	CFD	reducing a short position	18,158	26.8527 GBP
USD 0.54945 ordinary	CFD	reducing a short position	12,957	26.8830 GBP
USD 0.54945 ordinary	CFD	reducing a short position	2,000	26.9638 GBP
USD 0.54945 ordinary	CFD	reducing a short position	10,483	26.9718 GBP
USD 0.54945 ordinary	CFD	reducing a short position	3,000	26.9730 GBP
USD 0.54945 ordinary	CFD	reducing a short position	200	26.9751 GBP
USD 0.54945 ordinary	CFD	reducing a short position	17,260	26.9948 GBP
USD 0.54945 ordinary	CFD	reducing a short position	292	27.0000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	33	27.0000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	33,152	27.0336 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1,079	27.0922 GBP
USD 0.54945 ordinary	CFD	reducing a short position	31,312	27.1154 GBP
USD 0.54945 ordinary	CFD	reducing a short position	664	27.1394 GBP
USD 0.54945 ordinary	CFD	reducing a short position	14,574	27.3933 GBP
USD 0.54945 ordinary	CFD	reducing a short position	7,630	27.3933 GBP
USD 0.54945 ordinary	CFD	reducing a short position	4,587	27.4981 GBP
USD 0.54945 ordinary	CFD	reducing a short position	8,766	27.4981 GBP
USD 0.54945 ordinary	CFD	reducing a short position	29,267	27.5000 GBP
USD 0.54945 ordinary	CFD	reducing a short position	1	31.9200 EUR
USD 0.54945 ordinary	CFD	reducing a short position	4,426	31.9946 EUR
USD 0.54945 ordinary	CFD	reducing a short position	365	32.1344 EUR
USD 0.54945 ordinary	CFD	reducing a short position	1,107	629.1460 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	5,533	631.1093 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	179	631.2955 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	831	632.0699 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	132	632.7768 ZAR
USD 0.54945 ordinary	CFD	reducing a short position	100	636.3500 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	02 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END